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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Feb-24 7:24 PM View:  | Mueller Water Products, Inc. (MWA) | 28-Feb-24 | Grant | 7,376 | -- | -- | 100% 0 to 7.38K | |
| 15-Sep-23 6:17 AM View: | Mueller Water Products, Inc. (MWA) | 12-Sep-23 | Option Exercise | 20,447 | $9.31 | $190,435.00 | 5% 385.32K to 405.77K | |
| 15-Sep-23 6:17 AM View: | Mueller Water Products, Inc. (MWA) | 12-Sep-23 | Option Sale | 13,269 | $13.08 | $173,531.00 | (3%) 405.77K to 392.5K | |
| 04-Oct-23 9:04 PM View: | Mueller Water Products, Inc. (MWA) | 12-Sep-23 | Market Sale | 250 | $13.10 | $3,276.25 | (< 1%) 392.75K to 392.5K | (5%) |
| 09-Feb-23 8:05 PM View: | Mueller Water Products, Inc. (MWA) | 07-Feb-23 | Grant | 8,267 | -- | -- | 100% 0 to 8.27K | |
| 06-Dec-22 7:41 PM View: | Mueller Water Products, Inc. (MWA) | 06-Dec-22 | Option Exercise | 12,578 | $5.91 | $74,336.00 | 3% 368.11K to 380.69K | |
| 06-Dec-22 7:41 PM View: | Mueller Water Products, Inc. (MWA) | 06-Dec-22 | Option Sale | 4,189 | $11.34 | $47,518.80 | (1%) 380.69K to 376.5K | |
| 09-Feb-22 7:43 PM View: | Mueller Water Products, Inc. (MWA) | 07-Feb-22 | Grant | 8,825 | -- | -- | 107% 8.22K to 17.05K | |
| 10-Dec-21 6:02 PM View: | Mueller Water Products, Inc. (MWA) | 09-Dec-21 | Option Exercise | 6,965 | $2.79 | $19,432.30 | 2% 352.92K to 359.89K | |
| 11-Feb-21 5:58 PM View: | Mueller Water Products, Inc. (MWA) | 09-Feb-21 | Grant | 8,222 | -- | -- | 100% 0 to 8.22K | |
| 23-Dec-20 4:50 PM View: | MVC Capital Inc. (MVC) | 23-Dec-20 | Disposition | 1,000,100 | -- | -- | (100%) 1.0M to 0 | |
| 08-Dec-20 6:29 PM View: | Mueller Water Products, Inc. (MWA) | 04-Dec-20 | Option Exercise | 15,094 | $4.21 | $63,545.70 | 5% 329.19K to 344.28K | |
| 17-Jul-20 6:10 PM View: | Equus Total Return, Inc. (EQS) | 16-Jul-20 | Market Sale Duplicate | 3,228,020 | $1.17 | $3,776,790.00 | (100%) 3.23M to 0 | (63%) |
| 30-Jan-20 8:43 PM View: | Mueller Water Products, Inc. (MWA) | 29-Jan-20 | Grant | 8,641 | -- | -- | 100% 0 to 8.64K | |
| 09-Dec-19 7:38 PM View: | Mueller Water Products, Inc. (MWA) | 05-Dec-19 | Option Exercise | 15,094 | $4.67 | $70,489.00 | 5% 302.26K to 317.36K | |
| 26-Sep-19 5:41 PM View: | MVC Capital Inc. (MVC) | 25-Sep-19 | Market Purchase | 1,000 | $8.95 | $8,950.00 | < 1% 999.1K to 1.0M | (7%) |
| 26-Sep-19 5:41 PM View: | MVC Capital Inc. (MVC) | 24-Sep-19 | Market Purchase | 1,000 | $8.91 | $8,911.70 | < 1% 998.1K to 999.1K | (6%) |
| 13-Aug-19 4:42 PM View: | Equus Total Return, Inc. (EQS) | 12-Aug-19 | Market Sale Duplicate | 608,310 | $1.62 | $985,462.00 | (16%) 3.84M to 3.23M | (18%) |
| 30-Jul-19 7:05 PM View: | Equus Total Return, Inc. (EQS) | 29-Jul-19 | Private Sale Duplicate | 608,310 | $1.70 | $1,034,130.00 | (14%) 4.44M to 3.84M | 6% |
| 26-Jul-19 9:12 PM View: | Equus Total Return, Inc. (EQS) | 26-Jul-19 | Acquisition (other) Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | 38% 3.23M to 4.44M | 12% |
| 26-Jul-19 9:12 PM View: | Equus Total Return, Inc. (EQS) | 24-Jul-19 | Market Sale Duplicate | 1,216,620 | $1.70 | $2,068,250.00 | (27%) 4.44M to 3.23M | (12%) |
| 10-Jul-19 4:00 PM View: | MVC Capital Inc. (MVC) | 08-Jul-19 | Market Purchase | 11,068 | $9.37 | $103,693.00 | 1% 987.03K to 998.1K | (12%) |
| 15-Apr-19 4:41 PM View: | MVC Capital Inc. (MVC) | 12-Apr-19 | Market Purchase | 2,100 | $9.20 | $19,320.00 | < 1% 984.93K to 987.03K | (9%) |
| 24-Jan-19 9:18 PM View: | Mueller Water Products, Inc. (MWA) | 23-Jan-19 | Grant | 9,625 | -- | -- | 62% 15.48K to 25.11K | |
| 13-Dec-18 5:40 PM View: | Mueller Water Products, Inc. (MWA) | 12-Dec-18 | Option Exercise | 9,546 | $7.76 | $74,077.00 | 3% 288.99K to 298.53K | |
| 13-Dec-18 5:40 PM View: | Mueller Water Products, Inc. (MWA) | 12-Dec-18 | Market Option Sale | 9,546 | $10.27 | $98,068.00 | (3%) 298.53K to 288.99K | (16%) |
| 12-Jul-18 8:00 PM View: | MVC Capital Inc. (MVC) | 10-Jul-18 | Market Purchase | 5,000 | $9.36 | $46,800.00 | < 1% 979.93K to 984.93K | (12%) |
| 16-Apr-18 4:30 PM View: | MVC Capital Inc. (MVC) | 12-Apr-18 | Market Purchase | 3,889 | $10.06 | $39,123.30 | < 1% 976.04K to 979.93K | (19%) |
| 03-Apr-18 4:14 PM View: | MVC Capital Inc. (MVC) | 29-Mar-18 | Market Purchase | 20,000 | $9.99 | $199,800.00 | 2% 956.04K to 976.04K | (18%) |
| 29-Mar-18 2:03 PM View: | MVC Capital Inc. (MVC) | 27-Mar-18 | Market Purchase | 10,000 | $10.01 | $100,100.00 | 1% 946.04K to 956.04K | (19%) |
| 26-Mar-18 4:33 PM View: | MVC Capital Inc. (MVC) | 22-Mar-18 | Market Purchase | 2,500 | $10.13 | $25,325.00 | < 1% 943.54K to 946.04K | (20%) |
| 21-Mar-18 5:08 PM View: | MVC Capital Inc. (MVC) | 19-Mar-18 | Market Purchase | 2,500 | $10.12 | $25,300.00 | < 1% 941.04K to 943.54K | (19%) |
| 30-Jan-18 5:02 PM View: | Mueller Water Products, Inc. (MWA) | 30-Jan-18 | Option Exercise | 9,701 | $7.95 | $77,122.90 | 4% 276.32K to 286.02K | |
| 26-Jan-18 8:12 PM View: | Mueller Water Products, Inc. (MWA) | 24-Jan-18 | Grant | 7,627 | -- | -- | 51% 15.01K to 22.64K | |
| 23-Jan-18 4:08 PM View: | MVC Capital Inc. (MVC) | 19-Jan-18 | Market Purchase | 10,000 | $10.55 | $105,500.00 | 1% 931.04K to 941.04K | (23%) |
| 27-Jan-17 5:06 PM View: | Mueller Water Products, Inc. (MWA) | 25-Jan-17 | Grant | 6,612 | -- | -- | 2% 280.53K to 287.14K | |
| 10-Jun-16 4:27 PM View: | Hanover Capital Mortgage Ho... (DHCP) | 09-Jun-16 | Grant | 32,178 | -- | -- | 18% 175.23K to 207.4K | |
| 09-May-16 11:26 AM View: | Conseco Inc. (CNO) | 05-May-16 | Grant | 7,162 | -- | -- | 7% 109.65K to 116.81K | |
| 19-Aug-15 6:36 PM View: | Walter Industries Inc. (WLT) | 19-Aug-15 | Sale | 87,318 | $0.09 | $7,858.62 | (73%) 118.81K to 31.5K | |
| 15-May-15 4:21 PM View: | Hanover Capital Mortgage Ho... (DHCP) | 13-May-15 | Grant | 7,330 | -- | -- | 4% 167.9K to 175.23K | |
| 08-May-15 10:41 AM View: | Conseco Inc. (CNO) | 06-May-15 | Grant | 7,462 | -- | -- | 7% 102.19K to 109.65K | |
| 02-Mar-15 4:43 PM View: | IDEX Corp. (IEX) | 27-Feb-15 | Market Sale | 4,962 | $77.82 | $386,143.00 | (1%) 334.75K to 329.79K | (88%) |
| 04-Feb-15 11:47 AM View: | IDEX Corp. (IEX) | 02-Feb-15 | Option Exercise | 6,750 | $25.70 | $173,475.00 | 2% 334.75K to 341.5K | |
| 04-Feb-15 11:47 AM View: | IDEX Corp. (IEX) | 02-Feb-15 | Market Option Sale | 6,750 | $72.07 | $486,472.00 | (2%) 341.5K to 334.75K | (103%) |
| 30-Jan-15 6:44 PM View: | Mueller Water Products, Inc. (MWA) | 28-Jan-15 | Grant | 4,513 | $9.97 | $44,994.60 | 46% 9.76K to 14.27K | 20% |
| 30-Sep-14 10:35 AM View: | MVC Capital Inc. (MVC) | 26-Sep-14 | Market Purchase | 40,000 | $10.86 | $434,400.00 | 4% 891.04K to 931.04K | (13%) |
| 16-Jun-14 5:52 PM View: | Equus Total Return, Inc. (EQS) | 12-Jun-14 | Market Purchase Duplicate | 970,087 | $2.45 | $2,376,710.00 | 28% 3.47M to 4.44M | (31%) |
| 05-Jun-14 5:27 PM View: | Equus Total Return, Inc. (EQS) | 03-Jun-14 | Market Purchase Duplicate | 850,000 | $2.40 | $2,040,000.00 | 32% 2.62M to 3.47M | (30%) |
| 23-May-14 6:10 PM View: | Equus Total Return, Inc. (EQS) | 21-May-14 | Market Purchase Duplicate | 512,557 | $2.40 | $1,230,140.00 | 24% 2.11M to 2.62M | (30%) |
| 15-May-14 6:07 AM View: | Hanover Capital Mortgage Ho... (DHCP) | 14-May-14 | Grant | 4,414 | -- | -- | 3% 163.48K to 167.9K |