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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Feb-16 3:50 PM View:  | Globeimmune Inc (GBIM) | 19-Feb-16 | Market Sale | 5,000 | $1.39 | $6,950.00 | (< 1%) 559.27K to 554.27K | 82% |
| 19-Feb-16 3:50 PM View: | Globeimmune Inc (GBIM) | 18-Feb-16 | Market Sale | 5,000 | $1.40 | $7,000.00 | (< 1%) 564.27K to 559.27K | 82% |
| 19-Feb-16 3:50 PM View: | Globeimmune Inc (GBIM) | 17-Feb-16 | Market Sale | 5,000 | $1.53 | $7,650.00 | (< 1%) 569.27K to 564.27K | 84% |
| 16-Feb-16 4:40 PM View: | Globeimmune Inc (GBIM) | 16-Feb-16 | Market Sale | 5,000 | $1.51 | $7,550.00 | (< 1%) 574.27K to 569.27K | 84% |
| 16-Feb-16 4:40 PM View: | Globeimmune Inc (GBIM) | 12-Feb-16 | Market Sale | 5,000 | $1.59 | $7,950.00 | (< 1%) 579.27K to 574.27K | 85% |
| 16-Feb-16 4:40 PM View: | Globeimmune Inc (GBIM) | 11-Feb-16 | Market Sale | 5,000 | $1.72 | $8,600.00 | (< 1%) 584.27K to 579.27K | 86% |
| 08-Jul-14 5:48 PM View: | Globeimmune Inc (GBIM) | 08-Jul-14 | Conversion | 394,267 | -- | -- | 100% 0 to 394.27K | |
| 08-Jul-14 5:48 PM View: | Globeimmune Inc (GBIM) | 08-Jul-14 | Purchase | 190,000 | $10.00 | $1,900,000.00 | 48% 394.27K to 584.27K | |
| 17-Dec-13 6:59 PM View: | TetraLogic Pharmaceuticals ... (TLOG) | 17-Dec-13 | Conversion | 1,873,000 | $1.02 | $1,919,710.00 | 100% 0 to 1.87M | |
| 17-Dec-13 6:59 PM View: | TetraLogic Pharmaceuticals ... (TLOG) | 17-Dec-13 | Purchase | 713,463 | $7.00 | $4,994,240.00 | 38% 1.87M to 2.59M | |
| 05-Nov-10 10:55 AM View: | PharmAthene, Inc. (ALT) | 03-Nov-10 | Conversion | 935,814 | $2.54 | $2,378,560.00 | 28% 3.32M to 4.25M | |
| 07-Aug-07 8:43 PM View: | PharmAthene, Inc. (ALT) | 03-Aug-07 | Acquisition (other) | 3,047,170 | -- | -- | 2438% 125.0K to 3.17M | |
| 07-Aug-07 8:43 PM View: | PharmAthene, Inc. (ALT) | 03-Aug-07 | Purchase | 125,000 | $7.66 | $957,500.00 | 4% 3.17M to 3.3M | |
| 07-Aug-07 8:39 PM View: | Activbiotics Inc (PIP) | 03-Aug-07 | Acquisition (other) | 3,047,170 | -- | -- | 2438% 125.0K to 3.17M | |
| 07-Aug-07 8:39 PM View: | Activbiotics Inc (PIP) | 03-Aug-07 | Purchase | 125,000 | $7.66 | $957,500.00 | 4% 3.17M to 3.3M | 1% |