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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Jun-20 10:00 PM View:  | Zosano Pharma Corp (ZSAN) | 25-Jun-20 | Grant | 7,500 | -- | -- | 7% 109.01K to 116.51K | |
| 18-Apr-19 4:25 PM View: | Zosano Pharma Corp (ZSAN) | 11-Apr-19 | Market Purchase | 100,000 | $3.50 | $350,000.00 | 55% 180.23K to 280.23K | (73%) |
| 11-Aug-17 7:18 PM View: | Zosano Pharma Corp (ZSAN) | 09-Aug-17 | Disposition | 26,666 | -- | -- | (13%) 206.89K to 180.23K | |
| 25-May-17 8:45 PM View: | Zosano Pharma Corp (ZSAN) | 25-May-17 | Market Purchase | 37,550 | $1.37 | $51,338.40 | 22% 169.34K to 206.89K | (96%) |
| 25-May-17 8:45 PM View: | Zosano Pharma Corp (ZSAN) | 24-May-17 | Market Purchase | 36,166 | $1.34 | $48,552.90 | 27% 133.18K to 169.34K | (96%) |
| 22-May-17 6:25 PM View: | Zosano Pharma Corp (ZSAN) | 18-May-17 | Grant | 60,000 | -- | -- | 82% 73.18K to 133.18K | |
| 08-May-17 6:13 PM View: | Zosano Pharma Corp (ZSAN) | 04-May-17 | Option Exercise | 9,478 | -- | -- | 15% 63.7K to 73.18K | |
| 22-Aug-16 7:05 PM View: | Zosano Pharma Corp (ZSAN) | 19-Aug-16 | Market Purchase | 63,700 | $1.32 | $84,084.00 | 100% 0 to 63.7K | (96%) |
| 29-Aug-13 4:18 PM View: | Affymax, Inc. (AFFY) | 28-Aug-13 | Market Sale | 16,540 | $1.92 | $31,760.80 | (100%) 16.54K to 0 | 18% |
| 20-Dec-11 7:56 PM View: | Affymax, Inc. (AFFY) | 19-Dec-11 | Market Purchase | 16,540 | $6.13 | $101,364.00 | 100% 0 to 16.54K | (82%) |
| 30-Jan-09 9:12 PM View: | Geron Corp (GERN) | 30-Jan-09 | Option Exercise | 48,617 | $4.71 | $229,084.00 | 124% 39.12K to 87.74K | (16%) |
| 30-Jan-09 9:12 PM View: | Geron Corp (GERN) | 30-Jan-09 | Market Option Sale | 48,617 | $8.28 | $402,549.00 | (55%) 87.74K to 39.12K | 52% |
| 23-Sep-08 6:02 AM View: | Novacea, Inc. (PRTK) | 19-Sep-08 | Option Exercise | 33,333 | $48,332.90 | $1,611,079,936.00 | 80% 41.77K to 75.1K | (100%) |
| 29-May-08 8:10 PM View: | Geron Corp (GERN) | 28-May-08 | Grant | 15,057 | -- | -- | 34% 44.69K to 59.74K | |
| 03-Jun-08 2:15 PM View: | Novacea, Inc. (PRTK) | 09-May-08 | Payment of Exercise | 3,545 | $3.14 | $11,131.30 | (8%) 45.31K to 41.77K | 1% |
| 03-Jun-08 2:15 PM View: | Novacea, Inc. (PRTK) | 09-May-08 | Option Exercise | 10,000 | -- | -- | 28% 35.31K to 45.31K | |
| 07-May-08 1:26 PM View: | Renovis Inc (RNVS) | 02-May-08 | Disposition | 160,840 | -- | -- | (100%) 160.84K to 0 | |
| 16-Jan-08 7:12 PM View: | Novacea, Inc. (PRTK) | 16-Jan-08 | Market Sale | 600 | $2.88 | $1,729.00 | 2% 26.52K to 27.11K | (12%) |
| 16-Jan-08 7:15 PM View: | Novacea, Inc. (PRTK) | 16-Jan-08 | Market Sale | 8,200 | $2.93 | $23,999.00 | 30% 27.11K to 35.31K | (13%) |
| 16-Jan-08 7:12 PM View: | Novacea, Inc. (PRTK) | 15-Jan-08 | Market Sale | 3,500 | $2.93 | $10,270.00 | 15% 23.02K to 26.52K | (13%) |
| 16-Jan-08 7:12 PM View: | Novacea, Inc. (PRTK) | 14-Jan-08 | Market Sale | 23,015 | $2.91 | $66,988.60 | 100% 0 to 23.02K | (13%) |
| 04-Oct-07 7:42 PM View: | Renovis Inc (RNVS) | 02-Oct-07 | Grant | 100,000 | -- | -- | 164% 60.84K to 160.84K | |
| 24-May-07 9:32 PM View: | Geron Corp (GERN) | 23-May-07 | Grant | 22,500 | -- | -- | 101% 22.19K to 44.69K | |
| 05-Jan-07 5:28 PM View: | Geron Corp (GERN) | 03-Jan-07 | Grant | 20,000 | -- | -- | 914% 2.19K to 22.19K | |
| 19-Dec-06 1:49 PM View: | Renovis Inc (RNVS) | 15-Dec-06 | Market Sale | 40,000 | $3.08 | $123,204.00 | (40%) 100.84K to 60.84K | 26% |
| 28-Feb-06 7:40 PM View: | Renovis Inc (RNVS) | 27-Feb-06 | Market Sale | 20,000 | $21.69 | $433,784.00 | (17%) 120.84K to 100.84K | 90% |
| 16-May-05 7:09 PM View: | Renovis Inc (RNVS) | 12-May-05 | Market Sale | 10,000 | $18.00 | $180,000.00 | (8%) 130.84K to 120.84K | 87% |
| 10-May-05 4:58 PM View: | Geron Corp (GERN) | 06-May-05 | Grant | 2,187 | -- | -- | 100% 0 to 2.19K | |
| 14-Dec-04 8:04 PM View: | Renovis Inc (RNVS) | 10-Dec-04 | Market Sale | 44,954 | $13.79 | $620,095.00 | (80%) 56.01K to 11.05K | 84% |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 03-Nov-04 | Disposition (other) Duplicate | 952,346 | -- | -- | (76%) 1.25M to 296.85K | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 02-Nov-04 | Market Sale Duplicate | 110,000 | $11.08 | $1,218,690.00 | (37%) 296.85K to 186.84K | 80% |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 16-Sep-04 | Disposition (other) Duplicate | 5,519 | -- | -- | (< 1%) 1.25M to 1.25M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 13-Sep-04 | Disposition (other) Duplicate | 454 | -- | -- | (< 1%) 1.26M to 1.25M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 27-Aug-04 | Disposition (other) Duplicate | 378,209 | -- | -- | (23%) 1.63M to 1.26M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 17-Aug-04 | Disposition (other) Duplicate | 1,976 | -- | -- | (< 1%) 1.64M to 1.63M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 12-Aug-04 | Grant | 129,537 | -- | -- | 7% 1.79M to 1.92M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 12-Aug-04 | Disposition (other) Duplicate | 282,723 | -- | -- | (15%) 1.92M to 1.64M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 02-Aug-04 | Grant | 1,303 | -- | -- | < 1% 2.82M to 2.82M | |
| 06-Dec-04 8:25 PM View: | Renovis Inc (RNVS) | 02-Aug-04 | Disposition (other) Duplicate | 1,034,990 | -- | -- | (37%) 2.82M to 1.79M | |
| 11-Feb-04 10:00 PM View: | Renovis Inc (RNVS) | 10-Feb-04 | Conversion | 2,822,220 | -- | -- | 100% 0 to 2.82M |