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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Nov-19 4:48 PM View:  | Reva Medical, Inc. (RVA.AX) | 11-Nov-19 | Sale | 15,500 | $0.00 | $1.55 | (< 1%) 3.72M to 3.71M | |
| 13-Nov-19 4:48 PM View: | Reva Medical, Inc. (RVA.AX) | 11-Nov-19 | Sale | 3,706,690 | $0.00 | $1.55 | (100%) 3.71M to 0 | |
| 03-Jul-18 1:46 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Jun-18 | Acquisition (other) | 3,000 | -- | -- | < 1% 3.72M to 3.73M | |
| 03-Jul-18 1:46 PM View: | Reva Medical, Inc. (RVA.AX) | 29-Jun-18 | Disposition (other) | 3,000 | -- | -- | (< 1%) 3.73M to 3.72M | |
| 27-Jul-17 4:17 PM View: | Reva Medical, Inc. (RVA.AX) | 25-Jul-17 | Acquisition (other) | 5,000 | -- | -- | < 1% 3.72M to 3.73M | |
| 27-Jul-17 4:17 PM View: | Reva Medical, Inc. (RVA.AX) | 25-Jul-17 | Disposition (other) | 5,000 | -- | -- | (< 1%) 3.73M to 3.72M | |
| 11-Jul-17 4:42 PM View: | Reva Medical, Inc. (RVA.AX) | 09-Jul-17 | Grant | 6,000 | -- | -- | < 1% 3.72M to 3.72M | |
| 01-Aug-16 7:15 PM View: | Reva Medical, Inc. (RVA.AX) | 01-Aug-16 | Acquisition (other) | 7,500 | -- | -- | < 1% 3.72M to 3.72M | |
| 01-Aug-16 7:15 PM View: | Reva Medical, Inc. (RVA.AX) | 01-Aug-16 | Disposition (other) | 7,500 | -- | -- | (< 1%) 3.72M to 3.72M | |
| 27-May-16 5:01 PM View: | Reva Medical, Inc. (RVA.AX) | 25-May-16 | Grant | 10,000 | -- | -- | < 1% 3.71M to 3.72M | |
| 29-May-15 4:20 PM View: | Otonomy, Inc. (OTIC) | 28-May-15 | Acquisition (other) | 32,745 | -- | -- | 2% 1.59M to 1.62M | |
| 29-May-15 4:20 PM View: | Otonomy, Inc. (OTIC) | 28-May-15 | Disposition (other) | 250,000 | -- | -- | (15%) 1.62M to 1.37M | |
| 29-May-15 10:17 AM View: | Reva Medical, Inc. (RVA.AX) | 27-May-15 | Grant | 15,000 | -- | -- | < 1% 3.69M to 3.71M | |
| 23-Apr-14 5:15 PM View: | Orexigen Therapeutics, Inc. (OREXQ) | 22-Apr-14 | Payment of Exercise | 886 | $5.30 | $4,695.80 | (< 1%) 7.71M to 7.71M | 94% |
| 23-Apr-14 5:15 PM View: | Orexigen Therapeutics, Inc. (OREXQ) | 22-Apr-14 | Option Exercise | 4,691,470 | $0.00 | $4,691.47 | 155% 3.02M to 7.71M | |
| 21-Mar-14 6:55 PM View: | Cadence Pharmaceuticals Inc. (CADX) | 19-Mar-14 | Disposition Duplicate | 10,442,500 | $14.00 | $146,195,008.00 | (100%) 10.44M to 0 | < 1% |
| 17-Mar-14 2:45 PM View: | Achaogen, Inc. (AKAO) | 17-Mar-14 | Conversion | 2,020,940 | -- | -- | 100% 0 to 2.02M | |
| 04-Feb-14 3:40 PM View: | Dicerna Pharmaceuticals Inc (DRNA) | 04-Feb-14 | Conversion Duplicate | 1,765,710 | -- | -- | 100% 0 to 1.77M | |
| 19-Nov-13 6:40 PM View: | Tandem Diabetes Care Inc (TNDM) | 19-Nov-13 | Conversion Duplicate | 3,243,450 | -- | -- | 100% 0 to 3.24M | |
| 04-Nov-13 4:04 PM View: | Veracyte, Inc. (VCYT) | 04-Nov-13 | Conversion Duplicate | 3,086,020 | -- | -- | 100% 0 to 3.09M | |
| 30-Sep-13 5:38 PM View: | Evoke Pharma Inc (EVOK) | 30-Sep-13 | Conversion Duplicate | 1,133,330 | -- | -- | 21587% 5.25K to 1.14M | |
| 28-Aug-13 12:09 PM View: | Tobira Therapeutics, Inc. (TBRA) | 27-Aug-13 | Conversion Duplicate | 1,800,110 | -- | -- | 3390% 53.1K to 1.85M | |
| 28-Aug-13 12:09 PM View: | Tobira Therapeutics, Inc. (TBRA) | 27-Aug-13 | Purchase Duplicate | 750,000 | $4.00 | $3,000,000.00 | 40% 1.85M to 2.6M | |
| 16-Jul-13 8:34 PM View: | Tranzyme, Inc. (OCRX) | 15-Jul-13 | Purchase Duplicate | 1,327,490 | $6.03 | $7,999,990.00 | 81% 1.63M to 2.96M | |
| 02-Jul-13 4:48 PM View: | Esperion Therapeutics, Inc. (ESPR) | 01-Jul-13 | Conversion Duplicate | 1,816,470 | -- | -- | 100% 0 to 1.82M | |
| 02-Jul-13 4:48 PM View: | Esperion Therapeutics, Inc. (ESPR) | 01-Jul-13 | Purchase Duplicate | 285,714 | $14.00 | $4,000,000.00 | 16% 1.82M to 2.1M | |
| 18-Jan-13 12:23 PM View: | Achillion Pharmaceuticals, ... (ACHN) | 18-Jan-13 | Acquisition (other) Duplicate | 66,462 | -- | -- | < 1% 6.95M to 7.02M | |
| 18-Jan-13 12:23 PM View: | Achillion Pharmaceuticals, ... (ACHN) | 18-Jan-13 | Disposition (other) Duplicate | 1,000,000 | -- | -- | (14%) 7.02M to 6.02M | |
| 24-Jul-12 11:57 AM View: | Durata Therapeutics, Inc. (DRTX) | 24-Jul-12 | Conversion | 2,244,120 | -- | -- | 100% 0 to 2.24M | |
| 24-Jul-12 11:57 AM View: | Durata Therapeutics, Inc. (DRTX) | 24-Jul-12 | Purchase | 784,313 | $9.00 | $7,058,820.00 | 35% 2.24M to 3.03M | |
| 04-Jun-12 3:11 PM View: | Achillion Pharmaceuticals, ... (ACHN) | 31-May-12 | Acquisition (other) Duplicate | 93,434 | -- | -- | 1% 8.06M to 8.15M | |
| 04-Jun-12 3:11 PM View: | Achillion Pharmaceuticals, ... (ACHN) | 31-May-12 | Disposition (other) Duplicate | 1,200,000 | -- | -- | (15%) 8.15M to 6.95M | |
| 27-Mar-12 3:29 PM View: | Reva Medical, Inc. (RVA.AX) | 23-Mar-12 | Sale Duplicate | 1,695,720 | $5.16 | $8,749,900.00 | (31%) 5.39M to 3.69M | |
| 22-Dec-11 5:13 PM View: | Orexigen Therapeutics, Inc. (OREXQ) | 22-Dec-11 | Private Purchase | 469,147 | $1.45 | $680,263.00 | 18% 2.55M to 3.02M | |
| 21-Nov-11 8:52 PM View: | Clovis Oncology, Inc. (CLVS) | 21-Nov-11 | Conversion Duplicate | 2,110,270 | -- | -- | 100% 0 to 2.11M | |
| 21-Nov-11 8:52 PM View: | Clovis Oncology, Inc. (CLVS) | 21-Nov-11 | Market Purchase Duplicate | 931,683 | $13.00 | $12,111,900.00 | 44% 2.11M to 3.04M | (62%) |
| 20-Sep-11 3:07 PM View: | Zogenix, Inc. (ZGNX) | 16-Sep-11 | Market Purchase Duplicate | 3,500,000 | $2.00 | $7,000,000.00 | 53% 6.59M to 10.09M | 33% |
| 03-Jun-11 12:44 PM View: | Alimera Sciences Inc (ALIM) | 02-Jun-11 | Acquisition (other) Duplicate | 18,864 | -- | -- | < 1% 4.88M to 4.9M | |
| 03-Jun-11 12:44 PM View: | Alimera Sciences Inc (ALIM) | 02-Jun-11 | Disposition (other) Duplicate | 700,000 | -- | -- | (14%) 4.9M to 4.2M | |
| 03-Jun-11 12:44 PM View: | Alimera Sciences Inc (ALIM) | 02-Jun-11 | Market Sale Duplicate | 6,914 | $8.04 | $55,588.60 | (< 1%) 4.2M to 4.19M | 96% |
| 20-Dec-10 9:36 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Conversion | 3,188,450 | -- | -- | 100% 0 to 3.19M | |
| 20-Dec-10 9:36 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Acquisition (other) | 127,487 | $6.51 | $829,501.00 | 4% 3.19M to 3.32M | |
| 20-Dec-10 9:36 PM View: | Reva Medical, Inc. (RVA.AX) | 16-Dec-10 | Exercise (in-the money or at-the-money) | 2,070,960 | $3.36 | $6,959,110.00 | 62% 3.32M to 5.39M | |
| 01-Dec-10 10:05 AM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Conversion | 4,252,590 | -- | -- | 100% 0 to 4.25M | |
| 01-Dec-10 10:05 AM View: | Zogenix, Inc. (ZGNX) | 29-Nov-10 | Purchase | 2,350,000 | $4.00 | $9,400,000.00 | 55% 4.25M to 6.6M | |
| 08-Oct-10 4:41 PM View: | Achillion Pharmaceuticals, ... (ACHN) | 06-Oct-10 | Acquisition (other) Duplicate | 25,000 | -- | -- | 100% 0 to 25.0K | |
| 27-Apr-10 5:05 PM View: | Alimera Sciences Inc (ALIM) | 27-Apr-10 | Conversion Duplicate | 4,499,450 | -- | -- | 100% 0 to 4.5M | |
| 27-Apr-10 5:05 PM View: | Alimera Sciences Inc (ALIM) | 27-Apr-10 | Purchase Duplicate | 378,028 | $11.00 | $4,158,310.00 | 8% 4.5M to 4.88M | |
| 21-Dec-09 9:33 AM View: | Orexigen Therapeutics, Inc. (OREXQ) | 18-Dec-09 | Market Purchase Duplicate | 38,100 | $7.50 | $285,750.00 | < 1% 4.98M to 5.02M | (96%) |
| 21-Dec-09 9:33 AM View: | Orexigen Therapeutics, Inc. (OREXQ) | 17-Dec-09 | Market Purchase Duplicate | 100,000 | $7.55 | $755,000.00 | 2% 4.88M to 4.98M | (96%) |