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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Nov-14 4:47 PM View:  | The Bank of New York Mellon... (BK) | 03-Nov-14 | Option Exercise | 49,018 | $18.02 | $883,304.00 | 8% 582.58K to 631.6K | |
| 05-Nov-14 4:47 PM View: | The Bank of New York Mellon... (BK) | 03-Nov-14 | Market Option Sale | 49,018 | $38.64 | $1,894,220.00 | (8%) 631.6K to 582.58K | 9% |
| 23-Jul-14 5:00 PM View: | The Bank of New York Mellon... (BK) | 21-Jul-14 | Option Exercise | 211,321 | $25.50 | $5,387,650.00 | 36% 582.45K to 793.77K | |
| 23-Jul-14 5:00 PM View: | The Bank of New York Mellon... (BK) | 21-Jul-14 | Market Option Sale | 211,321 | $38.31 | $8,095,980.00 | (27%) 793.77K to 582.45K | 9% |
| 26-Feb-14 5:06 PM View: | The Bank of New York Mellon... (BK) | 24-Feb-14 | Payment of Exercise | 27,457 | $31.80 | $873,133.00 | (5%) 609.76K to 582.31K | (10%) |
| 25-Feb-14 5:25 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-14 | Payment of Exercise | 14,421 | $31.35 | $452,098.00 | (2%) 624.18K to 609.76K | (11%) |
| 25-Feb-14 5:25 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-14 | Payment of Exercise | 4,189 | $31.35 | $131,325.00 | (< 1%) 628.37K to 624.18K | (11%) |
| 21-Feb-14 5:16 PM View: | The Bank of New York Mellon... (BK) | 19-Feb-14 | Grant | 63,562 | -- | -- | 11% 564.81K to 628.37K | |
| 22-Jul-13 4:44 PM View: | The Bank of New York Mellon... (BK) | 18-Jul-13 | Market Sale | 50,000 | $31.44 | $1,572,140.00 | (8%) 614.66K to 564.66K | (9%) |
| 19-Mar-13 5:27 PM View: | The Bank of New York Mellon... (BK) | 16-Mar-13 | Payment of Exercise | 25,315 | $28.85 | $730,338.00 | (4%) 639.92K to 614.61K | (19%) |
| 26-Feb-13 5:34 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-13 | Payment of Exercise | 14,421 | $27.63 | $398,452.00 | (2%) 654.35K to 639.92K | (24%) |
| 25-Feb-13 5:20 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-13 | Grant | 24,361 | -- | -- | 4% 629.9K to 654.27K | |
| 23-Jan-13 8:38 PM View: | The Bank of New York Mellon... (BK) | 22-Jan-13 | Option Exercise | 106,132 | $24.52 | $2,602,360.00 | 17% 629.93K to 736.07K | |
| 23-Jan-13 8:38 PM View: | The Bank of New York Mellon... (BK) | 22-Jan-13 | Market Option Sale | 106,132 | $26.57 | $2,820,340.00 | (14%) 736.07K to 629.93K | (28%) |
| 23-Jan-13 8:38 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Option Exercise | 106,133 | $24.52 | $2,602,380.00 | 17% 629.93K to 736.07K | |
| 23-Jan-13 8:38 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Market Option Sale | 106,133 | $26.18 | $2,778,630.00 | (14%) 736.07K to 629.93K | (30%) |
| 13-Mar-12 4:35 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-12 | Payment of Exercise | 19,226 | $22.42 | $431,047.00 | (3%) 648.99K to 629.76K | (51%) |
| 27-Feb-12 5:19 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-12 | Grant | 83,886 | -- | -- | 15% 565.11K to 648.99K | |
| 28-Feb-11 5:22 PM View: | The Bank of New York Mellon... (BK) | 24-Feb-11 | Grant | 53,242 | -- | -- | 10% 511.62K to 564.87K | |
| 09-Feb-11 5:53 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Disposition | 2,728 | -- | -- | (< 1%) 517.53K to 514.81K | |
| 09-Feb-11 5:53 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Payment of Exercise | 3,201 | $31.84 | $101,920.00 | (< 1%) 514.81K to 511.61K | (9%) |
| 06-Jul-10 4:38 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-10 | Payment of Exercise | 41,271 | $24.77 | $1,022,280.00 | (7%) 558.65K to 517.38K | (41%) |
| 06-Apr-10 4:51 PM View: | The Bank of New York Mellon... (BK) | 02-Apr-10 | Payment of Exercise | 6,235 | $31.26 | $194,906.00 | (1%) 564.58K to 558.34K | (12%) |
| 06-Apr-10 4:51 PM View: | The Bank of New York Mellon... (BK) | 02-Apr-10 | Option Exercise | 13,491 | -- | -- | 2% 551.09K to 564.58K | |
| 25-Mar-10 4:56 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-10 | Payment of Exercise | 23,982 | $31.35 | $751,836.00 | (4%) 575.06K to 551.08K | (12%) |
| 25-Mar-10 4:56 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-10 | Option Exercise | 51,887 | -- | -- | 10% 523.17K to 575.06K | |
| 18-Mar-10 5:47 PM View: | The Bank of New York Mellon... (BK) | 16-Mar-10 | Grant | 49,087 | -- | -- | 10% 474.08K to 523.17K | |
| 09-Apr-09 4:58 PM View: | The Bank of New York Mellon... (BK) | 07-Apr-09 | Payment of Exercise | 6,251 | $27.31 | $170,715.00 | (1%) 478.95K to 472.7K | (35%) |
| 25-Mar-09 4:18 PM View: | The Bank of New York Mellon... (BK) | 23-Mar-09 | Payment of Exercise | 22,295 | $27.73 | $618,240.00 | (4%) 501.21K to 478.92K | (33%) |
| 10-Mar-09 4:12 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-09 | Grant | 41,732 | $18.02 | $752,011.00 | 9% 459.48K to 501.21K | 129% |
| 02-Apr-08 5:22 PM View: | The Bank of New York Mellon... (BK) | 31-Mar-08 | Payment of Exercise | 28,181 | $41.73 | $1,175,990.00 | (6%) 484.46K to 456.28K | 24% |
| 12-Mar-08 6:36 PM View: | The Bank of New York Mellon... (BK) | 10-Mar-08 | Grant | 10,806 | $42.31 | $457,202.00 | 2% 473.65K to 484.46K | (25%) |
| 25-Oct-07 4:15 PM View: | The Bank of New York Mellon... (BK) | 23-Oct-07 | Option Exercise | 94,340 | $29.12 | $2,747,180.00 | 20% 472.68K to 567.01K | |
| 25-Oct-07 4:15 PM View: | The Bank of New York Mellon... (BK) | 23-Oct-07 | Market Option Sale | 94,340 | $46.70 | $4,406,140.00 | (17%) 567.01K to 472.68K | 31% |
| 25-Jul-07 3:07 PM View: | The Bank of New York Mellon... (BK) | 23-Jul-07 | Grant | 120,563 | $44.59 | $5,375,900.00 | 34% 351.56K to 472.13K | (28%) |
| 03-Jul-07 11:25 AM View: | Bank Of New York Co Inc (BK) | 01-Jul-07 | Disposition | 369,664 | $41.51 | $15,344,600.00 | (96%) 384.3K to 14.63K | 18% |
| 03-Jul-07 11:25 AM View: | Bank Of New York Co Inc (BK) | 01-Jul-07 | Disposition | 14,634 | $41.51 | $607,458.00 | (100%) 14.63K to 0 | 18% |
| 03-Jul-07 9:45 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-07 | Grant | 348,738 | $41.51 | $14,476,000.00 | 557980000% 0 to 348.74K | (22%) |
| 03-Jul-07 9:45 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-07 | Grant | 14,634 | $41.51 | $607,458.00 | 4% 348.74K to 363.37K | (22%) |
| 03-Jul-07 11:25 AM View: | Bank Of New York Co Inc (BK) | 04-May-07 | Acquisition (small) | 36 | $41.29 | $1,468.51 | < 1% 384.26K to 384.3K | (18%) |
| 08-Mar-07 8:29 AM View: | Bank Of New York Co Inc (BK) | 07-Mar-07 | Market Sale (Planned) | 30,000 | $39.50 | $1,185,000.00 | (7%) 414.19K to 384.19K | 13% |
| 01-Mar-07 4:22 PM View: | Bank Of New York Co Inc (BK) | 28-Feb-07 | Payment of Exercise | 19,571 | $40.63 | $795,170.00 | (5%) 433.67K to 414.1K | 16% |
| 01-Mar-07 4:22 PM View: | Bank Of New York Co Inc (BK) | 02-Feb-07 | Acquisition (small) | 36 | $40.65 | $1,460.61 | < 1% 433.63K to 433.67K | (16%) |
| 01-Mar-07 4:22 PM View: | Bank Of New York Co Inc (BK) | 01-Jan-07 | Acquisition (small) | 34 | $39.16 | $1,345.24 | < 1% 433.6K to 433.63K | (12%) |
| 19-Jan-07 10:00 PM View: | Bank Of New York Co Inc (BK) | 03-Nov-06 | Acquisition (small) | 42 | $34.04 | $1,443.72 | < 1% 433.56K to 433.6K | 1% |
| 19-Jan-07 10:00 PM View: | Bank Of New York Co Inc (BK) | 04-Aug-06 | Acquisition (small) | 42 | $34.15 | $1,434.48 | < 1% 433.51K to 433.56K | 1% |
| 18-May-06 10:29 AM View: | Bank Of New York Co Inc (BK) | 17-May-06 | Option Exercise | 100,000 | $17.25 | $1,725,000.00 | 24% 419.01K to 519.01K | |
| 18-May-06 10:29 AM View: | Bank Of New York Co Inc (BK) | 17-May-06 | Market Option Sale | 100,000 | $32.87 | $3,286,510.00 | (19%) 519.01K to 419.01K | (6%) |
| 19-Jan-07 10:00 PM View: | Bank Of New York Co Inc (BK) | 05-May-06 | Acquisition (small) | 39 | $35.31 | $1,361.18 | < 1% 433.47K to 433.51K | (1%) |
| 24-Mar-06 11:40 AM View: | Bank Of New York Co Inc (BK) | 23-Mar-06 | Grant | 55,000 | $34.95 | $1,922,250.00 | 13% 418.93K to 473.93K | < 1% |