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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Apr-21 5:00 PM View:  | SMTC Corp. (SMTX) | 05-Apr-21 | Disposition | 33,214 | $6.04 | $200,745.00 | (100%) 33.21K to 0 | |
| 13-Dec-19 4:00 PM View: | SMTC Corp. (SMTX) | 12-Dec-19 | Private Purchase | 2,500 | $2.97 | $7,437.50 | 8% 30.71K to 33.21K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Grant | 25,000 | -- | -- | 218% 11.45K to 36.45K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Payment of Exercise | 7,738 | $3.49 | $27,005.60 | (20%) 38.45K to 30.71K | |
| 15-Aug-19 4:44 PM View: | SMTC Corp. (SMTX) | 13-Aug-19 | Purchase | 2,000 | $3.35 | $6,700.00 | 5% 36.45K to 38.45K | |
| 27-Jun-19 5:11 PM View: | SMTC Corp. (SMTX) | 25-Jun-19 | Exercise (in-the money or at-the-money) | 6,404 | $3.14 | $20,108.60 | 127% 5.05K to 11.45K | 5% |
| 24-Jun-19 5:00 PM View: | SMTC Corp. (SMTX) | 20-Jun-19 | Exercise (in-the money or at-the-money) | 548 | $3.14 | $1,720.72 | 12% 4.5K to 5.05K | 5% |
| 31-Dec-18 12:28 PM View: | SMTC Corp. (SMTX) | 27-Dec-18 | Market Purchase | 1,500 | $3.80 | $5,700.00 | 50% 3.0K to 4.5K | 17% |
| 06-Dec-18 3:02 PM View: | SMTC Corp. (SMTX) | 04-Dec-18 | Market Purchase | 3,000 | $3.71 | $11,130.00 | 100% 0 to 3.0K | 20% |