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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Mar-13 5:28 PM View:  | The Bank of New York Mellon... (BK) | 16-Mar-13 | Payment of Exercise | 16,247 | $28.85 | $468,726.00 | (5%) 324.49K to 308.24K | (19%) |
| 26-Feb-13 5:28 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-13 | Payment of Exercise | 9,160 | $27.63 | $253,091.00 | (3%) 333.65K to 324.49K | (24%) |
| 25-Feb-13 5:20 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-13 | Grant | 20,337 | -- | -- | 6% 313.31K to 333.65K | |
| 23-Jan-13 8:36 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Option Exercise | 20,000 | $23.19 | $463,800.00 | 6% 313.29K to 333.29K | |
| 23-Jan-13 8:36 PM View: | The Bank of New York Mellon... (BK) | 18-Jan-13 | Market Option Sale | 20,000 | $26.21 | $524,188.00 | (6%) 333.29K to 313.29K | (30%) |
| 13-Mar-12 4:36 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-12 | Payment of Exercise | 16,413 | $22.42 | $367,979.00 | (5%) 329.63K to 313.22K | (51%) |
| 27-Feb-12 5:21 PM View: | The Bank of New York Mellon... (BK) | 23-Feb-12 | Grant | 56,948 | -- | -- | 21% 272.69K to 329.63K | |
| 26-Jan-12 4:35 PM View: | The Bank of New York Mellon... (BK) | 24-Jan-12 | Payment of Exercise | 3,348 | $21.24 | $71,111.50 | (1%) 276.01K to 272.66K | (61%) |
| 28-Feb-11 5:21 PM View: | The Bank of New York Mellon... (BK) | 24-Feb-11 | Grant | 31,786 | -- | -- | 13% 244.14K to 275.93K | |
| 09-Feb-11 5:54 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Disposition | 2,667 | -- | -- | (1%) 249.66K to 247.0K | |
| 09-Feb-11 5:54 PM View: | The Bank of New York Mellon... (BK) | 07-Feb-11 | Payment of Exercise | 2,859 | $31.84 | $91,030.60 | (1%) 247.0K to 244.14K | (9%) |
| 06-Jul-10 4:39 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-10 | Payment of Exercise | 42,480 | $24.77 | $1,052,230.00 | (15%) 292.03K to 249.55K | (41%) |
| 18-Mar-10 5:48 PM View: | The Bank of New York Mellon... (BK) | 16-Mar-10 | Grant | 33,672 | -- | -- | 13% 258.03K to 291.7K | |
| 23-Feb-10 4:35 PM View: | The Bank of New York Mellon... (BK) | 20-Feb-10 | Payment of Exercise | 4,798 | $28.66 | $137,511.00 | (2%) 262.82K to 258.03K | (22%) |
| 17-Mar-09 5:09 PM View: | The Bank of New York Mellon... (BK) | 15-Mar-09 | Payment of Exercise | 3,168 | $23.67 | $74,986.60 | (1%) 264.32K to 261.15K | (74%) |
| 10-Mar-09 4:10 PM View: | The Bank of New York Mellon... (BK) | 09-Mar-09 | Grant | 38,394 | $18.02 | $691,860.00 | 17% 225.93K to 264.32K | 129% |
| 27-Jan-09 4:53 PM View: | The Bank of New York Mellon... (BK) | 23-Jan-09 | Payment of Exercise | 2,726 | $23.88 | $65,096.90 | (1%) 227.61K to 224.88K | (73%) |
| 05-Jan-09 5:14 PM View: | The Bank of New York Mellon... (BK) | 01-Jan-09 | Payment of Exercise | 1,047 | $28.33 | $29,661.50 | (< 1%) 228.63K to 227.58K | (48%) |
| 05-Jan-09 5:14 PM View: | The Bank of New York Mellon... (BK) | 31-Dec-08 | Payment of Exercise | 1,906 | $28.33 | $53,997.00 | (< 1%) 230.53K to 228.63K | (48%) |
| 12-Mar-08 6:34 PM View: | The Bank of New York Mellon... (BK) | 10-Mar-08 | Grant | 10,563 | $42.31 | $446,921.00 | 5% 217.36K to 227.92K | (25%) |
| 25-Feb-08 5:49 PM View: | The Bank of New York Mellon... (BK) | 21-Feb-08 | Payment of Exercise | 7,746 | $45.40 | $351,668.00 | (3%) 225.1K to 217.36K | 30% |
| 23-Jan-08 4:13 PM View: | The Bank of New York Mellon... (BK) | 19-Jan-08 | Payment of Exercise | 1,038 | $43.75 | $45,412.50 | (< 1%) 225.58K to 224.55K | 27% |
| 26-Oct-07 4:36 PM View: | The Bank of New York Mellon... (BK) | 24-Oct-07 | Option Exercise | 43,000 | $25.15 | $1,081,540.00 | 19% 225.0K to 268.0K | |
| 26-Oct-07 4:36 PM View: | The Bank of New York Mellon... (BK) | 24-Oct-07 | Market Option Sale | 43,000 | $46.77 | $2,011,280.00 | (16%) 268.0K to 225.0K | 32% |
| 25-Jul-07 5:42 PM View: | The Bank of New York Mellon... (BK) | 23-Jul-07 | Grant | 88,459 | -- | -- | 65% 135.9K to 224.36K | |
| 03-Jul-07 2:57 PM View: | Mellon Financial Corp (MEL) | 01-Jul-07 | Disposition | 132,419 | -- | -- | (97%) 135.9K to 3.48K | |
| 03-Jul-07 2:57 PM View: | Mellon Financial Corp (MEL) | 01-Jul-07 | Disposition | 3,481 | -- | -- | (100%) 3.48K to 0 | |
| 03-Jul-07 5:29 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-07 | Grant | 132,419 | -- | -- | (24926000%) 0 to 132.42K | |
| 03-Jul-07 5:29 PM View: | The Bank of New York Mellon... (BK) | 01-Jul-07 | Grant | 3,481 | -- | -- | 3% 132.42K to 135.9K | |
| 01-Jun-07 5:23 PM View: | Mellon Financial Corp (MEL) | 30-May-07 | Disposition | 9,012 | -- | -- | (6%) 144.78K to 135.77K | |
| 22-Feb-07 5:08 PM View: | Mellon Financial Corp (MEL) | 20-Feb-07 | Grant | 23,643 | -- | -- | 18% 129.67K to 153.32K | |
| 22-Feb-07 5:08 PM View: | Mellon Financial Corp (MEL) | 20-Feb-07 | Payment of Exercise | 8,870 | $45.97 | $407,754.00 | (6%) 153.32K to 144.45K | 4% |
| 25-Jan-07 4:07 PM View: | Mellon Financial Corp (MEL) | 23-Jan-07 | Payment of Exercise | 1,041 | $43.49 | $45,273.10 | (< 1%) 130.72K to 129.67K | (2%) |
| 02-May-06 3:15 PM View: | Mellon Financial Corp (MEL) | 28-Apr-06 | Option Exercise | 9,600 | $13.25 | $127,200.00 | 7% 130.12K to 139.72K | |
| 02-May-06 3:15 PM View: | Mellon Financial Corp (MEL) | 28-Apr-06 | Market Option Sale | 9,600 | $37.44 | $359,395.00 | (7%) 139.72K to 130.12K | (20%) |
| 26-Jan-06 5:03 PM View: | Mellon Financial Corp (MEL) | 24-Jan-06 | Payment of Exercise | 1,825 | $36.09 | $65,864.20 | (1%) 131.82K to 130.0K | (26%) |
| 25-Jan-06 5:22 PM View: | Mellon Financial Corp (MEL) | 23-Jan-06 | Grant | 23,537 | -- | -- | 22% 108.28K to 131.82K | |
| 16-Aug-05 5:26 PM View: | Mellon Financial Corp (MEL) | 15-Aug-05 | Option Exercise | 3,696 | $29.33 | $108,394.00 | 3% 108.17K to 111.87K | 56% |
| 16-Aug-05 5:26 PM View: | Mellon Financial Corp (MEL) | 15-Aug-05 | Market Option Sale | 3,696 | $30.60 | $113,098.00 | (3%) 111.87K to 108.17K | (50%) |
| 01-Feb-05 3:46 PM View: | Mellon Financial Corp (MEL) | 28-Jan-05 | Payment of Exercise | 5,848 | $29.21 | $170,820.00 | (5%) 113.74K to 107.89K | (59%) |
| 26-Jan-05 4:58 PM View: | Mellon Financial Corp (MEL) | 24-Jan-05 | Grant | 22,253 | -- | -- | 24% 91.49K to 113.74K | |
| 20-Jan-05 3:41 PM View: | Mellon Financial Corp (MEL) | 18-Jan-05 | Payment of Exercise | 683 | $30.16 | $20,599.30 | (< 1%) 92.17K to 91.49K | (55%) |
| 09-Nov-04 3:40 PM View: | Mellon Financial Corp (MEL) | 05-Nov-04 | Option Exercise | 15,000 | $10.22 | $153,282.00 | 17% 87.81K to 102.81K | |
| 09-Nov-04 3:40 PM View: | Mellon Financial Corp (MEL) | 05-Nov-04 | Market Option Sale | 10,681 | $30.24 | $323,029.00 | (10%) 102.81K to 92.12K | (55%) |
| 29-Jan-04 10:00 PM View: | Mellon Financial Corp (MEL) | 27-Jan-04 | Option Exercise | 4,500 | $9.42 | $42,375.20 | 5% 85.63K to 90.13K | |
| 29-Jan-04 10:00 PM View: | Mellon Financial Corp (MEL) | 27-Jan-04 | Market Option Sale | 2,628 | $33.34 | $87,617.50 | (3%) 90.13K to 87.5K | (44%) |
| 27-Jan-04 10:00 PM View: | Mellon Financial Corp (MEL) | 23-Jan-04 | Grant | 17,889 | -- | -- | 26% 67.74K to 85.63K | |
| 21-Jan-04 10:00 PM View: | Mellon Financial Corp (MEL) | 19-Jan-04 | Payment of Exercise | 777 | $33.87 | $26,317.00 | (1%) 68.51K to 67.74K | (41%) |