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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Mar-22 5:13 PM View:  | Nuance Communications, Inc. (NUAN) | 04-Mar-22 | Disposition | 131,167 | -- | -- | (100%) 131.17K to 0 | |
| 04-Jan-22 4:29 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-22 | Grant | 4,519 | $0.00 | $4.52 | 4% 126.65K to 131.17K | |
| 05-Jan-21 5:04 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-21 | Grant | 5,670 | $0.00 | $5.67 | 5% 120.98K to 126.65K | |
| 03-Jan-20 4:20 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-20 | Grant | 14,050 | $0.00 | $14.05 | 13% 106.93K to 120.98K | |
| 03-Jan-19 5:24 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-19 | Grant | 19,098 | $0.00 | $19.10 | 23% 84.65K to 103.75K | |
| 17-Sep-18 8:23 PM View: | Echelon Corp (ELON) | 14-Sep-18 | Disposition | 16,500 | -- | -- | (100%) 16.5K to 0 | |
| 03-Jan-18 6:35 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-18 | Grant | 15,267 | $0.00 | $15.27 | 22% 69.38K to 84.65K | |
| 04-Jan-17 6:59 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-17 | Grant | 16,880 | $0.00 | $16.88 | 32% 52.5K to 69.38K | |
| 16-Nov-16 5:57 PM View: | Echelon Corp (ELON) | 15-Nov-16 | Market Purchase | 8,400 | $4.39 | $36,892.00 | 52% 16.2K to 24.6K | 94% |
| 16-Nov-16 5:57 PM View: | Echelon Corp (ELON) | 14-Nov-16 | Market Purchase | 1,600 | $4.24 | $6,789.35 | 12% 13.7K to 15.3K | 101% |
| 03-Feb-16 7:08 PM View: | Broadcom Corp. (BRCM) | 01-Feb-16 | Disposition | 41,164 | -- | -- | (100%) (-41.16K) to 0 | |
| 05-Jan-16 6:41 PM View: | Nuance Communications, Inc. (NUAN) | 01-Jan-16 | Grant | 15,000 | $0.00 | $15.00 | 40% 37.5K to 52.5K | |
| 19-Aug-15 4:28 PM View: | Nuance Communications, Inc. (NUAN) | 17-Aug-15 | Market Purchase | 7,500 | $18.33 | $137,470.00 | 25% 30.0K to 37.5K | 176% |
| 14-May-15 5:56 PM View: | Broadcom Corp. (BRCM) | 12-May-15 | Grant | 5,219 | -- | -- | 15% 35.95K to 41.16K | |
| 01-May-15 5:04 PM View: | Nuance Communications, Inc. (NUAN) | 29-Apr-15 | Grant | 30,000 | $0.00 | $30.00 | 100% 0 to 30.0K | |
| 15-May-14 6:31 PM View: | Broadcom Corp. (BRCM) | 13-May-14 | Grant | 10,034 | -- | -- | 39% 25.91K to 35.95K | |
| 16-May-13 4:23 PM View: | Broadcom Corp. (BRCM) | 14-May-13 | Grant | 8,204 | -- | -- | 46% 17.71K to 25.91K | |
| 16-May-12 5:21 PM View: | Broadcom Corp. (BRCM) | 15-May-12 | Grant | 9,053 | -- | -- | 105% 8.65K to 17.71K | |
| 07-Feb-12 7:22 PM View: | Broadcom Corp. (BRCM) | 03-Feb-12 | Market Purchase | 5,000 | $37.77 | $188,838.00 | 137% 3.65K to 8.65K | 57% |
| 27-Jan-12 7:09 PM View: | Altera Corp. (ALTR) | 26-Jan-12 | Option Exercise | 53,333 | $20.90 | $1,114,430.00 | 267% 20.0K to 73.33K | |
| 27-Jan-12 7:09 PM View: | Altera Corp. (ALTR) | 26-Jan-12 | Market Option Sale | 53,333 | $40.93 | $2,182,980.00 | (73%) 73.33K to 20.0K | 19% |
| 28-Dec-11 4:34 PM View: | Broadcom Corp. (BRCM) | 26-Dec-11 | Grant | 3,654 | -- | -- | 100% 0 to 3.65K | |
| 13-Dec-11 5:43 PM View: | Altera Corp. (ALTR) | 12-Dec-11 | Option Exercise | 40,000 | $24.92 | $996,800.00 | 200% 20.0K to 60.0K | |
| 13-Dec-11 5:43 PM View: | Altera Corp. (ALTR) | 12-Dec-11 | Market Option Sale | 40,000 | $35.05 | $1,402,070.00 | (67%) 60.0K to 20.0K | 6% |
| 17-May-11 2:18 PM View: | Altera Corp. (ALTR) | 13-May-11 | Option Exercise | 5,000 | -- | -- | 33% 15.0K to 20.0K | |
| 08-Apr-11 1:48 PM View: | Echelon Corp (ELON) | 07-Apr-11 | Gift Duplicate | 10,000 | -- | -- | 15% 65.0K to 75.0K | |
| 08-Apr-11 1:48 PM View: | Echelon Corp (ELON) | 07-Apr-11 | Gift | 10,000 | -- | -- | (13%) 75.0K to 65.0K | |
| 08-Apr-11 1:48 PM View: | Echelon Corp (ELON) | 06-Apr-11 | Option Exercise | 10,000 | $7.99 | $79,900.00 | 18% 55.0K to 65.0K | |
| 14-May-10 7:29 PM View: | Altera Corp. (ALTR) | 13-May-10 | Option Exercise | 3,334 | -- | -- | 29% 11.67K to 15.0K | |
| 12-May-10 3:05 PM View: | Echelon Corp (ELON) | 12-May-10 | Gift | 10,000 | -- | -- | 18% 55.0K to 65.0K | |
| 12-May-10 3:05 PM View: | Echelon Corp (ELON) | 12-May-10 | Gift | 10,000 | -- | -- | (15%) 65.0K to 55.0K | |
| 12-May-10 3:05 PM View: | Echelon Corp (ELON) | 11-May-10 | Option Exercise | 10,000 | $8.65 | $86,500.00 | 22% 45.0K to 55.0K | (90%) |
| 27-Jan-10 2:09 PM View: | Sun Microsystems, Inc. (JAVAD) | 26-Jan-10 | Disposition | 51,307 | -- | -- | (100%) 51.31K to 0 | |
| 14-May-09 6:39 PM View: | Altera Corp. (ALTR) | 13-May-09 | Option Exercise | 1,667 | -- | -- | 17% 10.0K to 11.67K | |
| 07-Nov-08 6:41 PM View: | Sun Microsystems, Inc. (JAVAD) | 05-Nov-08 | Grant | 37,878 | $0.00 | $37.88 | 282% 13.43K to 51.31K | 2036900% |
| 15-May-08 8:05 PM View: | Altera Corp. (ALTR) | 13-May-08 | Grant | 5,000 | -- | -- | 50% 10.0K to 15.0K | |
| 13-Nov-07 7:11 PM View: | Sun Microsystems, Inc. (JAVAD) | 08-Nov-07 | Grant | 33,718 | $0.00 | $23.60 | 169% 20.0K to 53.72K | |
| 04-May-06 7:02 PM View: | Sun Microsystems, Inc. (JAVAD) | 03-May-06 | Market Purchase | 20,000 | $4.88 | $97,600.00 | 100% 0 to 20.0K | (16%) |
| 16-Mar-10 2:41 PM View: | Echelon Corp (ELON) | 14-Jun-04 | Gift | 25,000 | -- | -- | 56% 45.0K to 70.0K | |
| 16-Mar-10 2:41 PM View: | Echelon Corp (ELON) | 14-Jun-04 | Gift | 25,000 | -- | -- | (36%) 70.0K to 45.0K | |
| 26-May-04 7:25 PM View: | Echelon Corp (ELON) | 25-May-04 | Option Exercise | 25,000 | $10.83 | $270,750.00 | 125% 20.0K to 45.0K | (92%) |
| 01-Dec-03 10:00 PM View: | Turnstone Systems Inc. (TSTN.PK) | 28-Nov-03 | Disposition (other) | 200,000 | $2.77 | $554,000.00 | (50%) 400.0K to 200.0K | |
| 12-Nov-03 10:00 PM View: | Turnstone Systems Inc. (TSTN.PK) | 11-Nov-03 | Option Exercise | 200,000 | $2.50 | $500,000.00 | 100% 0 to 200.0K | |
| 17-Nov-03 10:00 PM View: | Palmsource Inc (PSRC.OTCBB) | 28-Oct-03 | Acquisition (other) | 175 | -- | -- | 100% 0 to 0.17K |