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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-Jul-24 5:44 PM View:  | One Stop Systems, Inc. (OSS) | 09-Jul-24 | Option Exercise | 40,000 | $0.46 | $18,400.00 | 11% 358.6K to 398.6K | |
| 03-Jul-24 9:02 PM View: | One Stop Systems, Inc. (OSS) | 01-Jul-24 | Grant | 21,000 | -- | -- | 6% 337.6K to 358.6K | |
| 03-Apr-24 7:35 PM View: | One Stop Systems, Inc. (OSS) | 01-Apr-24 | Option Exercise | 19,767 | $2.15 | $42,499.10 | 6% 317.83K to 337.6K | |
| 28-Jun-23 8:18 PM View: | One Stop Systems, Inc. (OSS) | 26-Jun-23 | Option Exercise | 28,090 | $1.78 | $50,000.20 | 10% 289.74K to 317.83K | |
| 21-Jun-23 7:52 PM View: | One Stop Systems, Inc. (OSS) | 16-Jun-23 | Grant | 23,778 | -- | -- | 9% 265.97K to 289.74K | |
| 21-Mar-22 9:27 PM View: | One Stop Systems, Inc. (OSS) | 17-Mar-22 | Grant | 13,100 | -- | -- | 5% 252.87K to 265.97K | |
| 10-Jan-22 8:59 PM View: | One Stop Systems, Inc. (OSS) | 06-Jan-22 | Option Exercise | 25,000 | $0.76 | $19,000.00 | 11% 227.87K to 252.87K | |
| 24-Nov-21 5:24 PM View: | One Stop Systems, Inc. (OSS) | 22-Nov-21 | Option Exercise | 50,000 | $0.76 | $38,000.00 | 28% 177.87K to 227.87K | |
| 21-May-21 5:56 PM View: | One Stop Systems, Inc. (OSS) | 19-May-21 | Grant | 8,666 | -- | -- | 5% 169.2K to 177.87K | |
| 17-Feb-21 6:00 AM View: | One Stop Systems, Inc. (OSS) | 11-Feb-21 | Option Exercise | 10,000 | -- | -- | 6% 159.2K to 169.2K | |
| 11-Feb-21 6:00 AM View: | One Stop Systems, Inc. (OSS) | 08-Feb-21 | Market Sale | 21,753 | $6.07 | $132,041.00 | (12%) 180.95K to 159.2K | (2%) |
| 19-Jan-21 9:00 AM View: | One Stop Systems, Inc. (OSS) | 14-Jan-21 | Market Sale | 32,630 | $4.65 | $151,730.00 | (15%) 213.58K to 180.95K | (2%) |
| 09-Dec-20 8:26 PM View: | One Stop Systems, Inc. (OSS) | 04-Dec-20 | Option Exercise | 46,053 | $0.76 | $35,000.30 | 27% 167.53K to 213.58K | |
| 14-Jul-20 8:19 PM View: | One Stop Systems, Inc. (OSS) | 09-Jul-20 | Option Exercise | 65,790 | $0.76 | $50,000.40 | 65% 101.74K to 167.53K | |
| 13-Feb-20 6:50 PM View: | One Stop Systems, Inc. (OSS) | 12-Feb-20 | Option Exercise | 7,500 | -- | -- | 8% 94.24K to 101.74K | |
| 08-May-19 11:49 AM View: | One Stop Systems, Inc. (OSS) | 03-May-19 | Payment of Exercise | 8,260 | $2.27 | $18,750.20 | (8%) 102.5K to 94.24K | (62%) |
| 08-May-19 11:49 AM View: | One Stop Systems, Inc. (OSS) | 03-May-19 | Option Exercise | 25,000 | $0.75 | $18,750.00 | 32% 77.5K to 102.5K | |
| 16-Apr-19 6:36 PM View: | One Stop Systems, Inc. (OSS) | 11-Apr-19 | Option Exercise | 7,500 | -- | -- | 11% 70.0K to 77.5K | |
| 20-Feb-18 8:50 PM View: | One Stop Systems, Inc. (OSS) | 15-Feb-18 | Option Exercise | 25,000 | $1.00 | $25,000.00 | 56% 45.0K to 70.0K | |
| 02-May-16 6:33 PM View: | Newport Corp. (NEWP) | 29-Apr-16 | Disposition | 93,522 | $23.00 | $2,151,010.00 | (100%) 93.52K to 0 | < 1% |
| 21-May-15 8:47 PM View: | Newport Corp. (NEWP) | 19-May-15 | Grant | 6,280 | -- | -- | 7% 93.24K to 99.52K | |
| 15-May-15 6:53 PM View: | Newport Corp. (NEWP) | 13-May-15 | Option Exercise | 7,500 | $13.86 | $103,950.00 | 8% 89.49K to 96.99K | |
| 15-May-15 6:53 PM View: | Newport Corp. (NEWP) | 13-May-15 | Market Option Sale | 3,750 | $19.47 | $73,009.10 | (4%) 96.99K to 93.24K | (< 1%) |
| 09-Sep-14 7:53 PM View: | Newport Corp. (NEWP) | 05-Sep-14 | Option Exercise | 7,500 | $13.82 | $103,650.00 | 8% 89.49K to 96.99K | |
| 09-Sep-14 7:53 PM View: | Newport Corp. (NEWP) | 05-Sep-14 | Market Option Sale (Planned) | 7,500 | $18.23 | $136,710.00 | (8%) 96.99K to 89.49K | 1% |
| 04-Sep-14 7:40 PM View: | Newport Corp. (NEWP) | 02-Sep-14 | Market Sale | 6,825 | $18.76 | $128,070.00 | (7%) 96.32K to 89.49K | < 1% |
| 21-May-14 8:58 PM View: | Newport Corp. (NEWP) | 19-May-14 | Grant | 6,561 | -- | -- | 7% 89.76K to 96.32K | |
| 30-Dec-13 5:48 PM View: | Turtle Beach Corp (HEAR) | 30-Dec-13 | Option Exercise | 10,000 | $3.25 | $32,500.00 | 67% 15.0K to 25.0K | |
| 30-Dec-13 5:48 PM View: | Turtle Beach Corp (HEAR) | 27-Dec-13 | Option Exercise | 15,000 | $3.25 | $48,750.00 | 100% 0 to 15.0K | |
| 02-Dec-13 7:44 PM View: | Newport Corp. (NEWP) | 27-Nov-13 | Option Exercise | 7,500 | $16.91 | $126,825.00 | 8% 89.76K to 97.26K | 9% |
| 02-Dec-13 7:44 PM View: | Newport Corp. (NEWP) | 27-Nov-13 | Market Option Sale | 7,500 | $17.10 | $128,278.00 | (8%) 97.26K to 89.76K | (8%) |
| 22-May-13 8:54 PM View: | Newport Corp. (NEWP) | 20-May-13 | Grant | 8,734 | -- | -- | 11% 81.02K to 89.76K | |
| 19-Feb-13 5:42 PM View: | Turtle Beach Corp (HEAR) | 15-Feb-13 | Option Exercise | 12,510 | $3.25 | $40,657.50 | 100% 0 to 12.51K | |
| 19-Feb-13 5:42 PM View: | Turtle Beach Corp (HEAR) | 15-Feb-13 | Option Sale | 12,510 | $9.95 | $124,512.00 | (100%) 12.51K to 0 | |
| 14-Feb-13 4:53 PM View: | Turtle Beach Corp (HEAR) | 12-Feb-13 | Option Exercise | 12,490 | $3.25 | $40,592.50 | 100% 0 to 12.49K | |
| 14-Feb-13 4:53 PM View: | Turtle Beach Corp (HEAR) | 12-Feb-13 | Option Sale | 12,490 | $10.09 | $126,080.00 | (100%) 12.49K to 0 | |
| 02-Jan-13 4:19 PM View: | Newport Corp. (NEWP) | 31-Dec-12 | Option Exercise | 4,000 | $13.23 | $52,920.00 | 5% 78.36K to 82.36K | 39% |
| 02-Jan-13 4:19 PM View: | Newport Corp. (NEWP) | 31-Dec-12 | Market Option Sale (Planned) | 1,333 | $13.33 | $17,768.90 | (2%) 82.36K to 81.02K | (38%) |
| 19-Dec-12 6:16 PM View: | Newport Corp. (NEWP) | 17-Dec-12 | Option Exercise | 3,500 | $10.94 | $38,290.00 | 5% 76.02K to 79.52K | |
| 19-Dec-12 6:16 PM View: | Newport Corp. (NEWP) | 17-Dec-12 | Market Option Sale (Planned) | 1,166 | $12.55 | $14,636.60 | (1%) 79.52K to 78.36K | (47%) |
| 16-Apr-12 6:13 PM View: | Newport Corp. (NEWP) | 12-Apr-12 | Grant | 7,010 | -- | -- | 10% 69.01K to 76.02K | |
| 19-May-11 8:26 PM View: | Newport Corp. (NEWP) | 17-May-11 | Grant | 7,034 | -- | -- | 11% 61.98K to 69.01K | |
| 08-Apr-11 6:18 PM View: | Newport Corp. (NEWP) | 06-Apr-11 | Option Exercise | 6,000 | $13.16 | $78,960.00 | 9% 64.65K to 70.65K | |
| 08-Apr-11 6:18 PM View: | Newport Corp. (NEWP) | 06-Apr-11 | Market Option Sale (Planned) | 6,000 | $17.77 | $106,606.00 | (8%) 70.65K to 64.65K | (4%) |
| 08-Apr-11 6:18 PM View: | Newport Corp. (NEWP) | 06-Apr-11 | Market Sale (Planned) | 2,675 | $17.77 | $47,528.30 | (4%) 64.65K to 61.98K | (4%) |
| 02-Apr-10 5:12 PM View: | Newport Corp. (NEWP) | 31-Mar-10 | Grant | 9,623 | -- | -- | 17% 55.03K to 64.65K | |
| 24-Mar-10 2:33 PM View: | Newport Corp. (NEWP) | 22-Mar-10 | Market Sale (Planned) | 9,567 | $11.65 | $111,450.00 | (15%) 64.6K to 55.03K | (61%) |
| 29-Jan-10 8:44 PM View: | California Micro Devices Co... (CAMD) | 27-Jan-10 | Option Exercise | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 29-Jan-10 8:44 PM View: | California Micro Devices Co... (CAMD) | 27-Jan-10 | Disposition (change in control) | 5,000 | $4.70 | $23,500.00 | (100%) 5.0K to 0 | < 1% |
| 24-Mar-09 6:15 PM View: | Newport Corp. (NEWP) | 20-Mar-09 | Grant | 28,700 | -- | -- | 80% 35.9K to 64.6K |