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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Sep-14 3:43 PM View:  | General Mills Inc. (GIS) | 22-Sep-14 | Option Exercise | 20,000 | $22.50 | $450,000.00 | 17% 119.04K to 139.04K | |
| 23-Sep-14 3:43 PM View: | General Mills Inc. (GIS) | 22-Sep-14 | Market Option Sale | 20,000 | $50.80 | $1,016,000.00 | (14%) 139.04K to 119.04K | (20%) |
| 26-Sep-13 3:52 PM View: | General Mills Inc. (GIS) | 24-Sep-13 | Grant | 3,685 | -- | -- | 3% 115.35K to 119.04K | |
| 22-Aug-13 2:04 PM View: | General Mills Inc. (GIS) | 21-Aug-13 | Payment of Exercise | 9,560 | $49.07 | $469,109.00 | (8%) 124.91K to 115.35K | (28%) |
| 22-Aug-13 2:04 PM View: | General Mills Inc. (GIS) | 21-Aug-13 | Option Exercise | 20,000 | $23.45 | $469,100.00 | 19% 104.91K to 124.91K | |
| 02-Jul-13 11:50 AM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Grant | 3,460 | $34.68 | $119,993.00 | 8% 45.97K to 49.43K | (46%) |
| 25-Sep-12 5:42 PM View: | General Mills Inc. (GIS) | 24-Sep-12 | Grant | 4,474 | -- | -- | 4% 100.44K to 104.91K | |
| 14-Sep-12 5:09 PM View: | General Mills Inc. (GIS) | 13-Sep-12 | Payment of Exercise | 10,994 | $39.46 | $433,823.00 | (10%) 111.43K to 100.44K | (65%) |
| 14-Sep-12 5:09 PM View: | General Mills Inc. (GIS) | 13-Sep-12 | Option Exercise | 20,000 | $21.69 | $433,800.00 | 22% 91.43K to 111.43K | |
| 03-Jul-12 12:00 PM View: | Spectra Energy Corp. (SE) | 02-Jul-12 | Grant | 4,124 | $29.10 | $120,008.00 | 10% 41.84K to 45.97K | (32%) |
| 05-Jun-12 6:35 PM View: | Spectra Energy Corp. (SE) | 04-Jun-12 | Option Exercise | 2,000 | $11.86 | $23,720.00 | 5% 39.84K to 41.84K | |
| 28-Sep-11 5:11 PM View: | General Mills Inc. (GIS) | 26-Sep-11 | Grant | 2,280 | -- | -- | 3% 89.15K to 91.43K | |
| 16-Sep-11 4:15 PM View: | General Mills Inc. (GIS) | 15-Sep-11 | Payment of Exercise | 11,691 | $37.80 | $441,920.00 | (12%) 100.84K to 89.15K | (74%) |
| 16-Sep-11 4:15 PM View: | General Mills Inc. (GIS) | 15-Sep-11 | Option Exercise | 20,000 | $22.09 | $441,900.00 | 25% 80.84K to 100.84K | |
| 21-Apr-11 10:00 PM View: | Spectra Energy Corp. (SE) | 19-Apr-11 | Grant | 3,327 | $27.05 | $89,995.30 | 9% 36.52K to 39.84K | (24%) |
| 29-Sep-10 10:44 AM View: | General Mills Inc. (GIS) | 27-Sep-10 | Grant | 2,450 | -- | -- | 3% 78.39K to 80.84K | |
| 16-Aug-10 3:30 PM View: | General Mills Inc. (GIS) | 12-Aug-10 | Payment of Exercise | 9,995 | $34.43 | $344,128.00 | (11%) 88.39K to 78.39K | (97%) |
| 16-Aug-10 3:30 PM View: | General Mills Inc. (GIS) | 12-Aug-10 | Option Exercise | 20,000 | $17.20 | $344,100.00 | 29% 68.39K to 88.39K | |
| 13-May-10 1:43 PM View: | Spectra Energy Corp. (SE) | 12-May-10 | Option Exercise | 54 | -- | -- | < 1% 36.46K to 36.52K | |
| 28-Apr-10 3:49 PM View: | Spectra Energy Corp. (SE) | 27-Apr-10 | Grant | 3,939 | $22.85 | $90,006.10 | 12% 32.52K to 36.46K | (6%) |
| 23-Sep-09 5:32 PM View: | General Mills Inc. (GIS) | 21-Sep-09 | Grant | 1,484 | -- | -- | 5% 32.65K to 34.13K | |
| 19-Aug-09 5:46 PM View: | General Mills Inc. (GIS) | 18-Aug-09 | Payment of Exercise | 7,130 | $57.66 | $411,116.00 | (18%) 39.78K to 32.65K | (142%) |
| 19-Aug-09 5:46 PM View: | General Mills Inc. (GIS) | 18-Aug-09 | Option Exercise | 10,000 | $41.11 | $411,100.00 | 34% 29.78K to 39.78K | |
| 13-May-09 9:54 AM View: | Spectra Energy Corp. (SE) | 13-May-09 | Option Exercise | 90 | -- | -- | < 1% 32.44K to 32.52K | |
| 13-May-09 9:54 AM View: | Spectra Energy Corp. (SE) | 12-May-09 | Option Exercise | 54 | -- | -- | < 1% 32.38K to 32.44K | |
| 11-May-09 3:14 PM View: | Spectra Energy Corp. (SE) | 07-May-09 | Grant | 4,817 | $15.57 | $75,000.70 | 17% 27.56K to 32.38K | 47% |
| 25-Feb-09 3:45 PM View: | Spectra Energy Corp. (SE) | 24-Feb-09 | Option Exercise | 150 | -- | -- | < 1% 27.41K to 27.56K | |
| 29-Sep-08 5:41 PM View: | General Mills Inc. (GIS) | 25-Sep-08 | Option Exercise | 5,000 | $35.62 | $178,125.00 | 17% 29.65K to 34.65K | 91% |
| 29-Sep-08 5:41 PM View: | General Mills Inc. (GIS) | 25-Sep-08 | Market Option Sale | 5,000 | $68.81 | $344,050.00 | (14%) 34.65K to 29.65K | (71%) |
| 24-Sep-08 5:45 PM View: | General Mills Inc. (GIS) | 22-Sep-08 | Grant | 1,321 | -- | -- | 5% 28.33K to 29.65K | |
| 14-May-08 1:35 PM View: | Spectra Energy Corp. (SE) | 13-May-08 | Grant | 2,763 | $27.14 | $74,987.80 | 11% 24.51K to 27.27K | (27%) |
| 14-May-08 2:03 PM View: | Spectra Energy Corp. (SE) | 13-May-08 | Option Exercise | 90 | -- | -- | < 1% 27.32K to 27.41K | |
| 14-May-08 2:03 PM View: | Spectra Energy Corp. (SE) | 12-May-08 | Option Exercise | 54 | -- | -- | < 1% 27.27K to 27.32K | |
| 28-Feb-08 11:18 AM View: | Spectra Energy Corp. (SE) | 28-Feb-08 | Option Exercise | 182 | -- | -- | < 1% 24.32K to 24.51K | |
| 25-Feb-08 9:43 AM View: | Spectra Energy Corp. (SE) | 24-Feb-08 | Option Exercise | 150 | -- | -- | < 1% 24.18K to 24.32K | |
| 26-Sep-07 5:53 PM View: | General Mills Inc. (GIS) | 24-Sep-07 | Grant | 1,000 | -- | -- | 4% 27.21K to 28.21K | |
| 22-Aug-07 4:40 PM View: | General Mills Inc. (GIS) | 20-Aug-07 | Option Exercise | 5,000 | $34.03 | $170,150.00 | 18% 27.21K to 32.21K | |
| 22-Aug-07 4:40 PM View: | General Mills Inc. (GIS) | 20-Aug-07 | Market Option Sale | 5,000 | $55.69 | $278,450.00 | (16%) 32.21K to 27.21K | (117%) |
| 14-May-07 4:49 PM View: | Spectra Energy Corp. (SE) | 13-May-07 | Option Exercise | 90 | -- | -- | < 1% 21.97K to 22.06K | |
| 14-May-07 4:49 PM View: | Spectra Energy Corp. (SE) | 12-May-07 | Option Exercise | 54 | -- | -- | < 1% 21.91K to 21.97K | |
| 14-May-07 4:49 PM View: | Spectra Energy Corp. (SE) | 11-May-07 | Grant | 2,117 | $25.98 | $54,999.70 | 10% 22.06K to 24.18K | (22%) |
| 04-Apr-07 6:53 PM View: | Spectra Energy Corp. (SE) | 03-Apr-07 | Option Exercise | 1,300 | -- | -- | 6% 20.61K to 21.91K | |
| 01-Mar-07 6:11 PM View: | Spectra Energy Corp. (SE) | 28-Feb-07 | Option Exercise | 182 | -- | -- | < 1% 20.43K to 20.61K | |
| 28-Feb-07 7:42 PM View: | Spectra Energy Corp. (SE) | 24-Feb-07 | Option Exercise | 150 | -- | -- | < 1% 20.28K to 20.43K | |
| 27-Sep-06 6:19 PM View: | General Mills Inc. (GIS) | 25-Sep-06 | Grant | 1,000 | -- | -- | 2% 52.27K to 53.27K | |
| 14-Aug-06 4:56 PM View: | General Mills Inc. (GIS) | 11-Aug-06 | Option Exercise | 5,000 | $30.07 | $150,325.00 | 19% 25.85K to 30.85K | |
| 14-Aug-06 4:56 PM View: | General Mills Inc. (GIS) | 11-Aug-06 | Market Option Sale | 5,000 | $53.42 | $267,077.00 | (16%) 30.85K to 25.85K | (132%) |
| 30-May-06 10:00 PM View: | Duke Energy Corp. (DUK) | 12-May-06 | Option Exercise | 108 | -- | -- | < 1% 40.44K to 40.55K | |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 32,970 | -- | -- | (51%) 65.14K to 32.17K | |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 32,170 | -- | -- | (100%) 32.17K to 0 |