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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-May-18 5:42 PM View:  | HALCON RESOURCES CORP (BATL) | 14-May-18 | Grant | 33,743 | -- | -- | 46% 73.3K to 107.04K | |
| 13-Nov-17 5:33 PM View: | Eqt Re, LLC (RICE) | 13-Nov-17 | Disposition | 137,199 | -- | -- | (100%) 137.2K to 0 | |
| 05-Oct-17 4:51 PM View: | Yuma Energy, Inc. (YUMA) | 03-Oct-17 | Market Purchase | 252,754 | $1.00 | $252,754.00 | 295% 85.59K to 338.34K | (55%) |
| 05-Oct-17 4:51 PM View: | Yuma Energy, Inc. (YUMA) | 03-Oct-17 | Market Purchase | 25,000 | $1.00 | $25,000.00 | 7% 338.34K to 363.34K | (55%) |
| 02-Jun-17 4:06 PM View: | Eqt Re, LLC (RICE) | 31-May-17 | Grant | 8,483 | -- | -- | 4% 203.72K to 212.2K | |
| 08-May-17 6:26 PM View: | HALCON RESOURCES CORP (BATL) | 04-May-17 | Grant | 25,985 | -- | -- | 55% 47.31K to 73.3K | |
| 24-Apr-17 8:55 PM View: | Yuma Energy, Inc. (YUMA) | 20-Apr-17 | Grant | 17,045 | -- | -- | 25% 68.54K to 85.59K | |
| 21-Nov-16 8:46 PM View: | HALCON RESOURCES CORP (BATL) | 17-Nov-16 | Acquisition (other) | 22,909 | -- | -- | 94% 24.4K to 47.31K | |
| 20-Oct-16 6:02 PM View: | Pyramid Oil Co. (YUMA) | 18-Oct-16 | Grant | 420,345 | -- | -- | 44% 950.48K to 1.37M | |
| 21-Sep-16 7:22 PM View: | HALCON RESOURCES CORP (BATL) | 19-Sep-16 | Grant | 17,264 | -- | -- | 242% 7.14K to 24.4K | |
| 13-Sep-16 6:09 PM View: | HALCON RESOURCES CORP (BATL) | 12-Sep-16 | Acquisition (other) | 5,373 | -- | -- | 100% 0 to 5.37K | |
| 13-Sep-16 6:09 PM View: | HALCON RESOURCES CORP (BATL) | 12-Sep-16 | Acquisition (other) Duplicate | 1,767 | -- | -- | 33% 5.37K to 7.14K | |
| 13-Sep-16 6:09 PM View: | HALCON RESOURCES CORP (BATL) | 09-Sep-16 | Disposition (other) | 182,428 | -- | -- | (75%) 242.43K to 60.0K | |
| 13-Sep-16 6:09 PM View: | HALCON RESOURCES CORP (BATL) | 09-Sep-16 | Disposition (other) Duplicate | 60,000 | -- | -- | (100%) 60.0K to 0 | |
| 02-Jun-16 8:13 PM View: | Eqt Re, LLC (RICE) | 01-Jun-16 | Grant | 8,395 | -- | -- | 4% 195.32K to 203.72K | |
| 21-Dec-15 8:02 AM View: | HALCON RESOURCES CORP (BATL) | 18-Dec-15 | Market Purchase | 200,000 | $0.26 | $51,880.00 | 20% 1.01M to 1.21M | (80%) |
| 05-Jun-15 5:22 PM View: | Eqt Re, LLC (RICE) | 03-Jun-15 | Grant | 7,627 | -- | -- | 4% 187.69K to 195.32K | |
| 12-May-15 7:21 PM View: | Eqt Re, LLC (RICE) | 08-May-15 | Option Exercise | 7,456 | -- | -- | 4% 180.24K to 187.69K | |
| 08-May-15 4:47 PM View: | HALCON RESOURCES CORP (BATL) | 06-May-15 | Grant | 97,200 | -- | -- | 11% 890.05K to 987.25K | |
| 22-Sep-14 4:29 PM View: | Pyramid Oil Co. (YUMA) | 10-Sep-14 | Grant | 950,479 | -- | -- | 100% 0 to 950.48K | |
| 27-May-14 4:46 PM View: | HALCON RESOURCES CORP (BATL) | 22-May-14 | Grant | 28,300 | -- | -- | 3% 836.1K to 864.4K | |
| 30-Jan-14 7:46 PM View: | Eqt Re, LLC (RICE) | 29-Jan-14 | Grant | 5,238 | -- | -- | 100% 0 to 5.24K | |
| 30-Jan-14 7:46 PM View: | Eqt Re, LLC (RICE) | 29-Jan-14 | Market Purchase | 100,000 | $21.00 | $2,100,000.00 | 1909% 5.24K to 105.24K | 11% |
| 30-Jan-14 7:46 PM View: | Eqt Re, LLC (RICE) | 29-Jan-14 | Market Purchase | 75,000 | $21.00 | $1,575,000.00 | 71% 105.24K to 180.24K | 11% |
| 09-Aug-13 8:35 AM View: | HALCON RESOURCES CORP (BATL) | 08-Aug-13 | Market Purchase | 100,000 | $5.10 | $510,000.00 | 14% 716.17K to 816.17K | (99%) |
| 24-May-13 4:38 PM View: | HALCON RESOURCES CORP (BATL) | 23-May-13 | Grant | 29,000 | -- | -- | 4% 687.17K to 716.17K | |
| 04-Mar-13 4:54 PM View: | HALCON RESOURCES CORP (BATL) | 28-Feb-13 | Grant | 15,500 | -- | -- | 2% 671.67K to 687.17K | |
| 13-Nov-12 3:00 PM View: | HALCON RESOURCES CORP (BATL) | 09-Nov-12 | Market Purchase | 100,000 | $5.73 | $572,580.00 | 17% 571.67K to 671.67K | (99%) |
| 19-Sep-12 5:38 PM View: | HALCON RESOURCES CORP (BATL) | 17-Sep-12 | Acquisition (other) | 466,667 | -- | -- | 444% 105.0K to 571.67K | |
| 13-Sep-12 4:39 PM View: | HALCON RESOURCES CORP (BATL) | 13-Sep-12 | Market Purchase | 100,000 | $7.24 | $724,000.00 | 2000% 5.0K to 105.0K | (99%) |
| 11-Jun-12 4:27 PM View: | HALCON RESOURCES CORP (BATL) | 07-Jun-12 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K | |
| 24-Aug-11 2:19 PM View: | Petrohawk Energy Corp. (HK) | 20-Aug-11 | Disposition | 12,400 | $38.75 | $480,500.00 | (< 1%) 2.08M to 2.07M | 1% |
| 24-Aug-11 2:19 PM View: | Petrohawk Energy Corp. (HK) | 20-Aug-11 | Disposition (change in control) | 1,919,300 | $38.75 | $74,372,800.00 | (93%) 2.07M to 149.94K | 1% |
| 24-Aug-11 2:19 PM View: | Petrohawk Energy Corp. (HK) | 20-Aug-11 | Disposition (change in control) | 149,944 | $38.75 | $5,810,330.00 | (100%) 149.94K to 0 | 1% |
| 24-Aug-11 2:19 PM View: | Petrohawk Energy Corp. (HK) | 15-Aug-11 | Gift | 52,000 | -- | -- | (2%) 2.12M to 2.07M | |
| 20-May-11 4:57 PM View: | Petrohawk Energy Corp. (HK) | 18-May-11 | Grant | 12,400 | $24.32 | $301,568.00 | < 1% 2.12M to 2.13M | (100%) |
| 14-Feb-11 7:14 PM View: | Petrohawk Energy Corp. (HK) | 31-Dec-10 | Gift | 1,400 | -- | -- | (< 1%) 2.12M to 2.12M | |
| 21-May-10 5:14 PM View: | Petrohawk Energy Corp. (HK) | 20-May-10 | Grant | 16,000 | $17.83 | $285,280.00 | < 1% 2.11M to 2.12M | (100%) |
| 14-Dec-09 5:13 PM View: | Petrohawk Energy Corp. (HK) | 10-Dec-09 | Option Exercise | 371,253 | $1.82 | $674,811.00 | 21% 1.8M to 2.17M | |
| 14-Dec-09 5:13 PM View: | Petrohawk Energy Corp. (HK) | 10-Dec-09 | Market Option Sale | 116,400 | $21.13 | $2,459,200.00 | (5%) 2.17M to 2.05M | 100% |
| 14-Dec-09 5:16 PM View: | Petrohawk Energy Corp. (HK) | 10-Dec-09 | Market Sale | 7,100 | $21.32 | $151,361.00 | (< 1%) 2.11M to 2.11M | 100% |
| 14-Dec-09 5:13 PM View: | Petrohawk Energy Corp. (HK) | 16-Oct-09 | Gift | 900 | -- | -- | (< 1%) 1.8M to 1.8M | |
| 22-Jun-09 4:20 PM View: | Petrohawk Energy Corp. (HK) | 18-Jun-09 | Grant | 12,300 | -- | -- | < 1% 1.85M to 1.86M | |
| 02-Jun-09 5:50 PM View: | Petrohawk Energy Corp. (HK) | 02-Jun-09 | Market Sale | 7,500 | $26.26 | $196,925.00 | (< 1%) 1.85M to 1.85M | 100% |
| 02-Jun-09 5:50 PM View: | Petrohawk Energy Corp. (HK) | 01-Jun-09 | Market Sale | 128,878 | $26.32 | $3,392,100.00 | (6%) 1.98M to 1.85M | 100% |
| 02-Jun-09 5:50 PM View: | Petrohawk Energy Corp. (HK) | 29-May-09 | Market Sale | 51,122 | $26.00 | $1,329,170.00 | (3%) 2.03M to 1.98M | 100% |
| 16-Apr-09 4:13 PM View: | Petrohawk Energy Corp. (HK) | 14-Apr-09 | Market Sale | 400 | $22.20 | $8,880.00 | (< 1%) 2.04M to 2.03M | 100% |
| 03-Jun-08 3:43 PM View: | Petrohawk Energy Corp. (HK) | 01-Jun-08 | Grant | 8,900 | $25.53 | $227,217.00 | < 1% 2.03M to 2.04M | (100%) |
| 03-Aug-07 2:24 PM View: | Petrohawk Energy Corp. (HK) | 01-Aug-07 | Grant | 15,000 | -- | -- | < 1% 2.01M to 2.03M | |
| 16-Aug-06 12:20 PM View: | Petrohawk Energy Corp. (HK) | 14-Aug-06 | Market Purchase | 50,000 | $9.96 | $497,879.00 | 3% 1.96M to 2.01M | (99%) |