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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Sep-22 8:48 PM View:  | Nektar Therapeutics (NKTR) | 16-Sep-22 | Grant | 10,200 | -- | -- | 3% 293.37K to 303.57K | |
| 09-Nov-21 5:05 PM View: | Nektar Therapeutics (NKTR) | 09-Nov-21 | Option Exercise | 12,500 | $12.80 | $160,000.00 | 4% 280.87K to 293.37K | |
| 24-Sep-21 10:00 PM View: | Nektar Therapeutics (NKTR) | 22-Sep-21 | Grant | 10,200 | -- | -- | 4% 270.67K to 280.87K | |
| 31-Aug-21 6:26 PM View: | Nektar Therapeutics (NKTR) | 31-Aug-21 | Option Exercise | 45,000 | $12.70 | $571,500.00 | 20% 225.67K to 270.67K | |
| 12-May-21 7:44 PM View: | Inogen Inc (INGN) | 10-May-21 | Grant | 2,754 | -- | -- | 5% 57.72K to 60.48K | |
| 04-Feb-21 8:26 PM View: | Inogen Inc (INGN) | 03-Feb-21 | Option Exercise | 20,000 | $44.85 | $896,998.00 | 53% 37.72K to 57.72K | |
| 05-Jan-21 5:09 PM View: | Nektar Therapeutics (NKTR) | 05-Jan-21 | Option Exercise | 40,000 | $13.80 | $552,000.00 | 22% 185.67K to 225.67K | |
| 24-Sep-20 9:38 PM View: | Nektar Therapeutics (NKTR) | 22-Sep-20 | Grant | 9,100 | -- | -- | 5% 176.57K to 185.67K | |
| 10-Jul-20 7:06 PM View: | Nektar Therapeutics (NKTR) | 09-Jul-20 | Option Exercise | 40,000 | $9.24 | $369,600.00 | 26% 151.58K to 191.58K | |
| 10-Jul-20 7:06 PM View: | Nektar Therapeutics (NKTR) | 09-Jul-20 | Market Option Sale | 15,009 | $25.00 | $375,225.00 | (8%) 191.58K to 176.57K | 26% |
| 12-May-20 6:29 PM View: | Inogen Inc (INGN) | 11-May-20 | Grant | 4,540 | -- | -- | 14% 33.18K to 37.72K | |
| 27-Sep-19 6:09 PM View: | Nektar Therapeutics (NKTR) | 25-Sep-19 | Grant | 6,500 | -- | -- | 4% 145.08K to 151.58K | |
| 10-May-19 4:48 PM View: | Inogen Inc (INGN) | 09-May-19 | Grant | 2,474 | -- | -- | 8% 30.69K to 33.17K | |
| 12-Mar-19 6:18 PM View: | Nektar Therapeutics (NKTR) | 08-Mar-19 | Option Exercise | 10,000 | $5.14 | $51,400.00 | 7% 135.08K to 145.08K | |
| 01-Oct-18 8:22 PM View: | Nektar Therapeutics (NKTR) | 27-Sep-18 | Grant | 4,750 | -- | -- | 4% 130.33K to 135.08K | |
| 06-Sep-18 7:12 PM View: | Nektar Therapeutics (NKTR) | 04-Sep-18 | Option Exercise | 10,000 | $5.14 | $51,400.00 | 8% 130.33K to 140.33K | |
| 06-Sep-18 7:12 PM View: | Nektar Therapeutics (NKTR) | 04-Sep-18 | Market Option Sale | 10,000 | $67.39 | $673,900.00 | (7%) 140.33K to 130.33K | 73% |
| 06-Jun-18 7:42 PM View: | Nektar Therapeutics (NKTR) | 06-Jun-18 | Option Exercise | 8,600 | $5.14 | $44,204.00 | 7% 130.33K to 138.93K | |
| 06-Jun-18 7:42 PM View: | Nektar Therapeutics (NKTR) | 06-Jun-18 | Market Option Sale | 8,600 | $60.00 | $516,000.00 | (6%) 138.93K to 130.33K | 69% |
| 07-Jun-18 8:15 PM View: | Sientra, Inc. (SIEN) | 05-Jun-18 | Grant | 6,116 | $20.44 | $125,011.00 | 12% 52.66K to 58.77K | (49%) |
| 06-Jun-18 7:42 PM View: | Nektar Therapeutics (NKTR) | 04-Jun-18 | Option Exercise | 1,400 | $5.14 | $7,196.00 | 1% 130.33K to 131.73K | |
| 06-Jun-18 7:42 PM View: | Nektar Therapeutics (NKTR) | 04-Jun-18 | Market Option Sale | 1,400 | $61.99 | $86,786.00 | (1%) 131.73K to 130.33K | 70% |
| 14-May-18 4:54 PM View: | Inogen Inc (INGN) | 10-May-18 | Grant | 989 | -- | -- | 3% 29.7K to 30.69K | |
| 09-May-18 4:55 PM View: | Sientra, Inc. (SIEN) | 07-May-18 | Private Purchase | 11,111 | $13.50 | $149,998.00 | 27% 41.55K to 52.66K | |
| 09-Apr-18 8:22 PM View: | Nektar Therapeutics (NKTR) | 06-Apr-18 | Option Exercise | 30,000 | $14.26 | $427,800.00 | 23% 130.33K to 160.33K | |
| 09-Apr-18 8:22 PM View: | Nektar Therapeutics (NKTR) | 06-Apr-18 | Market Option Sale | 30,000 | $92.22 | $2,766,600.00 | (19%) 160.33K to 130.33K | 80% |
| 22-Dec-17 5:00 PM View: | Aravive, Inc. (ARAV) | 20-Dec-17 | Grant | 11,200 | -- | -- | 34% 33.18K to 44.38K | |
| 21-Sep-17 4:43 PM View: | Nektar Therapeutics (NKTR) | 19-Sep-17 | Grant | 9,000 | -- | -- | 7% 121.33K to 130.33K | |
| 26-Jun-17 7:32 PM View: | Sientra, Inc. (SIEN) | 22-Jun-17 | Grant | 12,861 | $9.72 | $125,009.00 | 45% 28.68K to 41.55K | 7% |
| 06-Jun-17 8:03 PM View: | Aravive, Inc. (ARAV) | 25-May-17 | Grant | 3,480 | -- | -- | 12% 29.7K to 33.18K | |
| 25-Oct-16 5:00 PM View: | Nektar Therapeutics (NKTR) | 24-Oct-16 | Market Purchase | 15,000 | $13.50 | $202,500.00 | 14% 106.33K to 121.33K | 37% |
| 23-Sep-16 5:10 PM View: | Nektar Therapeutics (NKTR) | 21-Sep-16 | Grant | 8,000 | -- | -- | 8% 98.33K to 106.33K | |
| 19-Sep-16 5:14 PM View: | Nektar Therapeutics (NKTR) | 15-Sep-16 | Option Exercise | 15,000 | -- | -- | 18% 83.33K to 98.33K | |
| 27-Jun-16 4:35 PM View: | Sientra, Inc. (SIEN) | 23-Jun-16 | Grant | 18,685 | $6.69 | $125,003.00 | 187% 10.0K to 28.68K | 53% |
| 20-May-16 5:29 PM View: | Aravive, Inc. (ARAV) | 18-May-16 | Grant | 4,625 | -- | -- | 18% 25.07K to 29.7K | |
| 05-Jan-16 4:46 PM View: | StemCells Inc. (MBOT) | 01-Jan-16 | Grant | 146,342 | -- | -- | 102% 143.84K to 290.18K | |
| 20-Nov-15 4:06 PM View: | Inogen Inc (INGN) | 18-Nov-15 | Exercise (in-the money or at-the-money) | 15,218 | $0.30 | $4,565.40 | 105% 14.48K to 29.7K | |
| 13-Nov-15 5:34 PM View: | Aravive, Inc. (ARAV) | 11-Nov-15 | Market Purchase | 10,000 | $10.17 | $101,692.00 | 66% 15.07K to 25.07K | (90%) |
| 19-Oct-15 5:01 PM View: | Nektar Therapeutics (NKTR) | 15-Oct-15 | Option Exercise | 32,500 | $11.34 | $368,550.00 | 64% 50.83K to 83.33K | 63% |
| 01-Jul-15 6:07 PM View: | Aravive, Inc. (ARAV) | 29-Jun-15 | Grant | 4,575 | -- | -- | 44% 10.5K to 15.07K | |
| 06-May-15 6:35 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 05-May-15 | Disposition (change in control) | 7,190 | -- | -- | (100%) 7.19K to 0 | |
| 27-Jan-15 7:24 PM View: | Aravive, Inc. (ARAV) | 27-Jan-15 | Private Purchase | 5,500 | $17.25 | $94,875.00 | 110% 5.0K to 10.5K | 6% |
| 05-Jan-15 6:59 PM View: | StemCells Inc. (MBOT) | 01-Jan-15 | Grant | 58,253 | -- | -- | 68% 85.59K to 143.84K | |
| 16-Jul-14 4:15 PM View: | Auspex Pharmaceuticals, Inc. (ASPX) | 16-Jul-14 | Market Purchase | 5,190 | $19.25 | $99,907.50 | 260% 2.0K to 7.19K | |
| 10-Jan-14 4:55 PM View: | StemCells Inc. (MBOT) | 01-Jan-14 | Grant | 44,588 | -- | -- | 109% 41.0K to 85.59K | |
| 04-Jun-13 5:04 PM View: | StemCells Inc. (MBOT) | 03-Jun-13 | Grant | 10,000 | -- | -- | 32% 31.0K to 41.0K | |
| 04-Feb-13 5:34 PM View: | Nektar Therapeutics (NKTR) | 01-Feb-13 | Option Exercise | 7,500 | -- | -- | 17% 43.33K to 50.83K | |
| 05-Jun-12 12:36 PM View: | StemCells Inc. (MBOT) | 03-Jun-12 | Grant | 10,000 | -- | -- | 48% 21.0K to 31.0K | |
| 03-Jun-11 6:27 PM View: | StemCells Inc. (MBOT) | 03-Jun-11 | Grant | 10,000 | -- | -- | 5% 200.0K to 210.0K | |
| 09-Mar-11 3:21 PM View: | Nektar Therapeutics (NKTR) | 08-Mar-11 | Option Exercise | 3,333 | -- | -- | 8% 40.0K to 43.33K |