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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Nov-19 4:13 PM View:  | Corning Inc. (GLW) | 08-Nov-19 | Option Exercise | 2,345 | $18.95 | $44,437.80 | 2% 100.81K to 103.16K | |
| 12-Nov-19 4:13 PM View: | Corning Inc. (GLW) | 08-Nov-19 | Market Option Sale | 2,345 | $30.05 | $70,478.30 | (2%) 103.16K to 100.81K | (33%) |
| 20-Nov-18 4:12 PM View: | Corning Inc. (GLW) | 16-Nov-18 | Option Exercise | 4,430 | $10.75 | $47,622.50 | 4% 100.81K to 105.24K | |
| 20-Nov-18 4:12 PM View: | Corning Inc. (GLW) | 16-Nov-18 | Market Option Sale | 4,430 | $32.30 | $143,071.00 | (4%) 105.24K to 100.81K | (24%) |
| 18-Dec-17 4:16 PM View: | Corning Inc. (GLW) | 14-Dec-17 | Option Exercise | 2,083 | $22.86 | $47,617.40 | 2% 100.81K to 102.9K | |
| 18-Dec-17 4:16 PM View: | Corning Inc. (GLW) | 14-Dec-17 | Market Option Sale | 2,083 | $32.15 | $66,978.90 | (2%) 102.9K to 100.81K | (22%) |
| 08-Aug-17 6:30 PM View: | NeuStar, Inc. (NSR) | 08-Aug-17 | Disposition | 6,516 | $33.50 | $218,286.00 | (100%) 6.52K to 0 | 0% |
| 15-Mar-17 4:02 PM View: | Corning Inc. (GLW) | 13-Mar-17 | Market Sale | 34,050 | $27.63 | $940,648.00 | (25%) 134.86K to 100.81K | (40%) |
| 06-Dec-16 4:07 PM View: | Corning Inc. (GLW) | 02-Dec-16 | Option Exercise | 1,985 | $22.39 | $44,444.10 | 1% 134.86K to 136.85K | 73% |
| 06-Dec-16 4:07 PM View: | Corning Inc. (GLW) | 02-Dec-16 | Market Option Sale | 1,985 | $23.60 | $46,848.00 | (1%) 136.85K to 134.86K | (64%) |
| 16-Jun-16 7:07 PM View: | NeuStar, Inc. (NSR) | 15-Aug-16 | Option Exercise | 6,516 | -- | -- | 100% 0 to 6.52K | |
| 05-Feb-16 4:20 PM View: | Corning Inc. (GLW) | 03-Feb-16 | Grant | 8,433 | -- | -- | 7% 126.43K to 134.86K | |
| 06-Feb-15 4:20 PM View: | Corning Inc. (GLW) | 04-Feb-15 | Grant | 5,974 | -- | -- | 5% 120.46K to 126.43K | |
| 14-Nov-14 10:00 PM View: | Corning Inc. (GLW) | 12-Nov-14 | Option Exercise | 8,611 | $11.06 | $95,237.70 | 7% 120.46K to 129.07K | |
| 14-Nov-14 10:00 PM View: | Corning Inc. (GLW) | 12-Nov-14 | Market Option Sale | 8,611 | $20.67 | $178,030.00 | (7%) 129.07K to 120.46K | (97%) |
| 07-Feb-14 4:11 PM View: | Corning Inc. (GLW) | 05-Feb-14 | Grant | 7,692 | -- | -- | 7% 112.76K to 120.46K | |
| 15-Nov-13 5:41 PM View: | Corning Inc. (GLW) | 15-Nov-13 | Option Exercise | 5,132 | $11.99 | $61,532.70 | 5% 112.76K to 117.9K | |
| 15-Nov-13 5:41 PM View: | Corning Inc. (GLW) | 15-Nov-13 | Market Option Sale | 5,132 | $16.90 | $86,708.20 | (4%) 117.9K to 112.76K | (146%) |
| 08-Feb-13 4:13 PM View: | Corning Inc. (GLW) | 06-Feb-13 | Grant | 10,263 | -- | -- | 10% 102.5K to 112.76K | |
| 12-Dec-12 4:01 PM View: | Corning Inc. (GLW) | 10-Dec-12 | Option Exercise | 10,000 | $4.13 | $41,300.00 | 11% 92.5K to 102.5K | |
| 16-Mar-12 9:13 PM View: | Keynote Systems Inc. (KEYN) | 16-Mar-12 | Option Exercise | 15,000 | -- | -- | 900% 1.67K to 16.67K | |
| 16-Mar-12 9:13 PM View: | Keynote Systems Inc. (KEYN) | 14-Mar-12 | Option Exercise | 21,544 | $11.40 | $245,602.00 | 129% 16.67K to 38.21K | |
| 16-Mar-12 9:13 PM View: | Keynote Systems Inc. (KEYN) | 14-Mar-12 | Market Option Sale | 21,544 | $19.98 | $430,449.00 | (56%) 38.21K to 16.67K | (2%) |
| 03-Feb-12 4:07 PM View: | Corning Inc. (GLW) | 01-Feb-12 | Grant | 8,915 | -- | -- | 11% 83.59K to 92.5K | |
| 28-Nov-11 4:05 PM View: | Corning Inc. (GLW) | 28-Nov-11 | Option Exercise | 15,000 | $6.67 | $100,050.00 | 22% 68.59K to 83.59K | |
| 11-Aug-11 4:56 PM View: | Corning Inc. (GLW) | 11-Aug-11 | Option Exercise | 9,050 | $9.95 | $90,047.50 | 15% 59.54K to 68.59K | |
| 15-Feb-11 6:55 PM View: | Keynote Systems Inc. (KEYN) | 11-Feb-11 | Option Exercise | 29,915 | $9.21 | $275,517.00 | 897% 3.33K to 33.25K | |
| 15-Feb-11 6:55 PM View: | Keynote Systems Inc. (KEYN) | 11-Feb-11 | Market Option Sale | 29,915 | $18.50 | $553,428.00 | (90%) 33.25K to 3.33K | (12%) |
| 10-Feb-11 8:15 PM View: | Keynote Systems Inc. (KEYN) | 08-Feb-11 | Option Exercise | 85 | $9.21 | $782.85 | 3% 3.33K to 3.42K | |
| 10-Feb-11 8:15 PM View: | Keynote Systems Inc. (KEYN) | 08-Feb-11 | Market Option Sale | 85 | $18.20 | $1,547.00 | (2%) 3.42K to 3.33K | (14%) |
| 04-Feb-11 4:15 PM View: | Corning Inc. (GLW) | 02-Feb-11 | Grant | 5,046 | -- | -- | 9% 54.49K to 59.54K | |
| 02-Feb-11 9:37 PM View: | Keynote Systems Inc. (KEYN) | 02-Feb-11 | Option Exercise | 18,410 | $9.21 | $169,556.00 | 552% 3.33K to 21.74K | |
| 02-Feb-11 9:37 PM View: | Keynote Systems Inc. (KEYN) | 02-Feb-11 | Market Option Sale | 18,410 | $17.68 | $325,489.00 | (85%) 21.74K to 3.33K | (17%) |
| 02-Feb-11 9:37 PM View: | Keynote Systems Inc. (KEYN) | 31-Jan-11 | Option Exercise | 1,590 | $9.21 | $14,643.90 | 48% 3.33K to 4.92K | |
| 02-Feb-11 9:37 PM View: | Keynote Systems Inc. (KEYN) | 31-Jan-11 | Market Option Sale | 1,590 | $17.93 | $28,508.70 | (32%) 4.92K to 3.33K | (16%) |
| 05-Feb-10 4:13 PM View: | Corning Inc. (GLW) | 03-Feb-10 | Grant | 5,013 | -- | -- | 10% 49.48K to 54.49K | |
| 06-Feb-09 4:38 PM View: | Corning Inc. (GLW) | 04-Feb-09 | Grant | 6,977 | -- | -- | 16% 42.5K to 49.48K | |
| 05-Sep-08 4:29 PM View: | Tumbleweed Communications C... (TMWD) | 04-Sep-08 | Disposition | 40,150 | $2.70 | $108,405.00 | (100%) 40.15K to 0 | 5% |
| 11-Jul-08 2:52 PM View: | Kintera, Inc. (KNTA) | 08-Jul-08 | Disposition (other) | 69,297 | -- | -- | (100%) 69.3K to 0 | |
| 01-May-08 7:11 PM View: | Tumbleweed Communications C... (TMWD) | 29-Apr-08 | Grant | 40,150 | $0.00 | $40.15 | 100% 0 to 40.15K | 133900% |
| 08-Feb-08 12:42 PM View: | Corning Inc. (GLW) | 06-Feb-08 | Grant | 3,281 | -- | -- | 8% 39.22K to 42.5K | |
| 19-Jul-07 3:41 PM View: | Kintera, Inc. (KNTA) | 30-May-07 | Grant | 19,297 | $1.71 | $32,997.90 | 100% 0 to 19.3K | (37%) |
| 09-Feb-07 9:26 AM View: | Corning Inc. (GLW) | 07-Feb-07 | Grant | 2,680 | -- | -- | 7% 36.54K to 39.22K | |
| 02-Feb-06 1:07 PM View: | Corning Inc. (GLW) | 01-Feb-06 | Grant | 1,618 | -- | -- | 5% 34.92K to 36.54K | |
| 03-Feb-05 12:08 PM View: | Corning Inc. (GLW) | 02-Feb-05 | Grant | 3,617 | -- | -- | 12% 31.3K to 34.92K | |
| 21-Dec-04 1:55 PM View: | Arbinet-thexchange Inc. (ARBX) | 21-Dec-04 | Conversion | 22,448 | -- | -- | 100% 0 to 22.45K | |
| 09-Jun-04 6:01 PM View: | Altera Corp. (ALTR) | 08-Jun-04 | Option Exercise | 30,000 | $18.38 | $551,438.00 | 100% 0 to 30.0K | |
| 09-Jun-04 6:01 PM View: | Altera Corp. (ALTR) | 08-Jun-04 | Market Option Sale | 30,000 | $23.56 | $706,753.00 | (100%) 30.0K to 0 | (48%) |
| 11-Mar-04 10:00 PM View: | Altera Corp. (ALTR) | 11-Mar-04 | Option Exercise | 2 | $10.33 | $20.66 | 100% 0 to 2 | |
| 11-Mar-04 10:00 PM View: | Altera Corp. (ALTR) | 11-Mar-04 | Market Option Sale | 2 | $20.99 | $41.98 | (100%) 2 to 0 | (67%) |