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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Dec-19 4:50 PM View:  | Spark Therapeutics, Inc. (ONCE) | 17-Dec-19 | Disposition (change in control) | 14,214 | $114.50 | $1,627,500.00 | (100%) 14.21K to 0 | |
| 03-Jun-19 4:19 PM View: | Spark Therapeutics, Inc. (ONCE) | 30-May-19 | Option Exercise | 1,500 | -- | -- | 12% 12.71K to 14.21K | |
| 31-May-18 9:14 PM View: | Spark Therapeutics, Inc. (ONCE) | 31-May-18 | Option Exercise | 1,500 | -- | -- | 13% 11.21K to 12.71K | |
| 16-Apr-18 5:49 PM View: | Spark Therapeutics, Inc. (ONCE) | 28-Nov-17 | Market Sale | 29 | $72.43 | $2,100.47 | (< 1%) 11.24K to 11.21K | 47% |
| 16-Apr-18 5:49 PM View: | Spark Therapeutics, Inc. (ONCE) | 12-Oct-17 | Market Purchase | 29 | $90.75 | $2,631.75 | < 1% 11.21K to 11.24K | (58%) |
| 15-Jun-17 3:46 PM View: | Mead Johnson Nutrition Comp... (MJN) | 15-Jun-17 | Disposition | 13,721 | $90.00 | $1,234,890.00 | (51%) 26.67K to 12.95K | 1% |
| 15-Jun-17 3:46 PM View: | Mead Johnson Nutrition Comp... (MJN) | 15-Jun-17 | Disposition | 12,950 | $90.00 | $1,165,500.00 | (100%) 12.95K to 0 | 1% |
| 02-Mar-17 10:28 AM View: | Mead Johnson Nutrition Comp... (MJN) | 01-Mar-17 | Option Exercise | 2,373 | -- | -- | 10% 24.3K to 26.67K | |
| 01-Mar-16 11:24 AM View: | Mead Johnson Nutrition Comp... (MJN) | 26-Feb-16 | Option Exercise | 1,678 | -- | -- | 7% 22.62K to 24.3K | |
| 03-Mar-15 9:59 AM View: | Mead Johnson Nutrition Comp... (MJN) | 28-Feb-15 | Option Exercise | 2,146 | -- | -- | 10% 20.47K to 22.62K | |
| 06-Feb-15 4:43 PM View: | Spark Therapeutics, Inc. (ONCE) | 04-Feb-15 | Conversion | 31,559 | -- | -- | 508% 6.21K to 37.77K | |
| 06-Feb-15 4:43 PM View: | Spark Therapeutics, Inc. (ONCE) | 04-Feb-15 | Purchase | 5,000 | $23.00 | $115,000.00 | 13% 37.77K to 42.77K | |
| 03-Mar-14 10:06 AM View: | Mead Johnson Nutrition Comp... (MJN) | 27-Feb-14 | Option Exercise | 1,876 | -- | -- | 10% 18.6K to 20.47K | |
| 05-Jun-13 4:28 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Jun-13 | Option Exercise | 98,875 | $27.01 | $2,670,610.00 | 55% 180.07K to 278.95K | |
| 05-Jun-13 4:28 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Jun-13 | Market Option Sale | 83,647 | $48.18 | $4,030,110.00 | (30%) 278.95K to 195.3K | (7%) |
| 31-May-13 6:14 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-May-13 | Option Exercise | 170,625 | $26.34 | $4,495,080.00 | 112% 152.97K to 323.59K | |
| 31-May-13 6:14 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-May-13 | Market Option Sale | 143,521 | $47.23 | $6,778,500.00 | (44%) 323.59K to 180.07K | (9%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-Apr-13 | Option Exercise | 305,905 | $24.98 | $7,641,570.00 | 151% 202.87K to 508.77K | |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-Apr-13 | Market Option Sale | 260,122 | $39.62 | $10,304,700.00 | (51%) 508.77K to 248.65K | (30%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-Apr-13 | Market Sale | 93,387 | $39.62 | $3,699,520.00 | (38%) 248.65K to 155.26K | (30%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 30-Apr-13 | Market Sale | 2,297 | $39.65 | $91,076.10 | (1%) 155.26K to 152.97K | (30%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 29-Apr-13 | Option Exercise | 73,390 | $24.03 | $1,763,820.00 | 26% 280.18K to 353.57K | |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 29-Apr-13 | Market Option Sale | 73,390 | $39.92 | $2,929,520.00 | (21%) 353.57K to 280.18K | (29%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 29-Apr-13 | Market Sale | 31,528 | $39.92 | $1,258,510.00 | (11%) 280.18K to 248.65K | (29%) |
| 01-May-13 5:58 PM View: | Bristol-Myers Squibb Co. (BMY) | 29-Apr-13 | Market Option Sale | 45,783 | $39.97 | $1,829,950.00 | (18%) 248.65K to 202.87K | (29%) |
| 11-Mar-13 4:50 PM View: | Bristol-Myers Squibb Co. (BMY) | 07-Mar-13 | Payment of Exercise | 75,039 | $37.53 | $2,816,210.00 | (21%) 355.21K to 280.17K | (36%) |
| 11-Mar-13 4:50 PM View: | Bristol-Myers Squibb Co. (BMY) | 07-Mar-13 | Acquisition (other) | 12,329 | -- | -- | 6% 210.49K to 222.82K | |
| 11-Mar-13 4:50 PM View: | Bristol-Myers Squibb Co. (BMY) | 07-Mar-13 | Option Exercise | 132,390 | -- | -- | 59% 222.82K to 355.21K | |
| 05-Mar-13 4:55 PM View: | Bristol-Myers Squibb Co. (BMY) | 04-Mar-13 | Payment of Exercise | 3,865 | $36.94 | $142,773.00 | (2%) 214.35K to 210.49K | (39%) |
| 05-Mar-13 4:55 PM View: | Bristol-Myers Squibb Co. (BMY) | 04-Mar-13 | Option Exercise | 7,453 | -- | -- | 4% 206.9K to 214.35K | |
| 05-Mar-13 4:55 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Mar-13 | Payment of Exercise | 24,041 | $37.15 | $893,123.00 | (10%) 230.94K to 206.9K | (38%) |
| 05-Mar-13 4:55 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Mar-13 | Option Exercise | 46,365 | -- | -- | 25% 184.58K to 230.94K | |
| 04-Mar-13 7:47 AM View: | Mead Johnson Nutrition Comp... (MJN) | 02-Mar-13 | Option Exercise | 1,789 | -- | -- | 11% 16.81K to 18.6K | |
| 11-Feb-13 4:08 PM View: | Bristol-Myers Squibb Co. (BMY) | 08-Feb-13 | Option Exercise | 266,082 | $20.81 | $5,536,830.00 | 186% 143.2K to 409.28K | |
| 11-Feb-13 4:08 PM View: | Bristol-Myers Squibb Co. (BMY) | 08-Feb-13 | Market Option Sale | 224,705 | $36.79 | $8,266,900.00 | (55%) 409.28K to 184.58K | (39%) |
| 13-Dec-12 4:28 PM View: | Bristol-Myers Squibb Co. (BMY) | 11-Dec-12 | Market Sale | 157,257 | $33.00 | $5,189,480.00 | (29%) 551.23K to 393.97K | (53%) |
| 13-Dec-12 4:28 PM View: | Bristol-Myers Squibb Co. (BMY) | 27-Nov-12 | Gift | 200,630 | -- | -- | 36% 551.23K to 751.86K | |
| 13-Dec-12 4:28 PM View: | Bristol-Myers Squibb Co. (BMY) | 27-Nov-12 | Gift | 200,630 | -- | -- | (27%) 751.86K to 551.23K | |
| 03-Dec-12 10:21 AM View: | Mead Johnson Nutrition Comp... (MJN) | 27-Nov-12 | Gift | 10,360 | -- | -- | 62% 16.81K to 27.17K | |
| 03-Dec-12 10:21 AM View: | Mead Johnson Nutrition Comp... (MJN) | 27-Nov-12 | Gift | 10,360 | -- | -- | (38%) 27.17K to 16.81K | |
| 07-Sep-12 4:06 PM View: | Bristol-Myers Squibb Co. (BMY) | 05-Sep-12 | Disposition (other) | 250,788 | -- | -- | (45%) 551.21K to 300.42K | |
| 07-Sep-12 9:39 AM View: | Mead Johnson Nutrition Comp... (MJN) | 05-Sep-12 | Disposition (other) | 12,950 | -- | -- | (44%) 29.76K to 16.81K | |
| 08-Mar-12 9:27 PM View: | Bristol-Myers Squibb Co. (BMY) | 06-Mar-12 | Payment of Exercise | 39,784 | $32.33 | $1,286,220.00 | (12%) 340.18K to 300.39K | (58%) |
| 08-Mar-12 9:27 PM View: | Bristol-Myers Squibb Co. (BMY) | 06-Mar-12 | Option Exercise | 85,830 | -- | -- | 34% 254.35K to 340.18K | |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 04-Mar-12 | Payment of Exercise | 3,455 | $32.59 | $112,598.00 | (1%) 257.8K to 254.35K | (56%) |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 04-Mar-12 | Option Exercise | 7,453 | -- | -- | 3% 250.35K to 257.8K | |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Mar-12 | Payment of Exercise | 21,491 | $32.59 | $700,392.00 | (8%) 271.84K to 250.35K | (56%) |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 03-Mar-12 | Option Exercise | 46,365 | -- | -- | 21% 225.47K to 271.84K | |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 02-Mar-12 | Payment of Exercise | 7,383 | $32.59 | $240,612.00 | (3%) 232.86K to 225.47K | (56%) |
| 05-Mar-12 7:43 PM View: | Bristol-Myers Squibb Co. (BMY) | 02-Mar-12 | Acquisition (other) | 3,866 | -- | -- | 2% 216.93K to 220.8K |