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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Apr-24 7:56 PM View:  | Cathay General Bancorp (CATY) | 01-Apr-24 | Payment of Exercise | 9,769 | $36.91 | $360,574.00 | (5%) 190.36K to 180.59K | |
| 03-Apr-24 7:56 PM View: | Cathay General Bancorp (CATY) | 01-Apr-24 | Option Exercise | 24,354 | -- | -- | 15% 166.0K to 190.36K | |
| 05-Apr-23 5:20 PM View: | Cathay General Bancorp (CATY) | 03-Apr-23 | Payment of Exercise | 13,744 | $34.21 | $470,182.00 | (8%) 179.75K to 166.0K | |
| 05-Apr-23 5:20 PM View: | Cathay General Bancorp (CATY) | 03-Apr-23 | Option Exercise | 32,132 | -- | -- | 22% 147.62K to 179.75K | |
| 01-Apr-22 9:31 PM View: | Cathay General Bancorp (CATY) | 01-Apr-22 | Payment of Exercise | 7,546 | $44.52 | $335,948.00 | (5%) 155.06K to 147.51K | |
| 01-Apr-22 9:31 PM View: | Cathay General Bancorp (CATY) | 01-Apr-22 | Option Exercise | 18,111 | -- | -- | 13% 136.95K to 155.06K | |
| 03-Mar-22 6:59 PM View: | Cathay General Bancorp (CATY) | 03-Mar-22 | Payment of Exercise | 916 | $46.54 | $42,630.60 | (< 1%) 137.87K to 136.95K | |
| 03-Mar-22 6:59 PM View: | Cathay General Bancorp (CATY) | 03-Mar-22 | Option Exercise | 2,486 | -- | -- | 2% 135.38K to 137.87K | |
| 05-Apr-21 6:32 PM View: | Cathay General Bancorp (CATY) | 01-Apr-21 | Payment of Exercise | 4,158 | $41.48 | $172,474.00 | (3%) 139.54K to 135.38K | |
| 05-Apr-21 6:32 PM View: | Cathay General Bancorp (CATY) | 01-Apr-21 | Option Exercise | 12,020 | -- | -- | 9% 127.52K to 139.54K | |
| 17-Mar-21 7:22 PM View: | Cathay General Bancorp (CATY) | 15-Mar-21 | Payment of Exercise | 731 | $43.37 | $31,703.50 | (< 1%) 128.25K to 127.52K | |
| 17-Mar-21 7:22 PM View: | Cathay General Bancorp (CATY) | 15-Mar-21 | Option Exercise | 2,134 | -- | -- | 2% 126.11K to 128.25K | |
| 03-Apr-20 5:33 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Payment of Exercise | 7,630 | $21.68 | $165,418.00 | (6%) 133.75K to 126.11K | (67%) |
| 03-Apr-20 5:33 PM View: | Cathay General Bancorp (CATY) | 01-Apr-20 | Option Exercise | 22,058 | -- | -- | 20% 111.69K to 133.75K | |
| 13-Mar-19 7:25 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Payment of Exercise | 341 | $36.53 | $12,456.70 | (< 1%) 112.03K to 111.69K | 3% |
| 13-Mar-19 7:25 PM View: | Cathay General Bancorp (CATY) | 11-Mar-19 | Option Exercise | 985 | -- | -- | < 1% 111.04K to 112.03K | |
| 05-Mar-19 6:37 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Payment of Exercise | 4,121 | $38.36 | $158,082.00 | (4%) 115.16K to 111.04K | 8% |
| 05-Mar-19 6:37 PM View: | Cathay General Bancorp (CATY) | 01-Mar-19 | Option Exercise | 11,917 | -- | -- | 12% 103.25K to 115.16K | |
| 03-Jan-19 5:24 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Payment of Exercise | 2,583 | $33.53 | $86,608.00 | (2%) 105.83K to 103.25K | (7%) |
| 03-Jan-19 5:24 PM View: | Cathay General Bancorp (CATY) | 02-Jan-19 | Option Exercise | 6,812 | -- | -- | 7% 99.02K to 105.83K | |
| 05-Mar-18 12:18 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Payment of Exercise | 3,357 | $41.22 | $138,376.00 | (3%) 102.38K to 99.02K | 15% |
| 05-Mar-18 12:18 PM View: | Cathay General Bancorp (CATY) | 01-Mar-18 | Option Exercise | 9,707 | -- | -- | 10% 92.67K to 102.38K | |
| 03-Jan-18 7:17 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Payment of Exercise | 5,351 | $42.64 | $228,167.00 | (5%) 98.02K to 92.67K | 18% |
| 03-Jan-18 7:17 PM View: | Cathay General Bancorp (CATY) | 02-Jan-18 | Option Exercise | 13,777 | -- | -- | 16% 84.24K to 98.02K | |
| 22-Feb-17 4:16 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Payment of Exercise | 16,798 | $39.42 | $662,177.00 | (17%) 101.04K to 84.24K | 14% |
| 22-Feb-17 4:16 PM View: | Cathay General Bancorp (CATY) | 17-Feb-17 | Option Exercise | 39,100 | -- | -- | 63% 61.94K to 101.04K | |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 16-Nov-16 | Option Exercise | 10,000 | $23.37 | $233,700.00 | 16% 61.94K to 71.94K | |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 16-Nov-16 | Market Option Sale | 10,000 | $35.04 | $350,418.00 | (14%) 71.94K to 61.94K | 3% |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 15-Nov-16 | Option Exercise | 22,000 | $23.37 | $514,140.00 | 36% 61.94K to 83.94K | |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 15-Nov-16 | Market Option Sale | 22,000 | $35.24 | $775,174.00 | (26%) 83.94K to 61.94K | 4% |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 14-Nov-16 | Option Exercise | 12,000 | $23.37 | $280,440.00 | 19% 61.94K to 73.94K | |
| 16-Nov-16 6:27 PM View: | Cathay General Bancorp (CATY) | 14-Nov-16 | Market Option Sale | 12,000 | $35.19 | $422,269.00 | (16%) 73.94K to 61.94K | 4% |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 12-Sep-16 | Acquisition (other) | 60 | $31.16 | $1,877.06 | < 1% 61.88K to 61.94K | 9% |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 13-Jun-16 | Acquisition (other) | 63 | $29.46 | $1,865.67 | < 1% 61.88K to 61.94K | 14% |
| 16-Mar-16 7:28 PM View: | Cathay General Bancorp (CATY) | 14-Mar-16 | Option Exercise | 861 | -- | -- | 1% 60.96K to 61.82K | |
| 09-Feb-17 10:00 PM View: | Cathay General Bancorp (CATY) | 11-Mar-16 | Acquisition (other) | 65 | $28.47 | $1,853.95 | < 1% 61.87K to 61.94K | 18% |
| 12-Feb-16 1:38 PM View: | Cathay General Bancorp (CATY) | 14-Dec-15 | Acquisition (other) | 60 | $30.86 | $1,843.27 | < 1% 60.83K to 60.89K | 8% |
| 12-Feb-16 1:38 PM View: | Cathay General Bancorp (CATY) | 11-Sep-15 | Acquisition (other) | 48 | $29.92 | $1,426.95 | < 1% 60.84K to 60.89K | 11% |
| 12-Feb-16 1:38 PM View: | Cathay General Bancorp (CATY) | 12-Jun-15 | Acquisition (other) | 48 | $29.58 | $1,420.24 | < 1% 60.84K to 60.89K | |
| 12-Feb-16 1:38 PM View: | Cathay General Bancorp (CATY) | 12-Mar-15 | Acquisition (other) | 41 | $24.80 | $1,010.37 | < 1% 60.85K to 60.89K | |
| 23-Dec-14 2:52 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Payment of Exercise | 3,002 | $25.33 | $76,040.70 | (5%) 63.7K to 60.69K | (29%) |
| 23-Dec-14 2:52 PM View: | Cathay General Bancorp (CATY) | 22-Dec-14 | Option Exercise | 7,988 | -- | -- | 14% 55.71K to 63.7K | |
| 10-Feb-15 6:03 PM View: | Cathay General Bancorp (CATY) | 12-Dec-14 | Acquisition (other) | 42 | $24.18 | $1,006.20 | < 1% 60.65K to 60.69K | 35% |
| 10-Feb-15 6:03 PM View: | Cathay General Bancorp (CATY) | 12-Sep-14 | Acquisition (other) | 28 | $24.98 | $702.37 | < 1% 60.66K to 60.69K | |
| 10-Feb-15 6:03 PM View: | Cathay General Bancorp (CATY) | 12-Jun-14 | Acquisition (other) | 30 | $23.45 | $700.28 | < 1% 60.66K to 60.69K | |
| 12-May-14 2:54 PM View: | Cathay General Bancorp (CATY) | 08-May-14 | Option Exercise | 4,819 | -- | -- | 9% 50.79K to 55.61K | |
| 10-Feb-15 6:03 PM View: | Cathay General Bancorp (CATY) | 13-Mar-14 | Acquisition (other) | 21 | $23.89 | $499.15 | < 1% 60.67K to 60.69K | |
| 17-Dec-13 5:27 PM View: | Cathay General Bancorp (CATY) | 13-Dec-13 | Option Exercise | 6,057 | -- | -- | 14% 44.68K to 50.73K | |
| 11-Feb-14 6:28 PM View: | Cathay General Bancorp (CATY) | 12-Dec-13 | Acquisition (other) | 20 | $25.05 | $498.15 | < 1% 50.75K to 50.77K | 29% |
| 13-Nov-13 3:02 PM View: | Cathay General Bancorp (CATY) | 11-Nov-13 | Option Exercise | 9,896 | $24.80 | $245,421.00 | 22% 44.68K to 54.57K | 30% |