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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Jan-19 4:39 PM View:  | Curis Inc. (CRIS) | 23-Jan-19 | Market Sale (Planned) | 18,500 | $1.05 | $19,475.00 | (41%) 44.59K to 26.09K | (693%) |
| 24-Jan-18 4:43 PM View: | Curis Inc. (CRIS) | 22-Jan-18 | Grant | 185,000 | -- | -- | 488% 37.95K to 222.94K | |
| 02-Jun-17 4:33 PM View: | Curis Inc. (CRIS) | 31-May-17 | Payment of Exercise | 12,193 | $1.71 | $20,850.00 | (24%) 50.14K to 37.95K | 2% |
| 02-Jun-17 4:33 PM View: | Curis Inc. (CRIS) | 31-May-17 | Option Exercise | 15,000 | $1.39 | $20,850.00 | 43% 35.14K to 50.14K | |
| 27-May-16 5:04 PM View: | Curis Inc. (CRIS) | 27-May-16 | Option Exercise | 15,000 | $1.67 | $25,050.00 | 43% 35.18K to 50.18K | < 1% |
| 27-May-16 5:04 PM View: | Curis Inc. (CRIS) | 27-May-16 | Market Option Sale | 15,000 | $1.69 | $25,350.00 | (30%) 50.18K to 35.18K | 1% |
| 04-Jun-15 9:07 PM View: | Neostem, Inc. (LSTA) | 02-Jun-15 | Grant | 10,000 | -- | -- | 13% 78.53K to 88.53K | |
| 02-Jan-15 9:02 PM View: | Neostem, Inc. (LSTA) | 02-Jan-15 | Grant | 14,000 | -- | -- | 22% 64.53K to 78.53K | |
| 03-Jan-14 9:04 PM View: | Neostem, Inc. (LSTA) | 02-Jan-14 | Grant | 14,000 | -- | -- | 28% 50.53K to 64.53K | |
| 03-May-13 4:16 PM View: | Curis Inc. (CRIS) | 02-May-13 | Option Exercise | 60,000 | $1.09 | $65,400.00 | 171% 35.14K to 95.14K | |
| 03-May-13 4:16 PM View: | Curis Inc. (CRIS) | 02-May-13 | Market Option Sale | 60,000 | $3.67 | $220,200.00 | (63%) 95.14K to 35.14K | 54% |
| 04-Jan-13 9:06 PM View: | Neostem, Inc. (LSTA) | 04-Jan-13 | Grant | 120,000 | -- | -- | 31% 385.31K to 505.31K | |
| 21-Sep-12 4:04 PM View: | Curis Inc. (CRIS) | 19-Sep-12 | Option Exercise | 50,000 | $1.09 | $54,500.00 | 142% 35.14K to 85.14K | |
| 21-Sep-12 4:04 PM View: | Curis Inc. (CRIS) | 19-Sep-12 | Market Option Sale | 50,000 | $4.31 | $215,500.00 | (59%) 85.14K to 35.14K | 61% |
| 03-Jul-12 6:49 PM View: | Neostem, Inc. (LSTA) | 29-Jun-12 | Grant | 15,306 | -- | -- | 4% 370.0K to 385.31K | |
| 11-May-12 6:01 PM View: | Neostem, Inc. (LSTA) | 11-May-12 | Purchase | 250,000 | -- | -- | 208% 120.0K to 370.0K | |
| 29-Mar-12 4:04 PM View: | Curis Inc. (CRIS) | 28-Mar-12 | Option Exercise | 80,000 | $1.47 | $117,950.00 | 228% 35.14K to 115.14K | |
| 29-Mar-12 4:04 PM View: | Curis Inc. (CRIS) | 28-Mar-12 | Market Option Sale | 80,000 | $4.92 | $393,600.00 | (69%) 115.14K to 35.14K | 66% |
| 06-Jan-12 9:06 PM View: | Neostem, Inc. (LSTA) | 04-Jan-12 | Grant | 120,000 | -- | -- | 100% 0 to 120.0K | |
| 17-Oct-11 12:54 PM View: | Cephalon Inc. (CEPH) | 14-Oct-11 | Disposition | 200 | -- | -- | (100%) 0.2K to 0 | |
| 10-May-11 4:32 PM View: | Cephalon Inc. (CEPH) | 09-May-11 | Option Exercise | 10,000 | $63.98 | $639,800.00 | 5000% 0.2K to 10.2K | |
| 10-May-11 4:32 PM View: | Cephalon Inc. (CEPH) | 09-May-11 | Market Option Sale | 10,000 | $79.72 | $797,158.00 | (98%) 10.2K to 0.2K | < 1% |
| 03-Mar-11 1:30 PM View: | BMP Sunstone Corporation (BJGP) | 24-Feb-11 | Disposition | 22,000 | $10.00 | $220,000.00 | (100%) 22.0K to 0 | 0% |
| 04-Mar-10 10:50 AM View: | Cephalon Inc. (CEPH) | 02-Mar-10 | Option Exercise | 10,000 | $59.25 | $592,500.00 | 5000% 0.2K to 10.2K | |
| 04-Mar-10 10:50 AM View: | Cephalon Inc. (CEPH) | 02-Mar-10 | Market Option Sale | 10,000 | $70.65 | $706,500.00 | (98%) 10.2K to 0.2K | (< 1%) |
| 17-Aug-09 8:57 AM View: | BMP Sunstone Corporation (BJGP) | 14-Aug-09 | Market Purchase | 5,000 | $3.95 | $19,769.00 | 29% 17.0K to 22.0K | (< 1%) |
| 06-Jan-09 3:53 PM View: | Acusphere Inc. (ACUS) | 02-Jan-09 | Grant | 84,388 | $0.08 | $6,666.65 | 167% 50.67K to 135.06K | 533% |
| 03-Oct-08 4:56 PM View: | Acusphere Inc. (ACUS) | 01-Oct-08 | Grant | 17,442 | $0.43 | $7,500.06 | 52% 33.23K to 50.67K | (2%) |
| 04-Aug-08 10:30 AM View: | Cephalon Inc. (CEPH) | 01-Aug-08 | Option Exercise | 10,000 | $11.19 | $111,870.00 | 5000% 0.2K to 10.2K | 547% |
| 04-Aug-08 10:30 AM View: | Cephalon Inc. (CEPH) | 01-Aug-08 | Market Option Sale | 10,000 | $74.02 | $740,200.00 | (98%) 10.2K to 0.2K | 9% |
| 02-Jul-08 5:09 PM View: | Acusphere Inc. (ACUS) | 01-Jul-08 | Grant | 10,565 | $0.71 | $7,500.09 | 47% 22.67K to 33.23K | (31%) |
| 04-Dec-07 4:20 PM View: | Cephalon Inc. (CEPH) | 03-Dec-07 | Option Exercise | 5,000 | $12.38 | $61,875.00 | 2500% 0.2K to 5.2K | |
| 04-Dec-07 4:20 PM View: | Cephalon Inc. (CEPH) | 03-Dec-07 | Market Option Sale | 5,000 | $74.87 | $374,358.00 | (96%) 5.2K to 0.2K | 10% |
| 08-Jun-07 2:07 PM View: | Curis Inc. (CRIS) | 06-Jun-07 | Grant | 10,000 | $0.01 | $100.00 | 40% 25.14K to 35.14K | |
| 31-May-07 4:27 PM View: | Cephalon Inc. (CEPH) | 30-May-07 | Option Exercise | 5,000 | $12.38 | $61,875.00 | 100% 0 to 5.0K | |
| 31-May-07 4:27 PM View: | Cephalon Inc. (CEPH) | 30-May-07 | Market Option Sale | 5,000 | $81.43 | $407,135.00 | (100%) 5.0K to 0 | 17% |
| 17-May-07 11:18 AM View: | Acusphere Inc. (ACUS) | 16-May-07 | Market Purchase | 10,000 | $2.57 | $25,718.00 | 79% 12.67K to 22.67K | (81%) |
| 06-Sep-06 2:52 PM View: | Cephalon Inc. (CEPH) | 05-Sep-06 | Option Exercise | 5,000 | $12.88 | $64,375.00 | 2500% 0.2K to 5.2K | |
| 06-Sep-06 2:52 PM View: | Cephalon Inc. (CEPH) | 05-Sep-06 | Market Option Sale | 5,000 | $58.02 | $290,084.00 | (96%) 5.2K to 0.2K | (16%) |
| 02-Jun-06 10:00 PM View: | Curis Inc. (CRIS) | 01-Jun-06 | Grant | 10,000 | $0.01 | $100.00 | 66% 15.14K to 25.14K | |
| 22-Feb-06 5:11 PM View: | Cephalon Inc. (CEPH) | 17-Feb-06 | Option Exercise | 15,000 | $24.62 | $369,375.00 | 7500% 0.2K to 15.2K | |
| 22-Feb-06 5:11 PM View: | Cephalon Inc. (CEPH) | 17-Feb-06 | Market Option Sale | 15,000 | $74.45 | $1,116,690.00 | (99%) 15.2K to 0.2K | 10% |
| 01-Dec-05 6:19 PM View: | BMP Sunstone Corporation (BJGP) | 28-Nov-05 | Market Purchase | 17,000 | $1.48 | $25,160.00 | 100% 0 to 17.0K | 134% |
| 20-Feb-04 10:00 PM View: | Cephalon Inc. (CEPH) | 19-Feb-04 | Option Exercise | 5,000 | $7.31 | $36,565.00 | 2500% 0.2K to 5.2K | |
| 20-Feb-04 10:00 PM View: | Cephalon Inc. (CEPH) | 19-Feb-04 | Market Option Sale | 5,000 | $57.45 | $287,237.00 | (96%) 5.2K to 0.2K | (17%) |
| 19-Sep-03 10:00 PM View: | Cephalon Inc. (CEPH) | 19-Sep-03 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 2500% 0.2K to 5.2K | |
| 19-Sep-03 10:00 PM View: | Cephalon Inc. (CEPH) | 19-Sep-03 | Market Option Sale | 5,000 | $49.49 | $247,425.00 | (96%) 5.2K to 0.2K | (36%) |