Sophie Michael J

Number of records: 50
SEC FilingCompany/StockTrade DateTransactionSharesAvg. PriceTotal% HoldingsGain/Loss
05-Aug-22 5:34 PM
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NeoPhotonics Corporation (NPTN) 03-Aug-22Disposition 16,283----(100%)
16.28K to 0
03-Jun-22 6:11 PM
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NeoPhotonics Corporation (NPTN) 01-Jun-22Option Exercise 4,621----40%
11.66K to 16.28K
08-Nov-21 6:30 PM
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NeoPhotonics Corporation (NPTN) 04-Nov-21Option Exercise 5,228$8.56$44,751.7022%
23.82K to 29.05K
08-Nov-21 6:30 PM
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NeoPhotonics Corporation (NPTN) 04-Nov-21Market Option Sale 5,228$15.04$78,629.10(18%)
29.05K to 23.82K
08-Nov-21 6:30 PM
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NeoPhotonics Corporation (NPTN) 04-Nov-21Market Sale 12,160$15.04$182,886.00(51%)
23.82K to 11.66K
08-Jun-21 5:11 PM
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NeoPhotonics Corporation (NPTN) 04-Jun-21Option Exercise 5,228----28%
18.59K to 23.82K
06-Apr-21 8:57 PM
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NeoPhotonics Corporation (NPTN) 05-Apr-21Market Sale 17,586$12.70$223,317.00(49%)
36.18K to 18.59K
(< 1%)
19-Jan-21 8:42 PM
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NeoPhotonics Corporation (NPTN) 15-Jan-21Option Exercise 34,063$6.30$214,711.0094%
36.18K to 70.24K
19-Jan-21 8:42 PM
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NeoPhotonics Corporation (NPTN) 15-Jan-21Market Option Sale (Planned) 34,063$11.00$374,693.00(48%)
70.24K to 36.18K
10-Jun-20 4:50 PM
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NeoPhotonics Corporation (NPTN) 08-Jun-20Option Exercise 8,626$8.69$74,989.5024%
36.18K to 44.81K
10-Jun-20 4:50 PM
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NeoPhotonics Corporation (NPTN) 08-Jun-20Market Option Sale 8,626$10.00$86,260.00(19%)
44.81K to 36.18K
08-Jun-20 8:27 PM
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NeoPhotonics Corporation (NPTN) 04-Jun-20Option Exercise 10,854----43%
25.33K to 36.18K
03-Jan-20 6:39 PM
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NeoPhotonics Corporation (NPTN) 02-Jan-20Option Exercise 20,116$5.34$107,495.0079%
25.33K to 45.44K
03-Jan-20 6:39 PM
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NeoPhotonics Corporation (NPTN) 02-Jan-20Market Option Sale 20,116$9.00$181,044.00(44%)
45.44K to 25.33K
06-Jun-19 4:24 PM
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NeoPhotonics Corporation (NPTN) 05-Jun-19Option Exercise 6,932----38%
18.39K to 25.33K
02-Nov-18 8:24 PM
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NeoPhotonics Corporation (NPTN) 01-Nov-18Option Exercise 1,000$4.25$4,250.005%
18.39K to 19.39K
02-Nov-18 8:24 PM
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NeoPhotonics Corporation (NPTN) 01-Nov-18Market Option Sale 1,000$8.05$8,050.00(5%)
19.39K to 18.39K
8%
04-Jun-18 9:12 PM
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NeoPhotonics Corporation (NPTN) 01-Jun-18Option Exercise 4,076----28%
14.32K to 18.39K
27-Jul-17 7:25 PM
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NeoPhotonics Corporation (NPTN) 26-Jul-17Option Exercise 4,000$4.25$17,000.0028%
14.32K to 18.32K
27-Jul-17 7:25 PM
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NeoPhotonics Corporation (NPTN) 26-Jul-17Market Option Sale 4,000$8.45$33,783.60(22%)
18.32K to 14.32K
13%
08-Jun-17 6:47 PM
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NeoPhotonics Corporation (NPTN) 07-Jun-17Option Exercise 2,656----23%
11.66K to 14.32K
15-Jul-16 7:36 PM
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NeoPhotonics Corporation (NPTN) 14-Jul-16Option Exercise 2,880----33%
8.78K to 11.66K
10-Mar-16 7:42 PM
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NeoPhotonics Corporation (NPTN) 09-Mar-16Option Exercise 11,692$3.59$41,999.00133%
8.78K to 20.47K
10-Mar-16 7:42 PM
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NeoPhotonics Corporation (NPTN) 09-Mar-16Market Option Sale 11,692$11.06$129,366.00(57%)
20.47K to 8.78K
33%
08-Mar-16 6:05 PM
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NeoPhotonics Corporation (NPTN) 07-Mar-16Gift 2,000----(19%)
10.78K to 8.78K
25-Nov-15 5:56 PM
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Pericom Semiconductor Corp. (PSEM) 24-Nov-15Disposition 17,150$17.75$304,412.00(100%)
17.15K to 0
< 1%
30-Jul-15 9:25 PM
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NeoPhotonics Corporation (NPTN) 29-Jul-15Option Exercise 7,692----249%
3.09K to 10.78K
23-Feb-15 9:13 PM
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Pericom Semiconductor Corp. (PSEM) 19-Feb-15Option Exercise 13,500$8.25$111,420.0079%
17.15K to 30.65K
23-Feb-15 9:13 PM
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Pericom Semiconductor Corp. (PSEM) 19-Feb-15Market Option Sale 13,500$15.03$202,867.00(44%)
30.65K to 17.15K
18%
10-Feb-15 8:03 PM
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Pericom Semiconductor Corp. (PSEM) 09-Feb-15Grant 2,650----18%
14.5K to 17.15K
28-Aug-14 8:24 PM
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NeoPhotonics Corporation (NPTN) 26-Aug-14Option Exercise 3,090----100%
0 to 3.09K
21-Feb-14 2:54 PM
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Pericom Semiconductor Corp. (PSEM) 11-Feb-14Grant 2,250----18%
12.25K to 14.5K
14-Feb-13 6:45 PM
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Pericom Semiconductor Corp. (PSEM) 13-Feb-13Grant 2,250----22%
10.0K to 12.25K
02-Aug-12 7:40 PM
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Pericom Semiconductor Corp. (PSEM) 14-Feb-12Grant 2,250----29%
7.75K to 10.0K
10-Feb-11 6:24 PM
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Pericom Semiconductor Corp. (PSEM) 09-Feb-11Grant 2,250----41%
5.5K to 7.75K
16-Feb-10 6:50 PM
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Pericom Semiconductor Corp. (PSEM) 09-Feb-10Grant 1,500----38%
4.0K to 5.5K
06-Nov-09 5:23 PM
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Pericom Semiconductor Corp. (PSEM) 10-Nov-08Grant 4,000----100%
0 to 4.0K
16-Mar-06 4:53 PM
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McData Corp (MCDTEE.OB) 15-Mar-06Grant 10,000----100%
10.0K to 20.0K
16-Mar-06 4:53 PM
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McData Corp (MCDTEE.OB) 16-Mar-05Acquisition (other) 5,000----100%
5.0K to 10.0K
11-Mar-05 2:32 PM
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McData Corp (MCDTEE.OB) 10-Mar-05Grant 10,000----100%
0 to 10.0K
24-Sep-04 10:00 PM
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UTStarcom Inc. (UTSI) 24-Sep-04Market Purchase 6,000$15.84$95,062.0025%
24.47K to 30.47K
(97%)
23-Sep-04 10:00 PM
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UTStarcom Inc. (UTSI) 23-Sep-04Market Purchase 9,000$14.89$133,990.0058%
15.47K to 24.47K
(97%)
22-Sep-04 10:00 PM
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UTStarcom Inc. (UTSI) 22-Sep-04Market Purchase 10,000$14.05$140,450.00183%
5.47K to 15.47K
(97%)
06-May-04 10:00 PM
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UTStarcom Inc. (UTSI) 30-Apr-04Acquisition (other) 1,464$14.52$21,254.4037%
4.0K to 5.47K
06-Jan-04 10:00 PM
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UTStarcom Inc. (UTSI) 02-Jan-04Option Exercise 9,839$17.14$168,681.00246%
4.0K to 13.84K
06-Jan-04 10:00 PM
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UTStarcom Inc. (UTSI) 02-Jan-04Market Option Sale (Planned) 9,839$38.75$381,236.00(71%)
13.84K to 4.0K
99%
03-Dec-03 10:00 PM
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UTStarcom Inc. (UTSI) 01-Dec-03Option Exercise 21,805$10.55$230,106.00545%
4.0K to 25.81K
03-Dec-03 10:00 PM
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UTStarcom Inc. (UTSI) 01-Dec-03Market Option Sale (Planned) 21,805$37.83$824,968.00(84%)
25.81K to 4.0K
99%
04-Nov-03 10:00 PM
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UTStarcom Inc. (UTSI) 03-Nov-03Option Exercise 21,839$10.55$230,406.00546%
4.0K to 25.84K
04-Nov-03 10:00 PM
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UTStarcom Inc. (UTSI) 03-Nov-03Market Option Sale (Planned) 21,839$31.64$690,916.00(85%)
25.84K to 4.0K
99%