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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-23 10:00 PM View:  | Serina Therapeutics, Inc. (SER) | 11-Mar-23 | Payment of Exercise | 1,060 | $0.59 | $625.40 | (2%) 43.04K to 41.98K | |
| 14-Mar-23 10:00 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-23 | Option Exercise | 3,125 | -- | -- | 8% 39.92K to 43.04K | |
| 13-Dec-22 9:22 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-22 | Payment of Exercise | 1,081 | $0.59 | $637.79 | (3%) 41.0K to 39.92K | |
| 13-Dec-22 9:22 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-22 | Option Exercise | 3,125 | -- | -- | 8% 37.87K to 41.0K | |
| 13-Sep-22 7:53 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-22 | Payment of Exercise | 1,081 | $0.56 | $607.85 | (2%) 45.58K to 44.5K | |
| 13-Sep-22 7:53 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-22 | Option Exercise | 3,125 | -- | -- | 7% 42.46K to 45.58K | |
| 14-Jun-22 7:14 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-22 | Payment of Exercise | 1,081 | $0.77 | $832.59 | (2%) 43.54K to 42.46K | |
| 14-Jun-22 7:14 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-22 | Option Exercise | 3,125 | -- | -- | 8% 40.41K to 43.54K | |
| 15-Mar-22 8:14 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-22 | Payment of Exercise | 1,281 | $0.69 | $886.84 | (3%) 41.7K to 40.41K | |
| 15-Mar-22 8:14 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-22 | Option Exercise | 3,125 | -- | -- | 8% 38.57K to 41.7K | |
| 14-Dec-21 7:17 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-21 | Payment of Exercise | 1,081 | $0.63 | $686.43 | (3%) 39.65K to 38.57K | |
| 14-Dec-21 7:17 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-21 | Option Exercise | 3,125 | -- | -- | 9% 36.53K to 39.65K | |
| 21-Sep-21 10:00 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-21 | Payment of Exercise | 1,081 | $1.00 | $1,078.30 | (3%) 37.61K to 36.53K | |
| 21-Sep-21 10:00 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-21 | Option Exercise | 3,125 | -- | -- | 9% 34.48K to 37.61K | |
| 15-Jun-21 9:12 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-21 | Payment of Exercise | 1,081 | $1.53 | $1,653.93 | (3%) 35.56K to 34.48K | |
| 15-Jun-21 9:12 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-21 | Option Exercise | 3,125 | -- | -- | 10% 32.44K to 35.56K | |
| 15-Mar-21 9:35 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-21 | Payment of Exercise | 1,284 | $2.03 | $2,606.52 | (4%) 33.72K to 32.44K | |
| 15-Mar-21 9:35 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-21 | Option Exercise | 3,125 | -- | -- | 10% 30.6K to 33.72K | |
| 15-Dec-20 9:33 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-20 | Payment of Exercise | 1,081 | $1.69 | $1,826.89 | (3%) 31.68K to 30.6K | 2% |
| 15-Dec-20 9:33 PM View: | Serina Therapeutics, Inc. (SER) | 11-Dec-20 | Option Exercise | 3,125 | -- | -- | 11% 28.55K to 31.68K | |
| 15-Sep-20 9:37 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-20 | Payment of Exercise | 1,081 | $0.81 | $875.07 | (4%) 29.64K to 28.55K | (109%) |
| 15-Sep-20 9:37 PM View: | Serina Therapeutics, Inc. (SER) | 11-Sep-20 | Option Exercise | 3,125 | -- | -- | 12% 26.51K to 29.64K | |
| 15-Jun-20 9:29 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-20 | Payment of Exercise | 1,081 | $0.80 | $864.91 | (4%) 27.59K to 26.51K | (110%) |
| 15-Jun-20 9:29 PM View: | Serina Therapeutics, Inc. (SER) | 11-Jun-20 | Option Exercise | 3,125 | -- | -- | 13% 24.47K to 27.59K | |
| 13-Mar-20 9:43 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-20 | Payment of Exercise | 5,085 | $0.88 | $4,463.10 | (17%) 29.53K to 24.45K | (92%) |
| 13-Mar-20 9:43 PM View: | Serina Therapeutics, Inc. (SER) | 11-Mar-20 | Option Exercise | 12,500 | -- | -- | 73% 17.03K to 29.53K | |
| 12-Dec-18 8:30 PM View: | Serina Therapeutics, Inc. (SER) | 10-Dec-18 | Purchase | 4,000 | $3.86 | $15,442.80 | 35% 11.46K to 15.46K | |
| 19-Sep-18 9:38 PM View: | BioTime Inc. (LCTX) | 17-Sep-18 | Payment of Exercise | 3,783 | $2.31 | $8,738.73 | (< 1%) 897.7K to 893.91K | (25%) |
| 19-Sep-18 9:38 PM View: | BioTime Inc. (LCTX) | 17-Sep-18 | Option Exercise | 10,938 | -- | -- | 1% 886.76K to 897.7K | |
| 12-Jul-18 7:50 PM View: | BioTime Inc. (LCTX) | 10-Jul-18 | Payment of Exercise | 541 | $2.20 | $1,190.20 | (< 1%) 887.3K to 886.76K | (32%) |
| 12-Jul-18 7:50 PM View: | BioTime Inc. (LCTX) | 10-Jul-18 | Option Exercise | 1,562 | -- | -- | < 1% 885.74K to 887.3K | |
| 12-Apr-18 9:00 PM View: | BioTime Inc. (LCTX) | 10-Apr-18 | Payment of Exercise | 541 | $2.49 | $1,347.09 | (< 1%) 886.28K to 885.74K | (16%) |
| 12-Apr-18 9:00 PM View: | BioTime Inc. (LCTX) | 10-Apr-18 | Option Exercise | 1,563 | -- | -- | < 1% 884.72K to 886.28K | |
| 12-Jan-18 8:30 PM View: | BioTime Inc. (LCTX) | 10-Jan-18 | Payment of Exercise | 686 | $2.68 | $1,838.48 | (< 1%) 885.4K to 884.72K | (8%) |
| 12-Jan-18 8:30 PM View: | BioTime Inc. (LCTX) | 10-Jan-18 | Option Exercise | 1,562 | -- | -- | < 1% 883.84K to 885.4K | |
| 12-Oct-17 7:35 PM View: | BioTime Inc. (LCTX) | 10-Oct-17 | Payment of Exercise | 588 | $2.81 | $1,652.28 | (< 1%) 884.43K to 883.84K | (3%) |
| 12-Oct-17 7:35 PM View: | BioTime Inc. (LCTX) | 10-Oct-17 | Option Exercise | 1,563 | -- | -- | < 1% 882.86K to 884.43K | |
| 23-Aug-17 7:23 PM View: | BioTime Inc. (LCTX) | 22-Aug-17 | Market Purchase | 2,000 | $2.60 | $5,198.00 | < 1% 880.86K to 882.86K | 12% |
| 12-Jul-17 7:21 PM View: | BioTime Inc. (LCTX) | 10-Jul-17 | Payment of Exercise | 587 | $3.09 | $1,813.83 | (< 1%) 881.45K to 880.86K | 6% |
| 12-Jul-17 7:21 PM View: | BioTime Inc. (LCTX) | 10-Jul-17 | Option Exercise | 1,562 | -- | -- | < 1% 879.89K to 881.45K | |
| 01-May-17 8:58 PM View: | BioTime Inc. (LCTX) | 10-Apr-17 | Payment of Exercise | 2,348 | $3.33 | $7,818.84 | (< 1%) 882.24K to 879.89K | 13% |
| 01-May-17 8:58 PM View: | BioTime Inc. (LCTX) | 10-Apr-17 | Option Exercise | 6,250 | -- | -- | < 1% 875.99K to 882.24K | |
| 23-Jul-14 9:54 PM View: | BioTime Inc. (LCTX) | 22-Jul-14 | Market Option Sale | 270,000 | $2.65 | $715,500.00 | (24%) 1.15M to 875.99K | (2%) |
| 23-Jul-14 9:54 PM View: | BioTime Inc. (LCTX) | 21-Jul-14 | Payment of Exercise | 434,013 | $2.65 | $1,150,130.00 | (27%) 1.58M to 1.15M | (2%) |
| 23-Jul-14 9:54 PM View: | BioTime Inc. (LCTX) | 21-Jul-14 | Option Exercise | 1,470,400 | $0.50 | $735,200.00 | 1342% 109.6K to 1.58M | |
| 31-May-12 5:42 PM View: | BioTime Inc. (LCTX) | 31-May-12 | Market Purchase | 10,000 | $4.05 | $40,490.00 | 10% 99.6K to 109.6K | (34%) |
| 26-Apr-12 6:32 PM View: | BioTime Inc. (LCTX) | 24-Apr-12 | Option Exercise | 20,000 | $0.74 | $14,800.00 | 25% 79.6K to 99.6K | |
| 23-Jun-11 6:10 AM View: | BioTime Inc. (LCTX) | 22-Jun-11 | Market Purchase | 10,000 | $4.40 | $43,962.00 | 14% 69.6K to 79.6K | (39%) |
| 05-Jan-11 2:23 PM View: | BioTime Inc. (LCTX) | 03-Jan-11 | Option Exercise | 49,600 | $0.44 | $21,600.00 | 248% 20.0K to 69.6K | |
| 23-Mar-10 3:11 PM View: | BioTime Inc. (LCTX) | 19-Mar-10 | Option Exercise | 20,000 | $1.26 | $25,200.00 | 100% 0 to 20.0K |