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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-18 10:00 PM View:  | Hardinge Inc. (HDNG) | 25-May-18 | Grant | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 30-May-18 10:00 PM View: | Hardinge Inc. (HDNG) | 25-May-18 | Disposition | 4,000 | $18.50 | $74,000.00 | (100%) 4.0K to 0 | 0% |
| 04-May-17 5:15 PM View: | Hardinge Inc. (HDNG) | 03-May-17 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 15-Jun-16 3:30 PM View: | Broadwind Energy, Inc. (BWEN) | 14-Jun-16 | Market Sale | 6,000 | $4.35 | $26,100.00 | (14%) 43.68K to 37.68K | (35%) |
| 05-May-16 8:21 PM View: | Broadwind Energy, Inc. (BWEN) | 04-May-16 | Payment of Exercise | 514 | $3.30 | $1,696.20 | (1%) 44.19K to 43.68K | (79%) |
| 23-Feb-16 7:33 PM View: | Broadwind Energy, Inc. (BWEN) | 22-Feb-16 | Grant | 15,939 | -- | -- | 53% 29.91K to 45.85K | |
| 23-Feb-16 7:33 PM View: | Broadwind Energy, Inc. (BWEN) | 22-Feb-16 | Payment of Exercise | 1,563 | $1.77 | $2,766.51 | (3%) 45.85K to 44.29K | (233%) |
| 23-Feb-16 7:33 PM View: | Broadwind Energy, Inc. (BWEN) | 19-Feb-16 | Payment of Exercise | 641 | $1.79 | $1,147.39 | (2%) 30.56K to 29.91K | (229%) |
| 06-May-15 5:27 PM View: | Broadwind Energy, Inc. (BWEN) | 05-May-15 | Payment of Exercise | 160 | $3.98 | $636.80 | (< 1%) 30.72K to 30.56K | (48%) |
| 06-May-15 5:27 PM View: | Broadwind Energy, Inc. (BWEN) | 04-May-15 | Payment of Exercise | 514 | $3.98 | $2,045.72 | (2%) 31.23K to 30.72K | (48%) |
| 24-Feb-15 5:17 PM View: | Broadwind Energy, Inc. (BWEN) | 23-Feb-15 | Payment of Exercise | 1,142 | $5.01 | $5,721.42 | (4%) 32.37K to 31.23K | (18%) |
| 24-Feb-15 5:17 PM View: | Broadwind Energy, Inc. (BWEN) | 20-Feb-15 | Payment of Exercise | 421 | $5.09 | $2,142.89 | (1%) 32.79K to 32.37K | (16%) |
| 23-Feb-15 6:45 PM View: | Broadwind Energy, Inc. (BWEN) | 19-Feb-15 | Grant | 5,281 | -- | -- | 19% 27.51K to 32.79K | |
| 06-May-14 4:06 PM View: | Broadwind Energy, Inc. (BWEN) | 05-May-14 | Payment of Exercise | 138 | $13.37 | $1,845.06 | (< 1%) 27.65K to 27.51K | 56% |
| 06-May-14 4:06 PM View: | Broadwind Energy, Inc. (BWEN) | 04-May-14 | Payment of Exercise | 445 | $13.37 | $5,949.65 | (2%) 28.09K to 27.65K | 56% |
| 05-May-14 4:43 PM View: | Broadwind Energy, Inc. (BWEN) | 01-May-14 | Market Sale | 1,000 | $13.20 | $13,200.00 | (3%) 29.09K to 28.09K | 55% |
| 17-Mar-14 7:07 PM View: | Broadwind Energy, Inc. (BWEN) | 13-Mar-14 | Market Sale | 3,000 | $9.70 | $29,100.00 | (9%) 32.09K to 29.09K | 39% |
| 25-Feb-14 5:15 PM View: | Broadwind Energy, Inc. (BWEN) | 21-Feb-14 | Payment of Exercise | 1,181 | $8.60 | $10,156.60 | (4%) 29.81K to 28.63K | 31% |
| 03-Mar-14 4:17 PM View: | Broadwind Energy, Inc. (BWEN) | 20-Feb-14 | Grant | 3,462 | -- | -- | 12% 28.63K to 32.09K | |
| 13-Nov-13 5:05 PM View: | Broadwind Energy, Inc. (BWEN) | 11-Nov-13 | Market Sale | 2,000 | $7.47 | $14,940.00 | (6%) 31.63K to 29.63K | 21% |
| 04-Nov-05 12:57 PM View: | WMS Industries Inc. (WMS) | 03-Nov-05 | Market Purchase | 2,000 | $20.57 | $41,140.00 | 80% 2.5K to 4.5K | 76% |
| 06-May-05 3:31 PM View: | WMS Industries Inc. (WMS) | 05-May-05 | Option Exercise | 24,400 | $8.72 | $212,800.00 | 976% 2.5K to 26.9K | |
| 06-May-05 3:31 PM View: | WMS Industries Inc. (WMS) | 05-May-05 | Market Option Sale | 24,400 | $30.51 | $744,376.00 | (91%) 26.9K to 2.5K | (19%) |
| 03-Nov-04 7:34 PM View: | WMS Industries Inc. (WMS) | 02-Nov-04 | Option Exercise | 9,000 | $10.75 | $96,750.00 | 360% 2.5K to 11.5K | |
| 03-Nov-04 7:34 PM View: | WMS Industries Inc. (WMS) | 02-Nov-04 | Market Option Sale | 9,000 | $29.96 | $269,640.00 | (78%) 11.5K to 2.5K | (21%) |
| 26-May-04 7:22 PM View: | WMS Industries Inc. (WMS) | 24-May-04 | Option Exercise | 3,750 | $11.00 | $41,250.00 | 150% 2.5K to 6.25K | |
| 26-May-04 7:22 PM View: | WMS Industries Inc. (WMS) | 24-May-04 | Market Option Sale | 3,750 | $30.46 | $114,207.00 | (60%) 6.25K to 2.5K | (19%) |
| 12-May-04 10:00 PM View: | WMS Industries Inc. (WMS) | 10-May-04 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K |