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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Nov-11 3:33 PM View:  | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 50,737 | $30.00 | $1,522,110.00 | (100%) 50.74K to 0 | |
| 26-Sep-11 1:52 PM View: | DPL Inc. (DPL) | 23-Sep-11 | Grant | 1,799 | -- | -- | 4% 48.19K to 49.99K | |
| 03-Dec-10 5:08 PM View: | Hawk Corp. (HWK) | 01-Dec-10 | Disposition (change in control) | 30,101 | $50.00 | $1,505,050.00 | (100%) 30.1K to 0 | < 1% |
| 30-Apr-10 1:34 PM View: | DPL Inc. (DPL) | 28-Apr-10 | Grant | 1,969 | -- | -- | 5% 43.42K to 45.39K | |
| 31-Mar-10 11:32 AM View: | Hawk Corp. (HWK) | 29-Mar-10 | Option Exercise | 6,968 | $3.40 | $23,691.20 | 19% 37.07K to 44.04K | |
| 31-Mar-10 11:32 AM View: | Hawk Corp. (HWK) | 29-Mar-10 | Market Option Sale | 6,968 | $20.84 | $145,238.00 | (16%) 44.04K to 37.07K | 5% |
| 23-Feb-10 1:46 PM View: | Hawk Corp. (HWK) | 19-Feb-10 | Grant | 530 | $18.85 | $9,990.50 | 2% 29.57K to 30.1K | (< 1%) |
| 11-May-09 9:24 AM View: | DPL Inc. (DPL) | 29-Apr-09 | Grant | 2,502 | -- | -- | 6% 39.1K to 41.6K | |
| 23-Mar-09 4:03 PM View: | Hawk Corp. (HWK) | 20-Mar-09 | Option Exercise | 10,000 | $6.75 | $67,500.00 | 25% 39.57K to 49.57K | 43% |
| 23-Mar-09 4:03 PM View: | Hawk Corp. (HWK) | 20-Mar-09 | Market Option Sale | 10,000 | $10.03 | $100,266.00 | (20%) 49.57K to 39.57K | (20%) |
| 11-Feb-09 4:09 PM View: | Hawk Corp. (HWK) | 10-Feb-09 | Grant | 605 | $16.51 | $9,988.55 | 2% 28.97K to 29.57K | (17%) |
| 24-Apr-08 10:23 AM View: | DPL Inc. (DPL) | 23-Apr-08 | Grant | 1,969 | -- | -- | 6% 35.46K to 37.43K | |
| 19-Mar-08 10:06 AM View: | Hawk Corp. (HWK) | 18-Mar-08 | Grant | 645 | $15.50 | $9,997.50 | 2% 28.32K to 28.97K | (24%) |
| 18-Jul-07 2:52 PM View: | DPL Inc. (DPL) | 27-Apr-07 | Grant | 1,694 | -- | -- | 5% 32.49K to 34.19K | |
| 23-Feb-07 9:16 AM View: | Hawk Corp. (HWK) | 21-Feb-07 | Grant | 936 | $10.68 | $9,996.48 | 3% 27.39K to 28.32K | 10% |
| 23-Mar-06 4:26 PM View: | Hawk Corp. (HWK) | 20-Mar-06 | Grant | 728 | $13.72 | $9,988.16 | 3% 26.66K to 27.39K | (14%) |
| 03-Mar-05 3:24 PM View: | Hawk Corp. (HWK) | 02-Mar-05 | Grant | 1,042 | $9.59 | $9,992.78 | 4% 25.61K to 26.66K | 23% |
| 27-Feb-04 10:00 PM View: | Hawk Corp. (HWK) | 26-Feb-04 | Grant | 2,012 | $4.97 | $9,999.64 | 9% 23.6K to 25.61K | 137% |