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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Feb-21 10:00 PM View:  | Fidus Investment Corp (FDUS) | 20-Apr-20 | txn.W.title | 333 | -- | -- | < 1% 177.46K to 177.79K | |
| 12-Mar-20 5:32 PM View: | Fidus Investment Corp (FDUS) | 12-Mar-20 | Market Purchase | 4,000 | $9.31 | $37,240.00 | 2% 173.46K to 177.46K | 25% |
| 10-Mar-20 5:06 PM View: | Fidus Investment Corp (FDUS) | 10-Mar-20 | Market Purchase | 2,000 | $11.81 | $23,620.00 | 1% 171.46K to 173.46K | (4%) |
| 12-Mar-18 7:12 PM View: | Fidus Investment Corp (FDUS) | 07-Mar-18 | Market Purchase | 3,500 | $13.18 | $46,130.00 | 2% 167.96K to 171.46K | (23%) |
| 09-Nov-12 4:11 PM View: | Fidus Investment Corp (FDUS) | 08-Nov-12 | Market Purchase | 2,000 | $15.39 | $30,780.00 | 1% 165.96K to 167.96K | (4%) |
| 14-Mar-12 4:41 PM View: | Fidus Investment Corp (FDUS) | 14-Mar-12 | Market Purchase | 2,000 | $13.79 | $27,580.00 | 1% 159.5K to 161.5K | 12% |
| 23-Nov-11 9:28 AM View: | Fidus Investment Corp (FDUS) | 22-Nov-11 | Market Purchase | 1,800 | $12.04 | $21,672.00 | 1% 156.17K to 157.97K | 35% |
| 23-Nov-11 9:28 AM View: | Fidus Investment Corp (FDUS) | 21-Nov-11 | Market Purchase | 200 | $11.95 | $2,390.00 | < 1% 155.97K to 156.17K | 36% |
| 14-Feb-12 12:17 PM View: | Fidus Investment Corp (FDUS) | 21-Jun-11 | Acquisition (small) | 100 | $14.75 | $1,475.00 | < 1% 159.4K to 159.5K | |
| 20-Sep-05 4:41 PM View: | Allied Capital Corporation (ALD) | 16-Sep-05 | Option Exercise | 25,099 | $26.20 | $657,594.00 | 46% 54.94K to 80.04K | |
| 20-Sep-05 4:41 PM View: | Allied Capital Corporation (ALD) | 16-Sep-05 | Market Option Sale | 25,099 | $28.12 | $705,674.00 | (31%) 80.04K to 54.94K | (57%) |
| 08-Sep-05 5:45 PM View: | Allied Capital Corporation (ALD) | 08-Sep-05 | Option Exercise | 46,438 | $21.52 | $999,346.00 | 546% 8.5K to 54.94K | |
| 08-Sep-05 5:45 PM View: | Allied Capital Corporation (ALD) | 08-Sep-05 | Market Option Sale | 27,400 | $28.25 | $774,132.00 | (50%) 54.94K to 27.54K | (56%) |