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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Oct-22 6:01 PM View:  | Kkr & Co. Inc. (KKR) | 20-Oct-22 | Grant Duplicate | 4,134 | -- | -- | 5% 85.46K to 89.59K | |
| 10-Dec-21 5:07 PM View: | Kkr & Co. Inc. (KKR) | 09-Dec-21 | Grant Duplicate | 2,479 | -- | -- | 3% 82.98K to 85.46K | |
| 04-Nov-20 8:00 PM View: | Kkr & Co. Inc. (KKR) | 02-Nov-20 | Grant Duplicate | 4,280 | -- | -- | 5% 78.7K to 82.98K | |
| 01-Nov-19 6:03 PM View: | Kkr & Co. Inc. (KKR) | 30-Oct-19 | Grant Duplicate | 5,205 | -- | -- | 7% 73.49K to 78.7K | |
| 03-Oct-19 6:07 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-19 | Option Exercise Duplicate | 6,539 | -- | -- | 10% 66.95K to 73.49K | |
| 03-Oct-18 5:37 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-18 | Option Exercise Duplicate | 7,372 | -- | -- | 12% 59.58K to 66.95K | |
| 23-Jul-18 2:22 PM View: | Financial Engines, Inc. (FNGN) | 19-Jul-18 | Disposition | 26,290 | $45.00 | $1,183,050.00 | (19%) 136.79K to 110.5K | < 1% |
| 23-Jul-18 2:22 PM View: | Financial Engines, Inc. (FNGN) | 19-Jul-18 | Disposition | 110,500 | $45.00 | $4,972,500.00 | (100%) 110.5K to 0 | < 1% |
| 11-Jun-18 8:37 PM View: | Financial Engines, Inc. (FNGN) | 08-Jun-18 | Gift | 22,250 | -- | -- | (12%) 186.29K to 164.04K | |
| 11-Jun-18 8:37 PM View: | Financial Engines, Inc. (FNGN) | 08-Jun-18 | Market Sale | 27,250 | $44.82 | $1,221,470.00 | (17%) 164.04K to 136.79K | (< 1%) |
| 23-May-18 7:01 PM View: | Financial Engines, Inc. (FNGN) | 21-May-18 | Option Exercise | 1,255 | -- | -- | < 1% 185.03K to 186.29K | |
| 17-May-18 5:59 PM View: | Financial Engines, Inc. (FNGN) | 15-May-18 | Option Exercise | 6,309 | -- | -- | 4% 178.73K to 185.03K | |
| 03-Oct-17 6:24 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-17 | Option Exercise Duplicate | 10,088 | -- | -- | 20% 49.49K to 59.58K | |
| 23-May-17 8:11 PM View: | Financial Engines, Inc. (FNGN) | 22-May-17 | Option Exercise | 1,250 | -- | -- | < 1% 177.48K to 178.73K | |
| 23-May-17 8:11 PM View: | Financial Engines, Inc. (FNGN) | 21-May-17 | Option Exercise | 1,255 | -- | -- | < 1% 176.22K to 177.48K | |
| 17-May-17 4:46 PM View: | Financial Engines, Inc. (FNGN) | 15-May-17 | Option Exercise | 3,740 | -- | -- | 2% 172.48K to 176.22K | |
| 03-Mar-17 7:07 PM View: | Financial Engines, Inc. (FNGN) | 02-Mar-17 | Market Sale | 50,000 | $45.30 | $2,264,940.00 | (22%) 222.48K to 172.48K | 2% |
| 04-Oct-16 6:01 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-16 | Option Exercise Duplicate | 6,219 | -- | -- | 14% 43.28K to 49.49K | |
| 24-May-16 5:40 PM View: | Financial Engines, Inc. (FNGN) | 22-May-16 | Option Exercise | 1,250 | -- | -- | < 1% 221.23K to 222.48K | |
| 24-May-16 5:40 PM View: | Financial Engines, Inc. (FNGN) | 21-May-16 | Option Exercise | 1,254 | -- | -- | < 1% 219.98K to 221.23K | |
| 17-May-16 7:29 PM View: | Financial Engines, Inc. (FNGN) | 16-May-16 | Option Exercise | 1,250 | -- | -- | < 1% 218.73K to 219.98K | |
| 17-May-16 7:29 PM View: | Financial Engines, Inc. (FNGN) | 15-May-16 | Option Exercise | 1,223 | -- | -- | < 1% 217.5K to 218.73K | |
| 05-Oct-15 5:11 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-15 | Option Exercise Duplicate | 6,054 | -- | -- | 16% 37.22K to 43.28K | |
| 21-Aug-15 5:31 PM View: | Financial Engines, Inc. (FNGN) | 20-Aug-15 | Market Sale | 5,500 | $34.89 | $191,890.00 | (2%) 223.0K to 217.5K | (29%) |
| 18-Aug-15 4:57 PM View: | Financial Engines, Inc. (FNGN) | 14-Aug-15 | Market Sale | 14,500 | $36.25 | $525,577.00 | (6%) 237.5K to 223.0K | (25%) |
| 14-Aug-15 5:11 PM View: | Financial Engines, Inc. (FNGN) | 13-Aug-15 | Market Sale | 15,000 | $36.51 | $547,694.00 | (6%) 252.5K to 237.5K | (24%) |
| 11-Aug-15 8:59 PM View: | Financial Engines, Inc. (FNGN) | 11-Aug-15 | Market Sale | 5,000 | $39.68 | $198,397.00 | (2%) 257.5K to 252.5K | (14%) |
| 11-Aug-15 8:59 PM View: | Financial Engines, Inc. (FNGN) | 10-Aug-15 | Market Sale | 10,000 | $40.44 | $404,393.00 | (4%) 267.5K to 257.5K | (12%) |
| 26-May-15 6:11 PM View: | Financial Engines, Inc. (FNGN) | 22-May-15 | Option Exercise | 1,250 | -- | -- | < 1% 266.25K to 267.5K | |
| 26-May-15 6:11 PM View: | Financial Engines, Inc. (FNGN) | 21-May-15 | Option Exercise | 1,254 | -- | -- | < 1% 265.0K to 266.25K | |
| 19-May-15 6:17 PM View: | Financial Engines, Inc. (FNGN) | 16-May-15 | Option Exercise | 1,250 | -- | -- | < 1% 263.75K to 265.0K | |
| 15-May-15 5:17 PM View: | Financial Engines, Inc. (FNGN) | 14-May-15 | Market Sale | 10,617 | $41.06 | $435,938.00 | (4%) 274.37K to 263.75K | (10%) |
| 15-May-15 5:17 PM View: | Financial Engines, Inc. (FNGN) | 13-May-15 | Market Sale | 29,383 | $40.90 | $1,201,680.00 | (10%) 303.75K to 274.37K | (11%) |
| 11-Mar-15 5:22 PM View: | Financial Engines, Inc. (FNGN) | 10-Mar-15 | Market Sale | 39,199 | $42.08 | $1,649,390.00 | (11%) 342.95K to 303.75K | (8%) |
| 03-Oct-14 5:01 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-14 | Option Exercise Duplicate | 7,222 | -- | -- | 24% 30.0K to 37.22K | |
| 23-May-14 2:17 PM View: | Financial Engines, Inc. (FNGN) | 22-May-14 | Option Exercise | 1,250 | -- | -- | < 1% 341.7K to 342.95K | |
| 20-May-14 3:04 PM View: | Financial Engines, Inc. (FNGN) | 16-May-14 | Option Exercise | 1,250 | -- | -- | < 1% 340.45K to 341.7K | |
| 03-Oct-13 6:27 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-13 | Option Exercise Duplicate | 10,000 | -- | -- | 50% 20.0K to 30.0K | |
| 20-Aug-13 8:21 PM View: | Financial Engines, Inc. (FNGN) | 15-Aug-13 | Gift | 20,000 | -- | -- | (6%) 360.45K to 340.45K | |
| 08-Aug-13 9:02 PM View: | Financial Engines, Inc. (FNGN) | 07-Aug-13 | Market Sale | 14,100 | $52.20 | $736,003.00 | (4%) 374.55K to 360.45K | 13% |
| 06-Aug-13 9:24 PM View: | Financial Engines, Inc. (FNGN) | 06-Aug-13 | Market Sale | 35,900 | $52.79 | $1,895,280.00 | (9%) 410.45K to 374.55K | 14% |
| 20-May-13 2:01 PM View: | Financial Engines, Inc. (FNGN) | 16-May-13 | Option Exercise | 1,250 | -- | -- | < 1% 409.2K to 410.45K | |
| 28-Feb-13 7:49 PM View: | Financial Engines, Inc. (FNGN) | 26-Feb-13 | Market Sale | 25,000 | $32.18 | $804,484.00 | (6%) 434.2K to 409.2K | (42%) |
| 26-Feb-13 12:22 PM View: | Financial Engines, Inc. (FNGN) | 25-Feb-13 | Market Sale | 9,700 | $32.35 | $313,795.00 | (1%) 898.7K to 889.0K | (41%) |
| 26-Feb-13 12:22 PM View: | Financial Engines, Inc. (FNGN) | 25-Feb-13 | Market Sale | 10,300 | $32.67 | $336,532.00 | (1%) 889.0K to 878.7K | (40%) |
| 26-Feb-13 12:20 PM View: | Financial Engines, Inc. (FNGN) | 22-Feb-13 | Market Sale | 5,000 | $32.61 | $163,048.00 | (1%) 459.2K to 454.2K | (40%) |
| 03-Oct-12 5:31 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-12 | Option Exercise Duplicate | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 29-Nov-11 1:18 PM View: | Financial Engines, Inc. (FNGN) | 28-Nov-11 | Market Sale | 50,000 | $20.24 | $1,011,870.00 | (10%) 509.2K to 459.2K | (126%) |
| 04-Oct-11 7:02 PM View: | Kkr & Co. Inc. (KKR) | 01-Oct-11 | Option Exercise Duplicate | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 20-May-11 2:37 PM View: | Financial Engines, Inc. (FNGN) | 20-May-11 | Market Sale | 34,000 | $25.05 | $851,782.00 | (6%) 543.2K to 509.2K | (83%) |