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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-May-13 7:10 PM View:  | Geron Corp (GERN) | 22-May-13 | Disposition | 53,156 | -- | -- | (24%) 225.07K to 171.91K | |
| 03-Jan-13 8:25 PM View: | Geron Corp (GERN) | 31-Dec-12 | Disposition | 2,500 | -- | -- | (1%) 227.57K to 225.07K | |
| 06-Nov-12 6:31 PM View: | Ceres, Inc. (CERE) | 05-Nov-12 | Option Exercise | 16,666 | $1.95 | $32,498.70 | 113% 14.74K to 31.41K | |
| 28-Feb-12 8:32 PM View: | Ceres, Inc. (CERE) | 27-Feb-12 | Conversion | 14,743 | -- | -- | 100% 0 to 14.74K | |
| 29-Dec-11 7:30 PM View: | Novacea, Inc. (PRTK) | 28-Dec-11 | Gift | 3,200 | -- | -- | (3%) 102.03K to 98.83K | |
| 23-Nov-11 6:51 PM View: | Geron Corp (GERN) | 22-Nov-11 | Market Purchase | 64,275 | $1.56 | $100,269.00 | 13% 499.57K to 563.84K | |
| 06-Oct-11 8:35 PM View: | Geron Corp (GERN) | 05-Oct-11 | Market Purchase | 50,000 | $2.03 | $101,500.00 | 107% 46.65K to 96.65K | |
| 25-Aug-11 6:23 PM View: | Novacea, Inc. (PRTK) | 25-Aug-11 | Grant | 50,000 | $2.72 | $136,225.00 | 96% 52.03K to 102.03K | |
| 24-May-11 9:16 PM View: | Geron Corp (GERN) | 20-May-11 | Grant | 5,000 | -- | -- | 2% 222.57K to 227.57K | |
| 13-May-11 8:03 PM View: | Geron Corp (GERN) | 11-May-11 | Grant | 20,073 | -- | -- | 10% 202.49K to 222.57K | |
| 13-Jul-10 8:33 PM View: | Geron Corp (GERN) | 09-Jul-10 | Grant | 45,000 | -- | -- | 29% 157.49K to 202.49K | |
| 21-May-10 9:23 PM View: | Geron Corp (GERN) | 19-May-10 | Grant | 9,406 | $2.13 | $20,001.50 | 6% 148.09K to 157.49K | |
| 02-Jun-09 6:47 PM View: | Geron Corp (GERN) | 29-May-09 | Grant | 28,692 | $0.70 | $19,996.80 | 24% 119.4K to 148.09K | |
| 03-Feb-09 6:49 PM View: | Novacea, Inc. (PRTK) | 30-Jan-09 | Grant | 31,660 | -- | -- | 100% 0 to 31.66K | |
| 03-Feb-09 6:49 PM View: | Novacea, Inc. (PRTK) | 30-Jan-09 | Grant | 20,369 | -- | -- | 64% 31.66K to 52.03K | |
| 29-May-08 8:09 PM View: | Geron Corp (GERN) | 28-May-08 | Grant | 10,663 | -- | -- | 10% 108.73K to 119.4K | |
| 24-May-07 9:30 PM View: | Geron Corp (GERN) | 23-May-07 | Grant | 25,271 | -- | -- | 30% 83.46K to 108.73K | |
| 05-Jan-07 5:24 PM View: | Geron Corp (GERN) | 03-Jan-07 | Grant | 20,000 | -- | -- | 32% 63.46K to 83.46K | |
| 12-Jul-05 6:18 PM View: | Geron Corp (GERN) | 08-Jul-05 | Option Exercise | 60,000 | $5.46 | $327,600.00 | 1733% 3.46K to 63.46K | |
| 10-May-05 4:59 PM View: | Geron Corp (GERN) | 06-May-05 | Grant | 1,875 | -- | -- | 118% 1.59K to 3.46K | |
| 17-Mar-05 9:29 PM View: | Geron Corp (GERN) | 16-Mar-05 | Option Exercise | 24,999 | $2.04 | $50,998.00 | 115% 21.65K to 46.65K | |
| 01-Jun-04 5:14 PM View: | Geron Corp (GERN) | 27-May-04 | Grant | 1,587 | -- | -- | 5% 31.36K to 32.95K |