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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-21 4:05 PM View:  | AllianceBernstein Holding L... (AB) | 20-May-21 | Grant | 3,918 | $43.40 | $170,041.00 | 15% 26.36K to 30.28K | 3% |
| 21-May-21 4:00 PM View: | Equitable Holdings, Inc. (EQH) | 20-May-21 | Grant | 7,872 | -- | -- | 16% 48.82K to 56.7K | |
| 21-May-20 7:59 PM View: | AllianceBernstein Holding L... (AB) | 20-May-20 | Grant | 7,176 | $23.69 | $169,999.00 | 37% 19.19K to 26.36K | 35% |
| 21-May-20 4:00 PM View: | Equitable Holdings, Inc. (EQH) | 20-May-20 | Grant | 14,690 | -- | -- | 43% 34.13K to 48.82K | |
| 09-Mar-20 4:15 PM View: | Equitable Holdings, Inc. (EQH) | 06-Mar-20 | Market Purchase | 8,000 | $18.69 | $149,520.00 | 31% 26.13K to 34.13K | 33% |
| 09-Mar-20 4:15 PM View: | Equitable Holdings, Inc. (EQH) | 05-Mar-20 | Market Purchase | 4,890 | $20.45 | $100,000.00 | 23% 21.24K to 26.13K | 20% |
| 28-May-19 3:17 PM View: | Equitable Holdings, Inc. (EQH) | 23-May-19 | Grant | 12,399 | -- | -- | 140% 8.84K to 21.24K | |
| 16-May-19 8:09 PM View: | AllianceBernstein Holding L... (AB) | 14-May-19 | Grant | 5,810 | $29.26 | $170,001.00 | 43% 13.38K to 19.19K | (< 1%) |
| 18-May-18 4:57 PM View: | Equitable Holdings, Inc. (EQH) | 17-May-18 | Grant | 4,844 | -- | -- | 121% 4.0K to 8.84K | |
| 15-May-18 5:44 PM View: | AllianceBernstein Holding L... (AB) | 15-May-18 | Grant | 6,320 | $26.90 | $170,008.00 | 90% 7.06K to 13.38K | 8% |
| 11-May-18 4:43 PM View: | Equitable Holdings, Inc. (EQH) | 10-May-18 | Purchase | 4,000 | $20.00 | $80,000.00 | 100% 0 to 4.0K | |
| 18-May-17 5:17 PM View: | AllianceBernstein Holding L... (AB) | 16-May-17 | Grant | 7,059 | $21.25 | $150,004.00 | 100% 0 to 7.06K | 24% |
| 02-Apr-09 5:39 PM View: | Hartford Financial Services... (HIG) | 31-Mar-09 | Grant | 1,815 | $7.85 | $14,250.00 | 17% 10.65K to 12.47K | 753% |
| 05-Jan-09 4:12 PM View: | Hartford Financial Services... (HIG) | 31-Dec-08 | Grant | 1,644 | $16.42 | $27,000.00 | 18% 8.96K to 10.61K | 355% |
| 02-Oct-08 4:21 PM View: | Hartford Financial Services... (HIG) | 30-Sep-08 | Grant | 201 | $40.99 | $8,250.02 | 2% 8.73K to 8.93K | 27% |
| 02-Jul-08 2:44 PM View: | Hartford Financial Services... (HIG) | 30-Jun-08 | Grant | 621 | $64.57 | $40,125.00 | 8% 8.09K to 8.71K | (19%) |
| 23-May-08 3:20 PM View: | Hartford Financial Services... (HIG) | 21-May-08 | Grant | 2,172 | $69.07 | $150,020.00 | 37% 5.92K to 8.09K | (24%) |
| 02-Apr-08 4:34 PM View: | Hartford Financial Services... (HIG) | 31-Mar-08 | Grant | 104 | $75.77 | $7,875.00 | 2% 5.8K to 5.91K | (30%) |
| 03-Jan-08 4:58 PM View: | Hartford Financial Services... (HIG) | 31-Dec-07 | Grant | 129 | $87.19 | $11,250.00 | 2% 5.67K to 5.79K | (39%) |
| 02-Oct-07 4:46 PM View: | Hartford Financial Services... (HIG) | 28-Sep-07 | Grant | 36 | $92.55 | $3,375.00 | < 1% 5.62K to 5.66K | (42%) |
| 03-Jul-07 6:11 PM View: | Hartford Financial Services... (HIG) | 29-Jun-07 | Grant | 426 | $98.51 | $42,000.00 | 8% 5.19K to 5.62K | (45%) |
| 18-May-07 3:01 PM View: | Hartford Financial Services... (HIG) | 16-May-07 | Grant | 1,427 | $105.13 | $150,020.00 | 38% 3.76K to 5.19K | (49%) |
| 03-Apr-07 10:00 PM View: | Hartford Financial Services... (HIG) | 30-Mar-07 | Grant | 98 | $95.58 | $9,374.96 | 3% 3.66K to 3.76K | (44%) |
| 04-Jan-07 6:57 PM View: | Hartford Financial Services... (HIG) | 31-Dec-06 | Grant | 141 | $93.31 | $13,125.00 | 4% 3.52K to 3.66K | (42%) |
| 03-Oct-06 1:24 PM View: | Hartford Financial Services... (HIG) | 29-Sep-06 | Grant | 95 | $86.75 | $8,250.01 | 3% 3.42K to 3.51K | (37%) |
| 05-Jul-06 4:40 PM View: | Hartford Financial Services... (HIG) | 30-Jun-06 | Grant | 502 | $84.60 | $42,450.00 | 17% 2.92K to 3.42K | (35%) |
| 18-May-06 9:08 PM View: | Hartford Financial Services... (HIG) | 17-May-06 | Grant | 1,708 | $87.87 | $150,082.00 | 141% 1.21K to 2.92K | (37%) |
| 03-Apr-06 4:41 PM View: | Hartford Financial Services... (HIG) | 31-Mar-06 | Grant | 50 | $80.55 | $4,049.97 | 4% 1.16K to 1.21K | (32%) |
| 04-Jan-06 4:12 PM View: | Hartford Financial Services... (HIG) | 31-Dec-05 | Grant | 79 | $85.89 | $6,750.01 | 7% 1.08K to 1.16K | (36%) |
| 04-Oct-05 5:02 PM View: | Hartford Financial Services... (HIG) | 30-Sep-05 | Grant | 26 | $77.17 | $2,025.00 | 2% 1.05K to 1.08K | (28%) |
| 12-Aug-05 3:48 PM View: | Sungard Data Systems Inc (SDS) | 11-Aug-05 | Disposition | 24,385 | $36.00 | $877,860.00 | (100%) 24.39K to 0 | |
| 26-Jul-05 5:08 PM View: | Hartford Financial Services... (HIG) | 22-Jul-05 | Grant | 1,052 | $79.27 | $83,392.00 | 100% 0 to 1.05K | (30%) |
| 17-May-04 10:00 PM View: | Sungard Data Systems Inc (SDS) | 14-May-04 | Grant | 911 | $26.35 | $24,004.80 | 4% 23.47K to 24.39K | |
| 27-Feb-04 10:00 PM View: | Sungard Data Systems Inc (SDS) | 25-Feb-04 | Grant | 357 | $28.03 | $10,006.70 | (1%) 23.83K to 23.47K | |
| 12-Nov-03 10:00 PM View: | Sungard Data Systems Inc (SDS) | 07-Nov-03 | Grant | 211 | $28.40 | $5,992.40 | < 1% 22.91K to 23.12K | |
| 25-Aug-03 10:00 PM View: | Sungard Data Systems Inc (SDS) | 21-Aug-03 | Grant | 246 | $28.50 | $7,011.00 | 1% 22.66K to 22.91K |