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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-13 5:54 PM View:  | ADA-ES Inc. (ADES) | 27-Jun-13 | Market Sale (Planned) | 500 | $40.00 | $20,000.00 | (2%) 28.19K to 27.69K | 50% |
| 28-May-13 4:46 PM View: | ADA-ES Inc. (ADES) | 24-May-13 | Market Sale (Planned) | 500 | $36.00 | $18,000.00 | (2%) 28.69K to 28.19K | 44% |
| 20-May-13 12:21 PM View: | ADA-ES Inc. (ADES) | 17-May-13 | Market Sale (Planned) | 500 | $34.00 | $17,000.00 | 2% 28.19K to 28.69K | (41%) |
| 20-May-13 12:21 PM View: | ADA-ES Inc. (ADES) | 16-May-13 | Market Sale (Planned) | 300 | $32.00 | $9,600.00 | 1% 28.89K to 29.19K | (37%) |
| 15-May-13 12:20 PM View: | ADA-ES Inc. (ADES) | 13-May-13 | Market Sale (Planned) | 200 | $30.00 | $6,000.00 | (< 1%) 29.69K to 29.49K | 33% |
| 22-Jan-13 12:18 PM View: | ADA-ES Inc. (ADES) | 18-Jan-13 | Grant | 1,964 | $24.18 | $47,489.50 | 7% 27.72K to 29.69K | |
| 22-Aug-12 1:01 PM View: | ADA-ES Inc. (ADES) | 20-Aug-12 | Market Sale | 1,000 | $23.67 | $23,670.00 | (3%) 28.72K to 27.72K | 15% |
| 16-May-12 11:31 AM View: | ADA-ES Inc. (ADES) | 14-May-12 | Market Sale | 1,000 | $28.55 | $28,547.00 | (3%) 29.72K to 28.72K | 29% |
| 22-Feb-12 11:00 AM View: | ADA-ES Inc. (ADES) | 21-Feb-12 | Grant | 120 | $20.90 | $2,508.00 | < 1% 29.6K to 29.72K | (3%) |
| 24-Jan-12 6:11 PM View: | ADA-ES Inc. (ADES) | 24-Jan-12 | Market Sale | 1,500 | $21.01 | $31,515.00 | (5%) 31.1K to 29.6K | 4% |
| 30-Dec-11 11:48 AM View: | ADA-ES Inc. (ADES) | 29-Dec-11 | Market Sale | 500 | $22.69 | $11,345.00 | (2%) 31.6K to 31.1K | 11% |
| 15-Jul-11 7:43 PM View: | ADA-ES Inc. (ADES) | 13-Jul-11 | Grant | 3,239 | $17.52 | $56,747.30 | 11% 28.86K to 32.1K | 15% |
| 11-Apr-11 2:51 PM View: | ADA-ES Inc. (ADES) | 07-Apr-11 | Market Sale | 500 | $23.47 | $11,735.00 | (2%) 28.86K to 28.36K | 14% |
| 31-Mar-11 2:08 PM View: | ADA-ES Inc. (ADES) | 29-Mar-11 | Market Sale | 500 | $24.10 | $12,050.00 | (2%) 29.36K to 28.86K | 16% |
| 08-Feb-11 4:18 PM View: | ADA-ES Inc. (ADES) | 04-Feb-11 | Grant | 4,509 | $12.12 | $54,649.10 | 18% 24.85K to 29.36K | |
| 20-Dec-10 11:02 AM View: | ADA-ES Inc. (ADES) | 16-Dec-10 | Market Sale | 500 | $7.50 | $3,750.00 | (2%) 25.35K to 24.85K | (162%) |
| 13-Dec-10 2:28 PM View: | ADA-ES Inc. (ADES) | 13-Dec-10 | Market Sale | 500 | $6.57 | $3,285.00 | (2%) 25.85K to 25.35K | (199%) |
| 13-Dec-10 2:28 PM View: | ADA-ES Inc. (ADES) | 10-Dec-10 | Market Sale | 500 | $6.00 | $3,000.00 | (2%) 26.35K to 25.85K | (227%) |
| 10-Dec-10 10:38 AM View: | ADA-ES Inc. (ADES) | 03-Dec-10 | Market Sale | 500 | $5.00 | $2,500.00 | (2%) 26.85K to 26.35K | (292%) |
| 20-Sep-10 12:56 PM View: | ADA-ES Inc. (ADES) | 20-Sep-10 | Grant | 2,031 | $6.28 | $12,754.70 | 8% 24.82K to 26.85K | |
| 01-Jul-10 10:59 AM View: | ADA-ES Inc. (ADES) | 29-Jun-10 | Grant | 2,051 | $5.20 | $10,665.20 | 9% 22.77K to 24.82K | 277% |
| 29-Jan-10 6:02 PM View: | ADA-ES Inc. (ADES) | 27-Jan-10 | Grant | 3,996 | $6.17 | $24,655.30 | 21% 18.78K to 22.77K | 218% |
| 23-Dec-09 12:41 PM View: | ADA-ES Inc. (ADES) | 22-Dec-09 | Market Sale (Planned) | 1,000 | $6.00 | $6,000.00 | (5%) 19.78K to 18.78K | (227%) |
| 23-Dec-09 12:41 PM View: | ADA-ES Inc. (ADES) | 21-Dec-09 | Market Sale (Planned) | 1,000 | $4.95 | $4,950.00 | (5%) 20.78K to 19.78K | (296%) |
| 24-Jul-09 11:44 AM View: | ADA-ES Inc. (ADES) | 20-Jul-09 | Option Exercise | 8,408 | $4.23 | $35,565.80 | 68% 12.37K to 20.78K | 371% |
| 29-Jan-09 4:42 PM View: | ADA-ES Inc. (ADES) | 08-Jan-09 | Option Exercise | 2,592 | $4.18 | $10,834.60 | 27% 9.78K to 12.37K | 403% |
| 17-Oct-08 10:46 AM View: | ADA-ES Inc. (ADES) | 16-Oct-08 | Option Exercise | 1,459 | $6.17 | $9,002.03 | 18% 8.32K to 9.78K | 241% |
| 09-Oct-07 4:59 PM View: | ADA-ES Inc. (ADES) | 09-Oct-07 | Option Exercise | 714 | $12.60 | $8,996.40 | 9% 7.6K to 8.32K | 67% |
| 24-May-07 12:36 PM View: | ADA-ES Inc. (ADES) | 14-May-07 | Market Sale | 1,000 | $18.41 | $18,405.00 | (12%) 8.6K to 7.6K | (14%) |
| 17-Nov-06 5:08 PM View: | ADA-ES Inc. (ADES) | 16-Nov-06 | Option Exercise | 1,667 | $13.80 | $23,004.60 | 19% 8.6K to 10.27K | |
| 17-Nov-06 5:08 PM View: | ADA-ES Inc. (ADES) | 16-Nov-06 | Market Option Sale | 1,667 | $17.37 | $28,957.50 | (16%) 10.27K to 8.6K | (21%) |
| 03-Feb-06 10:26 AM View: | ADA-ES Inc. (ADES) | 02-Feb-06 | Option Exercise | 1,000 | $21.99 | $21,990.00 | 13% 7.6K to 8.6K | (4%) |
| 08-Jul-05 1:38 PM View: | ADA-ES Inc. (ADES) | 06-Jul-05 | Market Sale | 100 | $15.00 | $1,500.00 | (1%) 7.9K to 7.8K | (40%) |
| 28-Jun-05 4:22 PM View: | ADA-ES Inc. (ADES) | 23-Jun-05 | Market Sale | 200 | $15.55 | $3,110.00 | (2%) 8.1K to 7.9K | (35%) |
| 28-Jun-05 4:22 PM View: | ADA-ES Inc. (ADES) | 22-Jun-05 | Market Sale | 100 | $15.00 | $1,500.00 | (1%) 8.0K to 7.9K | (40%) |
| 10-Jun-05 11:06 AM View: | ADA-ES Inc. (ADES) | 10-Jun-05 | Option Exercise | 603 | $13.80 | $8,321.40 | 8% 7.6K to 8.2K | 52% |
| 07-Jun-05 3:53 PM View: | ADA-ES Inc. (ADES) | 02-Jun-05 | Market Sale | 400 | $14.26 | $5,702.00 | (5%) 8.0K to 7.6K | (48%) |
| 21-Apr-05 9:38 AM View: | ADA-ES Inc. (ADES) | 15-Apr-05 | Market Sale | 100 | $20.51 | $2,051.00 | (1%) 8.1K to 8.0K | (3%) |
| 31-Mar-05 4:12 PM View: | ADA-ES Inc. (ADES) | 29-Mar-05 | Market Sale | 500 | $26.03 | $13,015.00 | 7% 7.6K to 8.1K | (19%) |
| 26-Apr-04 10:00 PM View: | ADA-ES Inc. (ADES) | 26-Apr-04 | Option Exercise | 603 | $8.30 | $5,004.90 | 8% 8.0K to 8.6K | 153% |
| 16-Sep-03 10:00 PM View: | ADA-ES Inc. (ADES) | 12-Sep-03 | Acquisition (other) | 7,998 | -- | -- | 100% 0 to 8.0K |