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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Feb-16 7:11 PM View:  | Broadcom Corp. (BRCM) | 01-Feb-16 | Disposition | 56,841 | -- | -- | (100%) 56.84K to 0 | |
| 14-May-15 5:57 PM View: | Broadcom Corp. (BRCM) | 12-May-15 | Grant | 5,219 | -- | -- | 10% 51.62K to 56.84K | |
| 30-Jul-14 7:49 PM View: | Broadcom Corp. (BRCM) | 28-Jul-14 | Option Exercise | 85,000 | $32.04 | $2,723,300.00 | 165% 51.62K to 136.62K | |
| 30-Jul-14 7:49 PM View: | Broadcom Corp. (BRCM) | 28-Jul-14 | Market Option Sale | 85,000 | $37.74 | $3,207,650.00 | (62%) 136.62K to 51.62K | (52%) |
| 15-May-14 6:32 PM View: | Broadcom Corp. (BRCM) | 13-May-14 | Grant | 10,034 | -- | -- | 24% 41.59K to 51.62K | |
| 06-Aug-13 6:07 PM View: | Broadcom Corp. (BRCM) | 02-Aug-13 | Market Sale | 9,296 | $26.86 | $249,718.00 | (18%) 50.88K to 41.59K | (117%) |
| 16-May-13 4:25 PM View: | Broadcom Corp. (BRCM) | 14-May-13 | Grant | 8,204 | -- | -- | 19% 42.68K to 50.88K | |
| 16-May-12 5:23 PM View: | Broadcom Corp. (BRCM) | 15-May-12 | Grant | 9,053 | -- | -- | 27% 33.63K to 42.68K | |
| 09-May-11 6:22 PM View: | Broadcom Corp. (BRCM) | 05-May-11 | Grant | 8,863 | -- | -- | 36% 24.76K to 33.63K | |
| 02-Nov-10 5:10 PM View: | Broadcom Corp. (BRCM) | 29-Oct-10 | Market Sale | 45,000 | $40.65 | $1,829,320.00 | (65%) 69.76K to 24.76K | (48%) |
| 24-May-10 4:45 PM View: | Broadcom Corp. (BRCM) | 20-May-10 | Grant | 9,440 | -- | -- | 16% 60.32K to 69.76K | |
| 18-May-09 4:28 PM View: | Broadcom Corp. (BRCM) | 14-May-09 | Grant | 14,300 | -- | -- | 31% 46.02K to 60.32K | |
| 23-Jun-08 5:50 PM View: | Broadcom Corp. (BRCM) | 19-Jun-08 | Grant | 11,022 | -- | -- | 31% 35.0K to 46.02K | |
| 03-May-07 2:50 PM View: | Broadcom Corp. (BRCM) | 02-May-07 | Grant | 5,000 | -- | -- | 17% 30.0K to 35.0K | |
| 09-Jan-07 9:13 PM View: | Applied Materials Inc. (AMAT) | 20-Dec-06 | Gift | 25,000 | -- | -- | (22%) 112.22K to 87.22K | |
| 08-Sep-06 9:10 PM View: | Applied Materials Inc. (AMAT) | 06-Sep-06 | Payment of Exercise | 4,469 | $16.90 | $75,526.10 | (3%) 154.19K to 149.72K | (593%) |
| 28-Apr-06 5:29 PM View: | Broadcom Corp. (BRCM) | 27-Apr-06 | Grant | 5,000 | -- | -- | 20% 25.0K to 30.0K | |
| 15-Dec-05 9:32 PM View: | Applied Materials Inc. (AMAT) | 13-Dec-05 | Grant | 50,000 | -- | -- | 48% 104.19K to 154.19K | |
| 30-Nov-05 9:42 PM View: | Applied Materials Inc. (AMAT) | 29-Nov-05 | Disposition | 3,699 | $18.15 | $67,131.40 | (3%) 107.89K to 104.19K | (550%) |
| 30-Nov-05 9:42 PM View: | Applied Materials Inc. (AMAT) | 28-Nov-05 | Option Exercise | 44,000 | $9.78 | $430,377.00 | 41% 107.89K to 151.89K | |
| 30-Nov-05 9:42 PM View: | Applied Materials Inc. (AMAT) | 28-Nov-05 | Market Option Sale | 44,000 | $18.10 | $796,400.00 | (29%) 151.89K to 107.89K | (552%) |
| 23-Nov-05 1:53 PM View: | Broadcom Corp. (BRCM) | 22-Nov-05 | Grant | 16,668 | -- | -- | 100% 0 to 16.67K | |
| 24-Aug-05 7:34 PM View: | Applied Materials Inc. (AMAT) | 22-Aug-05 | Option Exercise | 44,000 | $9.78 | $430,377.00 | 41% 107.89K to 151.89K | |
| 24-Aug-05 7:34 PM View: | Applied Materials Inc. (AMAT) | 22-Aug-05 | Market Option Sale | 44,000 | $18.35 | $807,598.00 | (29%) 151.89K to 107.89K | (544%) |
| 30-Sep-04 10:00 PM View: | Applied Materials Inc. (AMAT) | 28-Sep-04 | Option Exercise | 20,000 | $7.44 | $148,750.00 | 19% 107.45K to 127.45K | |
| 30-Sep-04 10:00 PM View: | Applied Materials Inc. (AMAT) | 28-Sep-04 | Market Option Sale | 20,000 | $16.12 | $322,400.00 | (16%) 127.45K to 107.45K | (636%) |
| 10-Mar-04 10:00 PM View: | Applied Materials Inc. (AMAT) | 09-Mar-04 | Option Exercise | 20,000 | $7.44 | $148,750.00 | 19% 107.2K to 127.2K | |
| 10-Mar-04 10:00 PM View: | Applied Materials Inc. (AMAT) | 09-Mar-04 | Market Option Sale | 20,000 | $20.77 | $415,400.00 | (16%) 127.2K to 107.2K | (471%) |
| 19-Nov-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 18-Nov-03 | Option Exercise | 20,000 | $7.44 | $148,750.00 | 19% 107.12K to 127.12K | |
| 19-Nov-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 18-Nov-03 | Market Option Sale | 20,000 | $23.61 | $472,200.00 | (16%) 127.12K to 107.12K | (402%) |
| 21-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 19-Aug-03 | Option Exercise | 30,000 | $4.33 | $129,900.00 | 28% 107.08K to 137.09K | |
| 21-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 19-Aug-03 | Market Option Sale | 30,000 | $20.03 | $600,900.00 | (22%) 137.09K to 107.08K | (492%) |
| 19-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 18-Aug-03 | Option Exercise | 10,000 | $4.33 | $43,300.00 | 9% 107.08K to 117.08K | |
| 19-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 18-Aug-03 | Market Option Sale | 10,000 | $19.62 | $196,200.00 | (9%) 117.08K to 107.08K | (505%) |
| 18-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 15-Aug-03 | Option Exercise | 20,000 | $4.33 | $86,600.00 | 19% 107.08K to 127.08K | |
| 18-Aug-03 10:00 PM View: | Applied Materials Inc. (AMAT) | 15-Aug-03 | Market Option Sale | 20,000 | $18.74 | $374,800.00 | (16%) 127.08K to 107.08K | (533%) |