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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jul-17 10:00 PM View:  | Cardica Inc. (DXTR) | 01-Oct-16 | Gift | -- | -- | -- | 0% 385.01K | |
| 28-Jul-16 5:12 PM View: | Cardica Inc. (DXTR) | 30-Jun-16 | Gift | -- | -- | -- | 0% 385.01K | |
| 01-Mar-16 5:24 PM View: | Cardica Inc. (DXTR) | 26-Feb-16 | Acquisition (other) | 56 | -- | -- | < 1% 429.63K to 429.68K | |
| 01-Mar-16 5:24 PM View: | Cardica Inc. (DXTR) | 26-Feb-16 | Disposition (other) | 44,665 | -- | -- | (10%) 429.68K to 385.02K | |
| 28-Jul-16 5:12 PM View: | Cardica Inc. (DXTR) | 01-Jan-16 | Gift | -- | -- | -- | 0% 385.01K | |
| 04-Aug-15 6:16 PM View: | Cardica Inc. (DXTR) | 04-Feb-15 | Gift | -- | -- | -- | 0% 4.3M | |
| 12-Nov-14 6:51 PM View: | Cardica Inc. (DXTR) | 10-Nov-14 | Market Purchase | 34,354 | $0.91 | $31,262.10 | < 1% 4.26M to 4.3M | (99%) |
| 03-Oct-14 7:10 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Market Sale | 242,396 | $3.77 | $914,318.00 | (5%) 5.23M to 4.99M | 76% |
| 03-Oct-14 7:10 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Exercise (in-the money or at-the-money) | 446,011 | $2.05 | $914,322.00 | 9% 4.79M to 5.23M | |
| 11-Sep-14 2:07 PM View: | eLoyalty Corp. (MATR) | 09-Sep-14 | Market Sale | 19,759 | $5.75 | $113,569.00 | (< 1%) 2.67M to 2.65M | 54% |
| 23-Jun-14 6:11 PM View: | Threshold Pharmaceuticals I... (MTEM) | 20-Jun-14 | Market Sale Duplicate | 13,988 | $4.01 | $56,065.30 | (< 1%) 4.8M to 4.79M | 77% |
| 16-Jun-14 7:25 PM View: | eLoyalty Corp. (MATR) | 12-Jun-14 | Market Sale Duplicate | 20,700 | $5.12 | $105,984.00 | (< 1%) 2.69M to 2.67M | 48% |
| 09-Feb-15 6:28 PM View: | eLoyalty Corp. (MATR) | 01-Jan-14 | Disposition (other) Duplicate | -- | -- | -- | 0% 2.67M | |
| 08-Aug-14 6:30 PM View: | Cardica Inc. (DXTR) | 01-Jan-14 | Gift Duplicate | -- | -- | -- | 0% 4.3M | |
| 13-Feb-14 2:26 PM View: | eLoyalty Corp. (MATR) | 31-Dec-13 | Disposition (other) Duplicate | -- | -- | -- | 0% 2.69M | |
| 13-Feb-14 2:27 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-Dec-13 | Disposition (other) | -- | -- | -- | 0% 4.8M | |
| 08-Aug-14 6:30 PM View: | Cardica Inc. (DXTR) | 31-Dec-13 | Gift Duplicate | -- | -- | -- | 0% 4.3M | |
| 05-Dec-13 4:58 PM View: | eLoyalty Corp. (MATR) | 03-Dec-13 | Private Purchase | 247,664 | $3.90 | $965,890.00 | 10% 2.45M to 2.69M | |
| 13-Feb-14 2:26 PM View: | eLoyalty Corp. (MATR) | 30-Jun-13 | Disposition (other) | -- | -- | -- | 0% 2.69M | |
| 13-Feb-14 2:27 PM View: | Threshold Pharmaceuticals I... (MTEM) | 30-Jun-13 | Disposition (other) | -- | -- | -- | 0% 4.8M | |
| 04-Jun-13 5:30 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Market Sale | 275,806 | $5.72 | $1,578,710.00 | (5%) 5.08M to 4.8M | 84% |
| 04-Jun-13 5:30 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Exercise (in-the money or at-the-money) | 848,777 | $1.87 | $1,589,530.00 | 20% 4.23M to 5.08M | |
| 13-Aug-13 3:41 PM View: | Cardica Inc. (DXTR) | 05-Apr-13 | Gift | -- | -- | -- | 0% 4.3M | |
| 13-Feb-14 2:26 PM View: | eLoyalty Corp. (MATR) | 03-Apr-13 | Disposition (other) | -- | -- | -- | 0% 2.69M | |
| 13-Feb-14 2:27 PM View: | Threshold Pharmaceuticals I... (MTEM) | 03-Apr-13 | Disposition (other) | -- | -- | -- | 0% 4.78M | |
| 22-Mar-13 7:10 PM View: | Cardica Inc. (DXTR) | 20-Mar-13 | Private Purchase | 1,244,680 | $1.05 | $1,306,910.00 | 41% 3.05M to 4.3M | |
| 13-Feb-14 2:26 PM View: | eLoyalty Corp. (MATR) | 12-Feb-13 | Disposition (other) | -- | -- | -- | 0% 2.69M | |
| 13-Feb-14 2:27 PM View: | Threshold Pharmaceuticals I... (MTEM) | 12-Feb-13 | Disposition (other) | -- | -- | -- | 0% 4.78M | |
| 13-Aug-13 3:41 PM View: | Cardica Inc. (DXTR) | 12-Feb-13 | Gift | -- | -- | -- | 0% 4.03M | |
| 13-Feb-14 2:26 PM View: | eLoyalty Corp. (MATR) | 01-Jan-13 | Disposition (other) Duplicate | -- | -- | -- | 0% 2.69M | |
| 13-Feb-14 2:27 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Jan-13 | Disposition (other) Duplicate | -- | -- | -- | 0% 4.78M | |
| 06-Sep-12 5:27 PM View: | eLoyalty Corp. (MATR) | 04-Sep-12 | Market Purchase | 192,580 | $5.40 | $1,040,610.00 | 9% 2.25M to 2.45M | (51%) |
| 31-Aug-12 7:14 PM View: | eLoyalty Corp. (MATR) | 30-Aug-12 | Market Purchase | 19,303 | $5.31 | $102,468.00 | < 1% 2.23M to 2.25M | (50%) |
| 23-Aug-12 5:16 PM View: | eLoyalty Corp. (MATR) | 22-Aug-12 | Market Purchase | 20,382 | $5.00 | $101,910.00 | < 1% 2.21M to 2.23M | (47%) |
| 21-Aug-12 1:13 PM View: | eLoyalty Corp. (MATR) | 17-Aug-12 | Market Purchase Duplicate | 3,500 | $4.81 | $16,837.40 | < 1% 2.21M to 2.21M | (45%) |
| 16-Aug-12 5:27 PM View: | eLoyalty Corp. (MATR) | 14-Aug-12 | Acquisition (other) | 91,375 | -- | -- | 4% 2.22M to 2.31M | |
| 16-Aug-12 5:27 PM View: | eLoyalty Corp. (MATR) | 14-Aug-12 | Disposition (other) | 91,375 | -- | -- | (4%) 2.31M to 2.22M | |
| 16-Aug-12 5:31 PM View: | Corcept Therapeutics Inc. (CORT) | 14-Aug-12 | Disposition (other) | -- | -- | -- | 0% 6.33M | |
| 16-Aug-12 5:23 PM View: | Threshold Pharmaceuticals I... (MTEM) | 14-Aug-12 | Disposition (other) | -- | -- | -- | 0% 4.23M | |
| 16-Aug-12 5:35 PM View: | Cardica Inc. (DXTR) | 14-Aug-12 | Disposition (other) Duplicate | -- | -- | -- | 0% 3.05M | |
| 13-Aug-13 3:41 PM View: | Cardica Inc. (DXTR) | 14-Aug-12 | Disposition (other) | -- | -- | -- | 0% 4.03M | |
| 13-Feb-13 8:22 PM View: | eLoyalty Corp. (MATR) | 30-Jun-12 | Disposition (other) | -- | -- | -- | 0% 2.35M | |
| 13-Feb-13 8:24 PM View: | Corcept Therapeutics Inc. (CORT) | 30-Jun-12 | Disposition (other) | -- | -- | -- | 0% 6.33M | |
| 13-Feb-13 8:24 PM View: | Threshold Pharmaceuticals I... (MTEM) | 30-Jun-12 | Disposition (other) | -- | -- | -- | 0% 4.23M | |
| 18-Jul-12 4:36 PM View: | Cardica Inc. (DXTR) | 30-Jun-12 | Gift | -- | -- | -- | 0% 586.19K | |
| 02-Apr-12 5:18 PM View: | Corcept Therapeutics Inc. (CORT) | 29-Mar-12 | Exercise (in-the money or at-the-money) | 57,142 | $2.96 | $169,140.00 | 7% 856.26K to 913.41K | |
| 17-Feb-12 4:48 PM View: | Omnicell Inc. (OMCL) | 16-Feb-12 | Option Exercise | 20,291 | $9.62 | $195,267.00 | 54% 37.52K to 57.81K | |
| 17-Feb-12 4:48 PM View: | Omnicell Inc. (OMCL) | 16-Feb-12 | Market Option Sale | 20,291 | $16.24 | $329,623.00 | (35%) 57.81K to 37.52K | (408%) |
| 17-Feb-12 4:48 PM View: | Omnicell Inc. (OMCL) | 15-Feb-12 | Option Exercise | 21,800 | $12.26 | $267,200.00 | 58% 37.52K to 59.32K | |
| 17-Feb-12 4:48 PM View: | Omnicell Inc. (OMCL) | 15-Feb-12 | Market Option Sale | 21,800 | $15.99 | $348,556.00 | (37%) 59.32K to 37.52K | (416%) |