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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Oct-13 7:35 PM View:  | SuperGen Inc. (ASTX) | 11-Oct-13 | Disposition (change in control) | 457,500 | -- | -- | (100%) 457.5K to 0 | |
| 08-Feb-13 4:49 PM View: | SuperGen Inc. (ASTX) | 06-Feb-13 | Option Exercise | 42,500 | $3.11 | $131,975.00 | 10% 415.0K to 457.5K | |
| 03-Jul-12 5:49 PM View: | SuperGen Inc. (ASTX) | 29-Jun-12 | Option Exercise | 35,000 | $2.14 | $74,900.00 | 9% 380.0K to 415.0K | 297% |
| 31-Mar-10 6:24 PM View: | SuperGen Inc. (ASTX) | 29-Mar-10 | Option Exercise | 60,000 | $2.00 | $119,700.00 | 19% 320.0K to 380.0K | |
| 23-Jan-07 2:08 PM View: | SuperGen Inc. (ASTX) | 19-Jan-07 | Option Exercise | 47,500 | $4.41 | $209,650.00 | 17% 272.5K to 320.0K | |
| 20-Mar-06 5:30 PM View: | HCC Insurance Holdings Inc. (HCC) | 17-Mar-06 | Market Sale | 12,300 | $33.25 | $408,975.00 | (10%) 129.18K to 116.88K | 49% |
| 16-Feb-06 5:00 PM View: | HCC Insurance Holdings Inc. (HCC) | 14-Feb-06 | Market Sale | 7,700 | $33.25 | $256,025.00 | (6%) 136.88K to 129.18K | 49% |
| 06-Feb-06 4:54 PM View: | SuperGen Inc. (ASTX) | 02-Feb-06 | Option Exercise | 22,500 | $4.57 | $102,825.00 | 9% 250.0K to 272.5K | |
| 30-Jan-06 1:34 PM View: | HCC Insurance Holdings Inc. (HCC) | 26-Jan-06 | Option Exercise | 56,250 | $18.18 | $1,022,810.00 | 70% 80.63K to 136.88K | |
| 19-Aug-05 5:45 PM View: | HCC Insurance Holdings Inc. (HCC) | 19-Aug-05 | Market Sale | 30,000 | $27.05 | $811,524.00 | (27%) 110.63K to 80.63K | 37% |
| 20-Jul-05 4:46 PM View: | SuperGen Inc. (ASTX) | 18-Jul-05 | Option Exercise | 25,000 | $5.27 | $131,700.00 | 11% 225.0K to 250.0K | |
| 25-Feb-05 4:50 PM View: | HCC Insurance Holdings Inc. (HCC) | 24-Feb-05 | Option Exercise | 12,500 | $25.20 | $315,000.00 | 20% 61.25K to 73.75K | |
| 03-Mar-04 10:00 PM View: | HCC Insurance Holdings Inc. (HCC) | 01-Mar-04 | Market Sale | 27,750 | $33.00 | $915,750.00 | (37%) 75.25K to 47.5K | 48% |
| 02-Apr-04 10:00 PM View: | Spectrum Laboratories Inc /ca (SPTM.PK) | 13-Feb-04 | Purchase | 7,595 | $2.52 | $19,159.90 | 7% 102.32K to 109.92K | |
| 04-Dec-03 10:00 PM View: | SuperGen Inc. (ASTX) | 03-Dec-03 | Option Exercise | 125,000 | $3.27 | $409,200.00 | 125% 100.0K to 225.0K | |
| 03-Oct-03 10:00 PM View: | SuperGen Inc. (ASTX) | 02-Oct-03 | Market Sale | 60,000 | $8.10 | $486,000.00 | (38%) 160.0K to 100.0K | 72% |