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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Oct-20 7:07 PM View:  | Falconstor Software Inc. (FALC) | 30-Sep-20 | Grant | 73,600 | -- | -- | 142% 51.85K to 125.45K | |
| 21-Jan-20 4:18 PM View: | Falconstor Software Inc. (FALC) | 16-Jan-20 | Grant | 44,158 | -- | -- | 578% 7.64K to 51.8K | |
| 04-Jun-19 4:18 PM View: | Falconstor Software Inc. (FALC) | 31-May-19 | Grant | 4,415,840 | -- | -- | 578% 763.91K to 5.18M | |
| 14-Jan-19 6:09 PM View: | Falconstor Software Inc. (FALC) | 27-Dec-18 | Exercise (in-the money or at-the-money) | 763,915 | $0.00 | $763.91 | 100% 0 to 763.91K | |
| 27-Nov-18 4:21 PM View: | Falconstor Software Inc. (FALC) | 20-Nov-18 | Sale | 10,000 | $0.04 | $440.00 | (100%) 10.0K to 0 | |
| 27-Nov-18 4:21 PM View: | Falconstor Software Inc. (FALC) | 19-Nov-18 | Sale | 30,000 | $0.05 | $1,455.00 | (75%) 40.0K to 10.0K | |
| 27-Nov-18 4:21 PM View: | Falconstor Software Inc. (FALC) | 16-Nov-18 | Sale | 69,773 | $0.05 | $3,506.15 | (64%) 109.77K to 40.0K | |
| 27-Nov-18 4:21 PM View: | Falconstor Software Inc. (FALC) | 01-Mar-18 | Disposition (other) | 104,217 | -- | -- | (49%) 213.99K to 109.77K | |
| 09-May-17 6:22 PM View: | Falconstor Software Inc. (FALC) | 08-May-17 | Grant | 25,223 | -- | -- | 13% 192.17K to 217.39K | |
| 05-May-17 6:04 PM View: | Falconstor Software Inc. (FALC) | 03-May-17 | Grant | 94,117 | -- | -- | 96% 98.05K to 192.17K | |
| 15-Mar-17 5:13 PM View: | Falconstor Software Inc. (FALC) | 13-Mar-17 | Grant | 15,159 | -- | -- | 18% 82.89K to 98.05K | |
| 08-Nov-16 7:34 PM View: | Falconstor Software Inc. (FALC) | 04-Nov-16 | Grant | 12,891 | -- | -- | 18% 70.0K to 82.89K | |
| 28-Apr-16 6:05 PM View: | Falconstor Software Inc. (FALC) | 27-Apr-16 | Grant | 10,000 | -- | -- | 17% 60.0K to 70.0K | |
| 27-Oct-15 4:48 PM View: | Adept Technology Inc. (ADEP) | 23-Oct-15 | Disposition | 22,590 | $13.00 | $293,670.00 | (79%) 28.59K to 6.0K | |
| 27-Oct-15 4:48 PM View: | Adept Technology Inc. (ADEP) | 23-Oct-15 | Disposition | 6,000 | $13.00 | $78,000.00 | (100%) 6.0K to 0 | |
| 17-Aug-15 4:05 PM View: | Falconstor Software Inc. (FALC) | 14-Aug-15 | Market Purchase | 20,000 | $1.69 | $33,711.50 | 50% 40.0K to 60.0K | (83%) |
| 24-Apr-15 5:25 PM View: | Falconstor Software Inc. (FALC) | 22-Apr-15 | Grant | 10,000 | -- | -- | 33% 30.0K to 40.0K | |
| 16-Dec-14 5:03 PM View: | Falconstor Software Inc. (FALC) | 15-Dec-14 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 16-Dec-14 5:03 PM View: | Falconstor Software Inc. (FALC) | 15-Dec-14 | Market Purchase | 20,000 | $1.30 | $25,990.60 | 200% 10.0K to 30.0K | (78%) |
| 31-Mar-14 5:17 PM View: | Adept Technology Inc. (ADEP) | 28-Mar-14 | Option Exercise | 2,590 | $5.79 | $14,995.00 | 10% 26.0K to 28.59K | |
| 05-Sep-13 12:50 PM View: | Adept Technology Inc. (ADEP) | 03-Sep-13 | Market Purchase | 6,000 | $4.17 | $25,019.00 | 30% 20.0K to 26.0K | 67% |
| 16-Feb-12 2:41 PM View: | Adept Technology Inc. (ADEP) | 14-Feb-12 | Market Purchase | 2,000 | $3.35 | $6,699.00 | 11% 18.0K to 20.0K | 108% |
| 18-May-11 7:22 PM View: | Epicor Software Corp. (EPIC) | 16-May-11 | Disposition (change in control) | 109,201 | $12.50 | $1,365,010.00 | (100%) 109.2K to 0 | |
| 09-Feb-11 7:06 PM View: | Epicor Software Corp. (EPIC) | 07-Feb-11 | Grant | 10,610 | -- | -- | 11% 98.59K to 109.2K | |
| 11-Feb-10 7:49 PM View: | Epicor Software Corp. (EPIC) | 09-Feb-10 | Grant | 16,194 | -- | -- | 20% 82.4K to 98.59K | |
| 04-Feb-09 7:56 PM View: | Epicor Software Corp. (EPIC) | 03-Feb-09 | Grant | 33,803 | -- | -- | 70% 48.59K to 82.4K | |
| 24-Nov-08 4:54 PM View: | Epicor Software Corp. (EPIC) | 21-Nov-08 | Market Purchase | 10,000 | $2.99 | $29,916.10 | 26% 38.59K to 48.59K | 66% |
| 21-Nov-08 6:19 PM View: | Adept Technology Inc. (ADEP) | 21-Nov-08 | Market Purchase | 10,000 | $1.97 | $19,705.00 | 125% 8.0K to 18.0K | 236% |
| 04-Aug-08 6:21 PM View: | Epicor Software Corp. (EPIC) | 01-Aug-08 | Market Purchase | 12,500 | $6.85 | $85,625.00 | 48% 26.09K to 38.59K | (27%) |
| 29-May-08 8:37 PM View: | Epicor Software Corp. (EPIC) | 27-May-08 | Grant | 15,094 | -- | -- | 137% 11.0K to 26.09K | |
| 30-Nov-07 6:05 PM View: | Adept Technology Inc. (ADEP) | 30-Nov-07 | Market Purchase | 8,000 | $6.90 | $55,188.00 | 100% 0 to 8.0K | (4%) |
| 23-May-07 7:03 PM View: | Epicor Software Corp. (EPIC) | 22-May-07 | Grant | 6,000 | -- | -- | 120% 5.0K to 11.0K | |
| 01-Jun-06 1:41 PM View: | Epicor Software Corp. (EPIC) | 30-May-06 | Grant | 5,000 | -- | -- | 100% 0 to 5.0K |