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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Feb-23 3:37 PM View:  | Northeast Utilities (ES) | 22-Feb-23 | Payment of Exercise | 5,028 | $80.27 | $403,598.00 | (2%) 225.15K to 220.12K | (7%) |
| 17-Feb-23 3:58 PM View: | Northeast Utilities (ES) | 15-Feb-23 | Payment of Exercise | 3,135 | $78.89 | $247,320.00 | (1%) 228.3K to 225.16K | (9%) |
| 03-Feb-23 4:58 PM View: | Northeast Utilities (ES) | 01-Feb-23 | Grant | 16,956 | -- | -- | 8% 211.2K to 228.15K | |
| 28-Jun-22 2:03 PM View: | Northeast Utilities (ES) | 01-Jun-22 | Gift | 650 | -- | -- | < 1% 209.21K to 209.86K | |
| 28-Jun-22 2:03 PM View: | Northeast Utilities (ES) | 01-Jun-22 | Gift | 975 | -- | -- | (< 1%) 209.86K to 208.88K | |
| 28-Feb-22 10:00 PM View: | Northeast Utilities (ES) | 24-Feb-22 | Payment of Exercise | 7,919 | $79.70 | $631,144.00 | (4%) 216.43K to 208.51K | |
| 17-Feb-22 11:15 AM View: | Northeast Utilities (ES) | 15-Feb-22 | Payment of Exercise | 3,930 | $82.21 | $323,085.00 | (2%) 221.72K to 217.79K | (5%) |
| 04-Feb-22 6:30 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 23,509 | -- | -- | 12% 198.1K to 221.61K | |
| 28-Feb-22 10:00 PM View: | Northeast Utilities (ES) | 02-Feb-22 | Grant | 17,120 | -- | -- | 8% 203.24K to 220.36K | |
| 04-Feb-22 10:00 PM View: | Northeast Utilities (ES) | 19-Nov-21 | Gift | 175 | -- | -- | < 1% 197.9K to 198.07K | |
| 04-Feb-22 10:00 PM View: | Northeast Utilities (ES) | 16-Nov-21 | Gift | 175 | -- | -- | < 1% 198.59K to 198.77K | |
| 04-Feb-22 10:00 PM View: | Northeast Utilities (ES) | 16-Nov-21 | Gift | 875 | -- | -- | (< 1%) 198.77K to 197.9K | |
| 13-Aug-21 5:26 PM View: | Northeast Utilities (ES) | 12-Aug-21 | Disposition | 482 | $89.60 | $43,187.20 | (< 1%) 197.33K to 196.85K | 0% |
| 26-Feb-21 7:11 PM View: | Northeast Utilities (ES) | 25-Feb-21 | Payment of Exercise | 8,540 | $81.46 | $695,668.00 | (4%) 204.47K to 195.93K | 1% |
| 17-Feb-21 7:18 PM View: | Northeast Utilities (ES) | 16-Feb-21 | Payment of Exercise | 3,362 | $85.17 | $286,342.00 | (2%) 207.73K to 204.37K | 2% |
| 10-Feb-21 4:01 PM View: | Northeast Utilities (ES) | 08-Feb-21 | Grant | 23,245 | -- | -- | 13% 184.47K to 207.72K | |
| 10-Feb-21 10:00 PM View: | Northeast Utilities (ES) | 21-Aug-20 | Gift | 1,400 | -- | -- | (< 1%) 185.85K to 184.45K | |
| 24-Feb-20 5:22 PM View: | Northeast Utilities (ES) | 21-Feb-20 | Payment of Exercise | 8,895 | $95.65 | $850,807.00 | (5%) 191.99K to 183.09K | 16% |
| 19-Feb-20 5:53 PM View: | Northeast Utilities (ES) | 18-Feb-20 | Disposition | 5,353 | $93.66 | $501,362.00 | (3%) 192.75K to 187.39K | 14% |
| 07-Feb-20 4:41 PM View: | Northeast Utilities (ES) | 05-Feb-20 | Grant | 28,466 | -- | -- | 9% 318.49K to 346.95K | |
| 07-Feb-20 10:00 PM View: | Northeast Utilities (ES) | 05-Mar-19 | Gift | 437 | -- | -- | (< 1%) 168.62K to 168.19K | |
| 07-Feb-20 10:00 PM View: | Northeast Utilities (ES) | 01-Mar-19 | Gift | 433 | -- | -- | < 1% 169.05K to 169.48K | |
| 07-Feb-20 10:00 PM View: | Northeast Utilities (ES) | 01-Mar-19 | Gift | 1,299 | -- | -- | (< 1%) 169.48K to 168.19K | |
| 22-Feb-19 6:23 PM View: | Northeast Utilities (ES) | 21-Feb-19 | Payment of Exercise | 5,646 | $70.27 | $396,744.00 | (3%) 189.05K to 183.4K | (15%) |
| 20-Feb-19 6:06 PM View: | Northeast Utilities (ES) | 15-Feb-19 | Payment of Exercise | 5,235 | $70.10 | $366,974.00 | (3%) 194.28K to 189.05K | (15%) |
| 08-Feb-19 5:54 PM View: | Northeast Utilities (ES) | 06-Feb-19 | Grant | 22,310 | -- | -- | 13% 171.83K to 194.14K | |
| 23-Feb-18 5:21 PM View: | Northeast Utilities (ES) | 21-Feb-18 | Payment of Exercise | 10,719 | $58.17 | $623,524.00 | (6%) 174.41K to 163.7K | (35%) |
| 20-Feb-18 6:27 PM View: | Northeast Utilities (ES) | 15-Feb-18 | Payment of Exercise | 10,256 | $57.58 | $590,540.00 | (6%) 184.67K to 174.41K | (36%) |
| 09-Feb-18 6:27 PM View: | Northeast Utilities (ES) | 07-Feb-18 | Grant | 22,164 | -- | -- | 14% 162.34K to 184.5K | |
| 13-Nov-17 4:52 PM View: | Northeast Utilities (ES) | 09-Nov-17 | Market Sale | 10,098 | $64.68 | $653,139.00 | (6%) 171.44K to 161.34K | (20%) |
| 01-Jun-17 4:15 PM View: | Northeast Utilities (ES) | 31-May-17 | Option Exercise | 36,736 | $26.90 | $988,198.00 | 22% 169.42K to 206.15K | |
| 01-Jun-17 4:15 PM View: | Northeast Utilities (ES) | 31-May-17 | Market Option Sale (Planned) | 36,736 | $62.00 | $2,277,630.00 | (18%) 206.15K to 169.42K | (24%) |
| 24-May-17 5:24 PM View: | Northeast Utilities (ES) | 23-May-17 | Option Exercise | 48,544 | $25.93 | $1,258,750.00 | 29% 169.42K to 217.97K | |
| 24-May-17 5:24 PM View: | Northeast Utilities (ES) | 23-May-17 | Market Option Sale (Planned) | 48,544 | $61.01 | $2,961,570.00 | (22%) 217.97K to 169.42K | (26%) |
| 24-Mar-17 5:49 PM View: | Northeast Utilities (ES) | 22-Mar-17 | Option Exercise | 39,360 | $24.74 | $973,766.00 | 23% 168.2K to 207.56K | |
| 24-Mar-17 5:49 PM View: | Northeast Utilities (ES) | 22-Mar-17 | Market Option Sale | 39,360 | $60.00 | $2,361,600.00 | (19%) 207.56K to 168.2K | (28%) |
| 27-Feb-17 7:52 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Grant | 8,923 | -- | -- | 5% 163.64K to 172.56K | |
| 27-Feb-17 7:52 PM View: | Northeast Utilities (ES) | 23-Feb-17 | Payment of Exercise | 4,360 | $56.15 | $244,814.00 | (3%) 172.56K to 168.21K | (37%) |
| 22-Feb-17 8:28 PM View: | Northeast Utilities (ES) | 17-Feb-17 | Payment of Exercise | 4,422 | $55.95 | $247,411.00 | (3%) 168.07K to 163.65K | (38%) |
| 06-Feb-17 7:40 PM View: | Northeast Utilities (ES) | 02-Feb-17 | Grant | 11,703 | -- | -- | 7% 156.19K to 167.9K | |
| 10-Mar-16 4:53 PM View: | Northeast Utilities (ES) | 08-Mar-16 | Market Sale (Planned) | 10,000 | $57.00 | $570,000.00 | (6%) 162.41K to 152.41K | (39%) |
| 07-Feb-20 4:41 PM View: | Northeast Utilities (ES) | 08-Mar-16 | Market Sale | 10,000 | $57.00 | $570,000.00 | (4%) 271.29K to 261.29K | (39%) |
| 07-Mar-16 4:51 PM View: | Northeast Utilities (ES) | 04-Mar-16 | Option Exercise | 47,232 | $28.12 | $1,328,160.00 | 29% 162.41K to 209.64K | |
| 07-Mar-16 4:51 PM View: | Northeast Utilities (ES) | 04-Mar-16 | Market Option Sale | 47,232 | $54.98 | $2,596,820.00 | (23%) 209.64K to 162.41K | (44%) |
| 25-Feb-16 4:46 PM View: | Northeast Utilities (ES) | 24-Feb-16 | Market Sale (Planned) | 9,104 | $56.00 | $509,824.00 | (5%) 171.48K to 162.37K | (42%) |
| 07-Feb-20 4:41 PM View: | Northeast Utilities (ES) | 24-Feb-16 | Market Sale | 9,104 | $56.00 | $509,824.00 | (3%) 280.39K to 271.29K | (42%) |
| 25-Feb-16 4:46 PM View: | Northeast Utilities (ES) | 23-Feb-16 | Market Sale (Planned) | 896 | $56.00 | $50,176.00 | (< 1%) 172.37K to 171.48K | (42%) |
| 07-Feb-20 4:41 PM View: | Northeast Utilities (ES) | 23-Feb-16 | Market Sale | 896 | $56.00 | $50,176.00 | (< 1%) 281.29K to 280.39K | (42%) |
| 23-Feb-16 5:33 PM View: | Northeast Utilities (ES) | 22-Feb-16 | Payment of Exercise | 4,777 | $54.67 | $261,159.00 | (3%) 177.15K to 172.38K | (46%) |
| 23-Feb-16 5:33 PM View: | Northeast Utilities (ES) | 19-Feb-16 | Payment of Exercise | 2,092 | $53.51 | $111,943.00 | (1%) 179.25K to 177.15K | (49%) |