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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-14 5:37 PM View:  | Entropic Communications, Inc. (ENTR) | 20-May-14 | Option Exercise | 5,000 | -- | -- | 12% 42.5K to 47.5K | |
| 22-Nov-13 3:02 PM View: | Entropic Communications, Inc. (ENTR) | 20-Nov-13 | Option Exercise | 12,500 | -- | -- | 31% 40.0K to 52.5K | |
| 29-Aug-13 5:05 PM View: | Entropic Communications, Inc. (ENTR) | 27-Aug-13 | Option Exercise | 20,000 | -- | -- | 114% 17.5K to 37.5K | |
| 27-Aug-13 4:50 PM View: | Entropic Communications, Inc. (ENTR) | 27-Aug-13 | Market Purchase | 10,000 | $4.06 | $40,589.00 | 133% 7.5K to 17.5K | 237% |
| 19-Nov-12 10:40 AM View: | Entropic Communications, Inc. (ENTR) | 16-Nov-12 | Market Purchase | 5,000 | $4.51 | $22,540.00 | 100% 0 to 5.0K | 204% |
| 10-Nov-08 5:18 PM View: | Broadcom Corp. (BRCM) | 07-Nov-08 | Market Sale | 2,000 | $16.68 | $33,362.00 | (1%) 143.37K to 141.37K | (248%) |
| 07-Nov-08 4:46 PM View: | Broadcom Corp. (BRCM) | 05-Nov-08 | Payment of Exercise | 2,891 | $17.06 | $49,320.50 | (2%) 146.26K to 143.37K | (240%) |
| 30-Oct-08 4:39 PM View: | Broadcom Corp. (BRCM) | 28-Oct-08 | Market Sale | 2,000 | $17.00 | $34,000.00 | (1%) 147.33K to 145.33K | (241%) |
| 24-Oct-08 4:32 PM View: | Broadcom Corp. (BRCM) | 23-Oct-08 | Market Sale | 3,000 | $15.54 | $46,620.00 | (2%) 150.33K to 147.33K | (273%) |
| 03-Sep-08 4:01 PM View: | Broadcom Corp. (BRCM) | 29-Aug-08 | Market Sale | 5,000 | $24.00 | $120,000.00 | (3%) 155.33K to 150.33K | (142%) |
| 28-Aug-08 2:28 PM View: | Broadcom Corp. (BRCM) | 27-Aug-08 | Conversion | 3,883 | -- | -- | 2% 156.45K to 160.33K | |
| 28-Aug-08 2:28 PM View: | Broadcom Corp. (BRCM) | 27-Aug-08 | Market Sale | 5,000 | $25.18 | $125,900.00 | (3%) 160.33K to 155.33K | (130%) |
| 07-Aug-08 6:05 PM View: | Broadcom Corp. (BRCM) | 05-Aug-08 | Grant | 208 | -- | -- | < 1% 159.13K to 159.34K | |
| 07-Aug-08 6:05 PM View: | Broadcom Corp. (BRCM) | 05-Aug-08 | Payment of Exercise | 2,891 | $25.33 | $73,229.00 | (2%) 159.34K to 156.45K | (129%) |
| 03-Jun-08 4:36 PM View: | Broadcom Corp. (BRCM) | 30-May-08 | Conversion | 4,000 | -- | -- | 3% 159.13K to 163.13K | |
| 03-Jun-08 4:36 PM View: | Broadcom Corp. (BRCM) | 30-May-08 | Market Sale | 4,000 | $28.20 | $112,800.00 | (2%) 163.13K to 159.13K | (106%) |
| 28-May-08 4:10 PM View: | Broadcom Corp. (BRCM) | 23-May-08 | Gift | 750 | -- | -- | < 1% 160.63K to 161.38K | |
| 28-May-08 4:10 PM View: | Broadcom Corp. (BRCM) | 23-May-08 | Gift | 750 | -- | -- | (< 1%) 161.38K to 160.63K | |
| 28-May-08 4:10 PM View: | Broadcom Corp. (BRCM) | 23-May-08 | Market Sale | 750 | $25.67 | $19,254.20 | (< 1%) 160.63K to 159.88K | (126%) |
| 07-May-08 7:35 PM View: | Broadcom Corp. (BRCM) | 05-May-08 | Grant | 40,000 | -- | -- | 33% 119.88K to 159.88K | |
| 14-Feb-08 3:59 PM View: | Broadcom Corp. (BRCM) | 12-Feb-08 | Conversion | 5,000 | -- | -- | 4% 134.88K to 139.88K | |
| 14-Feb-08 3:59 PM View: | Broadcom Corp. (BRCM) | 12-Feb-08 | Market Sale | 5,000 | $21.48 | $107,399.00 | (4%) 139.88K to 134.88K | (170%) |
| 13-Feb-08 4:15 PM View: | Broadcom Corp. (BRCM) | 11-Feb-08 | Conversion | 5,000 | -- | -- | 4% 134.88K to 139.88K | |
| 13-Feb-08 4:15 PM View: | Broadcom Corp. (BRCM) | 11-Feb-08 | Market Sale | 5,000 | $21.53 | $107,665.00 | (4%) 139.88K to 134.88K | (169%) |
| 07-Feb-08 4:50 PM View: | Broadcom Corp. (BRCM) | 05-Feb-08 | Payment of Exercise | 2,246 | $21.82 | $49,007.70 | (2%) 137.13K to 134.88K | (166%) |
| 18-Oct-07 9:07 PM View: | Broadcom Corp. (BRCM) | 16-Oct-07 | Option Exercise | 25,000 | $23.41 | $585,332.00 | 18% 137.13K to 162.13K | |
| 18-Oct-07 9:07 PM View: | Broadcom Corp. (BRCM) | 16-Oct-07 | Market Option Sale (Planned) | 25,000 | $42.50 | $1,062,500.00 | (15%) 162.13K to 137.13K | (37%) |
| 11-Oct-07 7:11 PM View: | Broadcom Corp. (BRCM) | 10-Oct-07 | Option Exercise | 25,000 | $23.41 | $585,332.00 | 18% 137.13K to 162.13K | |
| 11-Oct-07 7:11 PM View: | Broadcom Corp. (BRCM) | 10-Oct-07 | Market Option Sale (Planned) | 25,000 | $40.00 | $1,000,000.00 | (15%) 162.13K to 137.13K | (45%) |
| 04-Sep-07 2:10 PM View: | Broadcom Corp. (BRCM) | 30-Aug-07 | Market Sale | 3,000 | $33.84 | $101,512.00 | (2%) 140.13K to 137.13K | (72%) |
| 10-Aug-07 2:46 PM View: | Broadcom Corp. (BRCM) | 08-Aug-07 | Option Exercise | 20,000 | $10.49 | $209,866.00 | 14% 141.81K to 161.81K | |
| 10-Aug-07 2:46 PM View: | Broadcom Corp. (BRCM) | 08-Aug-07 | Market Option Sale | 20,000 | $35.33 | $706,667.00 | (12%) 161.81K to 141.81K | (64%) |
| 10-Aug-07 2:46 PM View: | Broadcom Corp. (BRCM) | 08-Aug-07 | Market Sale | 10,000 | $35.33 | $353,333.00 | (7%) 141.81K to 131.81K | (64%) |
| 06-Jun-07 3:09 PM View: | STEC, Inc. (STEC) | 04-Jun-07 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 04-Jun-07 2:39 PM View: | Broadcom Corp. (BRCM) | 31-May-07 | Market Sale | 5,000 | $30.50 | $152,500.00 | (3%) 146.81K to 141.81K | (90%) |
| 07-May-07 5:58 PM View: | Broadcom Corp. (BRCM) | 05-May-07 | Grant | 32,500 | -- | -- | 28% 114.31K to 146.81K | |
| 07-May-07 5:58 PM View: | Broadcom Corp. (BRCM) | 04-May-07 | Option Exercise | 15,000 | $10.49 | $157,400.00 | 13% 114.31K to 129.31K | |
| 07-May-07 5:58 PM View: | Broadcom Corp. (BRCM) | 04-May-07 | Market Option Sale | 15,000 | $33.33 | $499,990.00 | (12%) 129.31K to 114.31K | (74%) |
| 27-Feb-07 1:28 PM View: | Broadcom Corp. (BRCM) | 23-Feb-07 | Market Sale | 10,000 | $36.60 | $366,000.00 | (8%) 123.53K to 113.53K | (59%) |
| 16-Feb-07 10:00 PM View: | Broadcom Corp. (BRCM) | 15-Feb-07 | Option Exercise | 20,000 | $10.49 | $209,866.00 | 16% 123.5K to 143.5K | |
| 14-Feb-07 2:23 PM View: | Broadcom Corp. (BRCM) | 12-Feb-07 | Option Exercise | 20,000 | $10.49 | $209,866.00 | 16% 123.53K to 143.53K | |
| 14-Feb-07 2:23 PM View: | Broadcom Corp. (BRCM) | 12-Feb-07 | Market Option Sale | 20,000 | $34.25 | $684,938.00 | (14%) 143.53K to 123.53K | (69%) |
| 16-Feb-07 10:00 PM View: | Broadcom Corp. (BRCM) | 12-Feb-07 | Market Option Sale | 20,000 | $35.66 | $713,108.00 | (14%) 143.53K to 123.53K | (63%) |
| 07-Feb-07 5:17 PM View: | Broadcom Corp. (BRCM) | 05-Feb-07 | Payment of Exercise | 2,704 | $32.14 | $86,906.60 | (2%) 126.23K to 123.53K | (81%) |
| 18-May-06 7:54 PM View: | Broadcom Corp. (BRCM) | 17-May-06 | Market Sale | 5,000 | $37.71 | $188,550.00 | (4%) 131.23K to 126.23K | (54%) |
| 02-May-06 6:27 PM View: | Broadcom Corp. (BRCM) | 01-May-06 | Option Exercise | 15,000 | $10.49 | $157,400.00 | 11% 131.23K to 146.23K | |
| 02-May-06 6:27 PM View: | Broadcom Corp. (BRCM) | 01-May-06 | Market Option Sale (Planned) | 15,000 | $41.52 | $622,838.00 | (10%) 146.23K to 131.23K | (40%) |
| 26-Apr-06 1:14 PM View: | Broadcom Corp. (BRCM) | 24-Apr-06 | Grant | 37,500 | -- | -- | 41% 92.34K to 129.84K | |
| 07-Apr-06 2:16 PM View: | Broadcom Corp. (BRCM) | 05-Apr-06 | Option Exercise | 15,000 | $23.41 | $351,200.00 | 16% 92.09K to 107.09K | |
| 07-Apr-06 2:16 PM View: | Broadcom Corp. (BRCM) | 05-Apr-06 | Market Option Sale (Planned) | 15,000 | $45.24 | $678,609.00 | (14%) 107.09K to 92.09K | (28%) |