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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-16 5:48 PM View:  | Gen Digital Inc. (GEN) | 01-Jun-16 | Payment of Exercise | 16,208 | $17.31 | $280,560.00 | (4%) 430.22K to 414.02K | (< 1%) |
| 03-Sep-15 7:05 PM View: | Gen Digital Inc. (GEN) | 01-Sep-15 | Payment of Exercise | 20,623 | $19.93 | $411,016.00 | (5%) 450.85K to 430.22K | (11%) |
| 21-Aug-15 7:54 PM View: | Gen Digital Inc. (GEN) | 21-Aug-15 | Market Purchase | 23,200 | $21.37 | $495,782.00 | 5% 427.65K to 450.85K | 4% |
| 12-Jun-15 6:08 PM View: | Gen Digital Inc. (GEN) | 10-Jun-15 | Grant | 143,758 | -- | -- | 51% 283.89K to 427.65K | |
| 17-Dec-14 5:22 PM View: | Gen Digital Inc. (GEN) | 15-Dec-14 | Option Exercise | 12,000 | $21.93 | $263,160.00 | 4% 283.89K to 295.89K | |
| 17-Dec-14 5:22 PM View: | Gen Digital Inc. (GEN) | 15-Dec-14 | Market Option Sale (Planned) | 12,000 | $25.29 | $303,453.00 | (4%) 295.89K to 283.89K | 11% |
| 26-Sep-14 1:52 PM View: | Gen Digital Inc. (GEN) | 24-Sep-14 | Grant | 147,736 | -- | -- | 109% 136.15K to 283.89K | |
| 15-May-14 1:06 PM View: | Gen Digital Inc. (GEN) | 13-May-14 | Market Purchase | 18,500 | $21.13 | $390,942.00 | 16% 116.15K to 134.65K | 8% |
| 15-May-14 1:07 PM View: | Gen Digital Inc. (GEN) | 13-May-14 | Market Purchase | 1,500 | $21.23 | $31,842.00 | 1% 134.65K to 136.15K | 8% |
| 04-Sep-13 4:35 PM View: | Quantum Corp. (QMCO) | 01-Sep-13 | Grant | 69,444 | -- | -- | 27% 256.87K to 326.31K | |
| 14-May-13 12:26 PM View: | Gen Digital Inc. (GEN) | 10-May-13 | Grant | 9,650 | -- | -- | 9% 106.5K to 116.15K | |
| 08-Mar-13 12:50 PM View: | Gen Digital Inc. (GEN) | 06-Mar-13 | Option Exercise | 11,242 | $22.67 | $254,900.00 | 11% 106.5K to 117.75K | |
| 08-Mar-13 12:50 PM View: | Gen Digital Inc. (GEN) | 06-Mar-13 | Market Option Sale (Planned) | 11,242 | $24.50 | $275,429.00 | (10%) 117.75K to 106.5K | 4% |
| 25-Jan-13 12:11 PM View: | Gen Digital Inc. (GEN) | 23-Jan-13 | Option Exercise | 44,968 | $16.08 | $723,198.00 | 42% 106.5K to 151.47K | |
| 25-Jan-13 12:11 PM View: | Gen Digital Inc. (GEN) | 23-Jan-13 | Market Option Sale (Planned) | 44,968 | $21.60 | $971,309.00 | (30%) 151.47K to 106.5K | (9%) |
| 18-Sep-12 11:59 AM View: | Gen Digital Inc. (GEN) | 14-Sep-12 | Option Exercise | 107,420 | $15.50 | $1,664,530.00 | 101% 106.5K to 213.92K | |
| 18-Sep-12 11:59 AM View: | Gen Digital Inc. (GEN) | 14-Sep-12 | Market Option Sale (Planned) | 107,420 | $19.50 | $2,094,690.00 | (50%) 213.92K to 106.5K | (21%) |
| 05-Sep-12 3:26 PM View: | Quantum Corp. (QMCO) | 02-Sep-12 | Grant | 50,000 | -- | -- | 24% 206.87K to 256.87K | |
| 09-May-12 12:24 PM View: | Gen Digital Inc. (GEN) | 07-May-12 | Grant | 12,547 | -- | -- | 13% 93.96K to 106.5K | |
| 02-Sep-11 5:23 PM View: | Quantum Corp. (QMCO) | 01-Sep-11 | Grant | 50,000 | -- | -- | 32% 156.87K to 206.87K | |
| 17-May-11 5:36 PM View: | Gen Digital Inc. (GEN) | 16-May-11 | Grant | 10,152 | -- | -- | 12% 83.8K to 93.96K | |
| 01-Sep-10 7:57 PM View: | Quantum Corp. (QMCO) | 01-Sep-10 | Grant | 50,000 | -- | -- | 47% 106.87K to 156.87K | |
| 05-Aug-10 1:02 PM View: | Gen Digital Inc. (GEN) | 03-Aug-10 | Market Purchase | 20,000 | $13.00 | $260,000.00 | 31% 63.8K to 83.8K | 81% |
| 05-Aug-10 1:06 PM View: | Gen Digital Inc. (GEN) | 03-Aug-10 | Market Purchase Duplicate | 20,000 | $13.00 | $260,000.00 | 31% 63.8K to 83.8K | 81% |
| 12-May-10 12:47 PM View: | Gen Digital Inc. (GEN) | 10-May-10 | Grant | 12,338 | -- | -- | 24% 51.47K to 63.8K | |
| 13-May-09 1:56 PM View: | Gen Digital Inc. (GEN) | 11-May-09 | Grant | 11,749 | -- | -- | 30% 39.72K to 51.47K | |
| 18-Nov-08 3:13 PM View: | Nektar Therapeutics (NKTR) | 14-Nov-08 | Option Exercise | 5,000 | -- | -- | 100% 5.0K to 10.0K | |
| 03-Sep-08 3:20 PM View: | Quantum Corp. (QMCO) | 01-Sep-08 | Grant | 11,000 | -- | -- | 11% 95.87K to 106.87K | |
| 01-May-08 2:46 PM View: | Gen Digital Inc. (GEN) | 30-Apr-08 | Grant | 10,452 | -- | -- | 36% 29.27K to 39.72K | |
| 01-May-08 2:46 PM View: | Gen Digital Inc. (GEN) | 29-Apr-08 | Grant | 1,433 | -- | -- | 5% 27.83K to 29.27K | |
| 20-Nov-07 4:24 PM View: | Nektar Therapeutics (NKTR) | 16-Nov-07 | Grant | 5,000 | $0.01 | $50.00 | 100% 0 to 5.0K | |
| 20-Nov-07 4:24 PM View: | Nektar Therapeutics (NKTR) | 16-Nov-07 | Grant | 5,000 | $0.01 | $50.00 | 100% 0 to 5.0K | |
| 30-Aug-07 4:27 PM View: | Quantum Corp. (QMCO) | 28-Aug-07 | Option Exercise | 11,083 | -- | -- | 13% 84.78K to 95.87K | |
| 20-Aug-07 7:18 PM View: | Quantum Corp. (QMCO) | 17-Aug-07 | Grant | 11,000 | -- | -- | 15% 73.78K to 84.78K | |
| 03-May-07 7:57 PM View: | Gen Digital Inc. (GEN) | 02-May-07 | Grant | 9,906 | -- | -- | 55% 17.93K to 27.83K | |
| 03-May-07 7:57 PM View: | Gen Digital Inc. (GEN) | 01-May-07 | Grant | 1,402 | -- | -- | 8% 16.52K to 17.93K | |
| 18-Sep-06 6:08 PM View: | Gen Digital Inc. (GEN) | 14-Sep-06 | Grant | 9,113 | -- | -- | 123% 7.41K to 16.52K | |
| 27-Apr-06 7:57 PM View: | Gen Digital Inc. (GEN) | 25-Apr-06 | Grant | 1,558 | $16.04 | $24,990.30 | 27% 5.85K to 7.41K | 48% |
| 27-Oct-05 5:51 PM View: | Gen Digital Inc. (GEN) | 25-Oct-05 | Option Exercise | 5,000 | $15.50 | $77,477.50 | 586% 0.85K to 5.85K | |
| 27-Sep-05 9:09 PM View: | Gen Digital Inc. (GEN) | 26-Sep-05 | Grant | 853 | $21.98 | $18,748.90 | 100% 0 to 0.85K | 8% |
| 14-Sep-05 7:14 PM View: | Quantum Corp. (QMCO) | 13-Sep-05 | Grant | 5,565 | $0.01 | $55.65 | 8% 68.22K to 73.78K | |
| 02-May-05 5:13 PM View: | Digital Impact Inc /de/ (DIGI) | 28-Apr-05 | Disposition (change in control) | 14,184 | $3.50 | $49,644.00 | (100%) 14.18K to 0 | |
| 30-Jul-04 5:27 PM View: | Digital Impact Inc /de/ (DIGI) | 29-Jul-04 | Grant | 14,184 | $1.41 | $19,999.40 | 100% 0 to 14.18K | |
| 18-Mar-04 10:00 PM View: | Quantum Corp. (QMCO) | 18-Mar-04 | Option Exercise | 2,599 | $0.01 | $25.99 | 22% 11.68K to 14.28K |