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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Aug-20 8:04 PM View:  | Endologix Inc. (ELGX) | 12-Aug-20 | Sale | 28,630 | $0.08 | $2,402.06 | (98%) 29.34K to 0.71K | |
| 13-Nov-19 7:16 PM View: | Endologix Inc. (ELGX) | 11-Nov-19 | Sale | 582 | $3.00 | $1,746.00 | (2%) 29.92K to 29.34K | |
| 15-Aug-19 8:23 PM View: | Endologix Inc. (ELGX) | 14-Aug-19 | Market Sale | 715 | $6.61 | $4,726.15 | (2%) 30.64K to 29.92K | 3% |
| 06-Aug-19 5:15 PM View: | Endologix Inc. (ELGX) | 05-Aug-19 | Grant | 13,494 | -- | -- | 79% 17.14K to 30.64K | |
| 02-Jan-19 8:23 PM View: | Endologix Inc. (ELGX) | 30-Dec-18 | Grant | 120,887 | -- | -- | 239% 50.55K to 171.44K | |
| 13-Aug-18 4:14 PM View: | Nuwellis, Inc. (NUWE) | 10-Aug-18 | Market Sale | 72 | $1.03 | $74.43 | (97%) 74 to 2 | 100% |
| 02-Jun-17 12:22 PM View: | Endologix Inc. (ELGX) | 31-May-17 | Grant | 22,822 | -- | -- | 82% 27.73K to 50.55K | |
| 06-Jun-16 2:50 PM View: | Endologix Inc. (ELGX) | 03-Jun-16 | Market Sale | 7,800 | $12.86 | $100,308.00 | (22%) 35.53K to 27.73K | 95% |
| 03-Jun-16 3:29 PM View: | Endologix Inc. (ELGX) | 02-Jun-16 | Grant | 7,657 | -- | -- | 27% 27.87K to 35.53K | |
| 31-May-16 4:49 PM View: | Nuwellis, Inc. (NUWE) | 26-May-16 | Grant | 32,864 | -- | -- | 249% 13.18K to 46.04K | |
| 01-Jun-15 9:50 AM View: | Endologix Inc. (ELGX) | 28-May-15 | Grant | 6,028 | -- | -- | 28% 21.84K to 27.87K | |
| 26-May-15 3:30 PM View: | Nuwellis, Inc. (NUWE) | 21-May-15 | Grant | 5,439 | -- | -- | 70% 7.74K to 13.18K | |
| 22-May-15 1:00 PM View: | Endologix Inc. (ELGX) | 20-May-15 | Option Exercise | 15,853 | $8.26 | $130,946.00 | 73% 21.84K to 37.7K | |
| 22-May-15 1:00 PM View: | Endologix Inc. (ELGX) | 20-May-15 | Market Option Sale | 15,853 | $16.70 | $264,745.00 | (42%) 37.7K to 21.84K | 96% |
| 02-Jun-14 3:14 PM View: | Nuwellis, Inc. (NUWE) | 29-May-14 | Grant | 4,189 | -- | -- | 118% 3.55K to 7.74K | |
| 27-May-14 2:51 PM View: | Endologix Inc. (ELGX) | 22-May-14 | Grant | 7,593 | -- | -- | 53% 14.25K to 21.84K | |
| 01-Aug-13 4:51 PM View: | Nuwellis, Inc. (NUWE) | 30-Jul-13 | Option Exercise | 3,547 | -- | -- | 100% 0 to 3.55K | |
| 28-May-13 2:36 PM View: | Endologix Inc. (ELGX) | 23-May-13 | Grant | 7,148 | -- | -- | 101% 7.1K to 14.25K | |
| 13-Dec-12 5:04 PM View: | Endologix Inc. (ELGX) | 12-Dec-12 | Grant | 4,147 | $8.26 | $34,254.20 | 58% 7.1K to 11.25K | |
| 13-Dec-12 5:04 PM View: | Endologix Inc. (ELGX) | 12-Dec-12 | Market Sale | 4,147 | $14.08 | $58,389.80 | (37%) 11.25K to 7.1K | 95% |
| 12-Dec-12 5:02 PM View: | Endologix Inc. (ELGX) | 11-Dec-12 | Grant | 20,000 | $4.36 | $87,200.00 | 282% 7.1K to 27.1K | |
| 12-Dec-12 5:02 PM View: | Endologix Inc. (ELGX) | 11-Dec-12 | Market Sale | 20,000 | $14.05 | $281,000.00 | (74%) 27.1K to 7.1K | 95% |
| 12-Dec-12 5:02 PM View: | Endologix Inc. (ELGX) | 10-Dec-12 | Grant | 40,000 | $5.34 | $213,400.00 | 563% 7.1K to 47.1K | |
| 12-Dec-12 5:02 PM View: | Endologix Inc. (ELGX) | 10-Dec-12 | Market Sale | 40,000 | $13.85 | $553,800.00 | (85%) 47.1K to 7.1K | 95% |
| 25-May-12 5:05 PM View: | Endologix Inc. (ELGX) | 24-May-12 | Grant | 7,102 | $14.08 | $99,996.20 | 100% 0 to 7.1K | (95%) |
| 09-Mar-12 6:18 PM View: | Endologix Inc. (ELGX) | 09-Mar-12 | Option Exercise | 40,000 | $3.95 | $158,200.00 | 100% 0 to 40.0K | |
| 09-Mar-12 6:18 PM View: | Endologix Inc. (ELGX) | 09-Mar-12 | Market Option Sale | 40,000 | $13.16 | $526,400.00 | (100%) 40.0K to 0 | 95% |
| 16-Jun-11 6:54 PM View: | Endologix Inc. (ELGX) | 16-Jun-11 | Option Exercise | 25,000 | $2.75 | $68,750.00 | 100% 0 to 25.0K | |
| 16-Jun-11 6:54 PM View: | Endologix Inc. (ELGX) | 16-Jun-11 | Market Option Sale | 25,000 | $8.17 | $204,140.00 | (100%) 25.0K to 0 | 92% |
| 20-May-11 9:42 PM View: | Endologix Inc. (ELGX) | 20-May-11 | Option Exercise | 5,000 | $3.60 | $18,000.00 | 100% 0 to 5.0K | |
| 20-May-11 9:42 PM View: | Endologix Inc. (ELGX) | 20-May-11 | Market Option Sale | 5,000 | $8.30 | $41,500.00 | (100%) 5.0K to 0 | 92% |
| 20-May-11 9:42 PM View: | Endologix Inc. (ELGX) | 19-May-11 | Option Exercise | 5,000 | $3.60 | $18,000.00 | 100% 0 to 5.0K | |
| 20-May-11 9:42 PM View: | Endologix Inc. (ELGX) | 19-May-11 | Market Option Sale | 5,000 | $8.14 | $40,700.00 | (100%) 5.0K to 0 | 92% |
| 12-May-11 9:38 PM View: | Endologix Inc. (ELGX) | 11-May-11 | Option Exercise | 5,000 | $3.60 | $18,000.00 | 100% 0 to 5.0K | |
| 12-May-11 9:38 PM View: | Endologix Inc. (ELGX) | 11-May-11 | Market Option Sale | 5,000 | $8.10 | $40,500.00 | (100%) 5.0K to 0 | 92% |
| 12-May-11 9:38 PM View: | Endologix Inc. (ELGX) | 10-May-11 | Option Exercise | 5,000 | $3.60 | $18,000.00 | 100% 0 to 5.0K | |
| 12-May-11 9:38 PM View: | Endologix Inc. (ELGX) | 10-May-11 | Market Option Sale | 5,000 | $7.95 | $39,750.00 | (100%) 5.0K to 0 | 91% |
| 11-May-11 8:17 PM View: | Endologix Inc. (ELGX) | 09-May-11 | Option Exercise | 3,604 | $3.60 | $12,974.40 | 100% 0 to 3.6K | |
| 11-May-11 8:17 PM View: | Endologix Inc. (ELGX) | 09-May-11 | Market Option Sale | 3,604 | $7.80 | $28,111.20 | (100%) 3.6K to 0 | 91% |
| 04-May-11 5:02 PM View: | Endologix Inc. (ELGX) | 02-May-11 | Option Exercise | 1,396 | $4.95 | $6,910.20 | 100% 0 to 1.4K | |
| 04-May-11 5:02 PM View: | Endologix Inc. (ELGX) | 02-May-11 | Market Option Sale | 1,396 | $7.80 | $10,888.80 | (100%) 1.4K to 0 | 91% |
| 23-Dec-10 2:07 PM View: | Clarient, Inc. (CLRT) | 22-Dec-10 | Disposition | 10,000 | $5.00 | $50,000.00 | (100%) 10.0K to 0 | < 1% |
| 07-Jul-10 7:53 PM View: | SenoRx, Inc. (SENO) | 06-Jul-10 | Disposition | 652 | -- | -- | (100%) 0.65K to 0 | |
| 09-Jun-10 3:09 PM View: | Clarient, Inc. (CLRT) | 08-Jun-10 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 14-May-10 5:36 PM View: | Endologix Inc. (ELGX) | 13-May-10 | Option Exercise | 40,000 | $2.55 | $102,000.00 | 100% 0 to 40.0K | |
| 14-May-10 5:36 PM View: | Endologix Inc. (ELGX) | 13-May-10 | Market Option Sale | 40,000 | $5.23 | $209,128.00 | (100%) 40.0K to 0 | 87% |
| 07-Jul-10 7:53 PM View: | SenoRx, Inc. (SENO) | 26-Feb-10 | Option Exercise | 652 | -- | -- | 100% 0 to 0.65K | |
| 04-May-05 10:00 PM View: | Sybron Dental Specialties Inc (SYD) | 03-May-05 | Option Exercise | 1,832 | $15.44 | $28,281.50 | 7% 24.94K to 26.77K | |
| 04-May-05 10:00 PM View: | Sybron Dental Specialties Inc (SYD) | 03-May-05 | Market Option Sale | 1,832 | $37.57 | $68,835.60 | (7%) 26.77K to 24.94K | |
| 03-May-05 6:05 PM View: | Sybron Dental Specialties Inc (SYD) | 02-May-05 | Option Exercise | 23,500 | $15.44 | $362,781.00 | 94% 24.94K to 48.44K |