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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-May-22 6:07 PM View:  | Janus Henderson Group Plc (JHG) | 23-May-22 | Grant | 5,527 | $27.14 | $150,003.00 | 127% 4.36K to 9.89K | |
| 20-May-22 5:00 PM View: | Fiserv Inc. (FI) | 18-May-22 | Grant | 2,231 | -- | -- | 29% 7.75K to 9.98K | |
| 25-Apr-22 11:59 AM View: | SVB Financial Group (SIVBQ) | 21-Apr-22 | Option Exercise | 284 | -- | -- | 35% 0.81K to 1.1K | |
| 12-Nov-21 4:24 PM View: | Fiserv Inc. (FI) | 10-Nov-21 | Market Sale | 1,934 | $100.17 | $193,729.00 | (20%) 9.69K to 7.75K | < 1% |
| 21-May-21 4:54 PM View: | Fiserv Inc. (FI) | 19-May-21 | Grant | 1,699 | -- | -- | 21% 7.99K to 9.69K | |
| 26-Apr-21 2:50 PM View: | SVB Financial Group (SIVBQ) | 22-Apr-21 | Option Exercise | 663 | -- | -- | 442% 0.15K to 0.81K | |
| 22-Dec-20 4:10 PM View: | Fiserv Inc. (FI) | 18-Dec-20 | Option Exercise | 1,090 | $35.25 | $38,422.50 | 12% 8.97K to 10.06K | |
| 22-Dec-20 4:10 PM View: | Fiserv Inc. (FI) | 18-Dec-20 | Market Option Sale | 1,090 | $114.23 | $124,507.00 | (11%) 10.06K to 8.97K | 3% |
| 22-Dec-20 4:10 PM View: | Fiserv Inc. (FI) | 18-Dec-20 | Market Sale | 983 | $114.23 | $112,285.00 | (11%) 8.97K to 7.99K | 3% |
| 17-Jun-20 4:46 PM View: | Fiserv Inc. (FI) | 15-Jun-20 | Market Sale | 4,000 | $99.64 | $398,560.00 | (31%) 12.97K to 8.97K | (11%) |
| 05-Jun-20 6:49 PM View: | Ooma Inc (OOMA) | 03-Jun-20 | Grant | 10,451 | -- | -- | 39% 26.94K to 37.39K | |
| 18-May-20 4:14 PM View: | Fiserv Inc. (FI) | 14-May-20 | Grant | 1,934 | -- | -- | 18% 11.04K to 12.97K | |
| 11-Mar-20 4:05 PM View: | Ooma Inc (OOMA) | 09-Mar-20 | Market Sale | 30,000 | $13.39 | $401,610.00 | (53%) 56.94K to 26.94K | (8%) |
| 12-Jun-19 5:28 PM View: | Ooma Inc (OOMA) | 10-Jun-19 | Grant | 9,607 | -- | -- | 20% 47.33K to 56.94K | |
| 23-May-19 5:35 PM View: | Fiserv Inc. (FI) | 22-May-19 | Grant | 2,143 | -- | -- | 24% 8.89K to 11.04K | |
| 07-Jun-18 8:45 PM View: | Ooma Inc (OOMA) | 06-Jun-18 | Grant | 10,912 | -- | -- | 30% 36.42K to 47.33K | |
| 24-May-18 5:00 PM View: | Fiserv Inc. (FI) | 23-May-18 | Grant | 2,672 | -- | -- | 43% 6.22K to 8.89K | |
| 14-Feb-18 11:05 AM View: | Unisys Corp. (UIS) | 12-Feb-18 | Grant | 14,635 | -- | -- | 33% 44.39K to 59.03K | |
| 22-Dec-17 8:48 PM View: | Ooma Inc (OOMA) | 22-Dec-17 | Market Sale | 20,000 | $12.11 | $242,266.00 | (35%) 56.42K to 36.42K | (19%) |
| 22-Jun-17 8:12 PM View: | Ooma Inc (OOMA) | 20-Jun-17 | Grant | 12,805 | -- | -- | 29% 43.62K to 56.42K | |
| 06-Jun-17 4:52 PM View: | Unisys Corp. (UIS) | 02-Jun-17 | Market Sale | 10,639 | $12.35 | $131,413.00 | (19%) 55.03K to 44.39K | (105%) |
| 25-May-17 2:26 PM View: | Fiserv Inc. (FI) | 24-May-17 | Grant | 701 | -- | -- | 29% 2.41K to 3.11K | |
| 13-Feb-17 2:16 PM View: | Unisys Corp. (UIS) | 09-Feb-17 | Grant | 10,639 | -- | -- | 24% 44.39K to 55.03K | |
| 17-Jun-16 3:52 PM View: | Ooma Inc (OOMA) | 16-Jun-16 | Grant | 14,000 | -- | -- | 47% 29.61K to 43.62K | |
| 19-May-16 5:44 PM View: | Fiserv Inc. (FI) | 18-May-16 | Grant | 840 | -- | -- | 54% 1.57K to 2.41K | |
| 02-Mar-16 9:33 PM View: | Diamond Foods, Inc. (DMND) | 29-Feb-16 | Disposition | 3,068 | -- | -- | (100%) 3.07K to 0 | |
| 16-Feb-16 3:12 PM View: | Unisys Corp. (UIS) | 11-Feb-16 | Grant | 15,000 | -- | -- | 51% 29.39K to 44.39K | |
| 20-Jul-15 8:33 PM View: | Ooma Inc (OOMA) | 16-Jul-15 | Grant | 9,615 | -- | -- | 48% 20.0K to 29.61K | |
| 21-May-15 6:00 PM View: | Fiserv Inc. (FI) | 20-May-15 | Grant | 1,061 | -- | -- | 208% 0.51K to 1.57K | |
| 18-Mar-15 4:17 PM View: | Diamond Foods, Inc. (DMND) | 16-Mar-15 | Market Sale (Planned) | 1,659 | $30.78 | $51,059.90 | (35%) 4.73K to 3.07K | (6%) |
| 06-Feb-15 4:07 PM View: | Unisys Corp. (UIS) | 05-Feb-15 | Grant | 6,667 | -- | -- | 29% 22.73K to 29.39K | |
| 16-Jan-15 6:18 PM View: | Diamond Foods, Inc. (DMND) | 14-Jan-15 | Grant | 3,068 | -- | -- | 185% 1.66K to 4.73K | |
| 19-Nov-14 6:36 PM View: | Fiserv Inc. (FI) | 18-Nov-14 | Grant | 509 | -- | -- | 100% 0 to 0.51K | |
| 04-Nov-14 4:23 PM View: | Diamond Foods, Inc. (DMND) | 31-Oct-14 | Market Sale (Planned) | 3,318 | $30.00 | $99,540.00 | (67%) 4.98K to 1.66K | (9%) |
| 11-Feb-14 6:39 PM View: | Xoom Corp (XOOMDD.PK) | 07-Feb-14 | Option Exercise | 5,000 | $4.48 | $22,400.00 | 100% 0 to 5.0K | |
| 11-Feb-14 6:39 PM View: | Xoom Corp (XOOMDD.PK) | 07-Feb-14 | Market Option Sale (Planned) | 5,000 | $27.51 | $137,575.00 | (100%) 5.0K to 0 | (1%) |
| 10-Feb-14 4:45 PM View: | Unisys Corp. (UIS) | 06-Feb-14 | Grant | 4,746 | -- | -- | 26% 17.98K to 22.73K | |
| 29-Oct-13 6:31 PM View: | Xoom Corp (XOOMDD.PK) | 25-Oct-13 | Option Exercise | 5,000 | $4.48 | $22,400.00 | 100% 0 to 5.0K | |
| 29-Oct-13 6:31 PM View: | Xoom Corp (XOOMDD.PK) | 25-Oct-13 | Market Option Sale (Planned) | 5,000 | $28.25 | $141,252.00 | (100%) 5.0K to 0 | (4%) |
| 16-Sep-13 2:23 PM View: | Xoom Corp (XOOMDD.PK) | 16-Sep-13 | Option Exercise | 20,000 | $4.48 | $89,600.00 | 100% 0 to 20.0K | |
| 16-Sep-13 2:23 PM View: | Xoom Corp (XOOMDD.PK) | 16-Sep-13 | Market Option Sale | 20,000 | $30.50 | $610,000.00 | (100%) 20.0K to 0 | (4%) |
| 11-Feb-13 4:55 PM View: | Unisys Corp. (UIS) | 07-Feb-13 | Grant | 6,328 | -- | -- | 54% 11.65K to 17.98K | |
| 08-Mar-12 6:22 PM View: | Diamond Foods, Inc. (DMND) | 07-Mar-12 | Grant | 4,977 | -- | -- | 100% 0 to 4.98K | |
| 13-Feb-12 12:30 PM View: | Unisys Corp. (UIS) | 09-Feb-12 | Grant | 7,811 | -- | -- | 203% 3.84K to 11.65K | |
| 22-Jul-11 5:01 PM View: | Unisys Corp. (UIS) | 21-Jul-11 | Grant | 3,841 | -- | -- | 100% 0 to 3.84K | |
| 08-Nov-06 4:09 PM View: | First Data Corporation (FDC) | 06-Nov-06 | Option Exercise | 13,305 | $17.04 | $226,659.00 | 100% 0 to 13.3K | |
| 08-Nov-06 4:09 PM View: | First Data Corporation (FDC) | 06-Nov-06 | Market Option Sale | 13,305 | $24.19 | $321,848.00 | (100%) 13.3K to 0 | (41%) |