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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Dec-21 6:17 PM View:  | American Battery Technology... (ABAT) | 10-Dec-21 | Sale | 125,858 | $1.10 | $138,217.00 | (2%) 7.18M to 7.06M | |
| 10-Dec-21 6:17 PM View: | American Battery Technology... (ABAT) | 09-Dec-21 | Sale | 141,217 | $1.14 | $160,338.00 | (2%) 7.32M to 7.18M | |
| 10-Dec-21 6:17 PM View: | American Battery Technology... (ABAT) | 08-Dec-21 | Private Sale | 150,000 | $1.15 | $172,890.00 | (2%) 7.47M to 7.32M | |
| 07-Dec-21 9:13 PM View: | American Battery Technology... (ABAT) | 07-Dec-21 | Sale | 150,000 | $1.10 | $164,400.00 | (2%) 7.62M to 7.47M | |
| 07-Dec-21 9:13 PM View: | American Battery Technology... (ABAT) | 06-Dec-21 | Private Sale | 150,000 | $1.07 | $160,350.00 | (2%) 7.77M to 7.62M | |
| 20-Oct-21 3:31 PM View: | American Battery Technology... (ABAT) | 19-Oct-21 | Sale | 69,848 | $1.32 | $91,927.00 | (< 1%) 7.84M to 7.77M | |
| 20-Oct-21 3:31 PM View: | American Battery Technology... (ABAT) | 18-Oct-21 | Private Sale | 80,174 | $1.34 | $107,457.00 | (1%) 7.92M to 7.84M | |
| 18-Oct-21 2:01 PM View: | American Battery Technology... (ABAT) | 15-Oct-21 | Gift | 1,000,000 | -- | -- | (11%) 9.07M to 8.07M | |
| 18-Oct-21 2:01 PM View: | American Battery Technology... (ABAT) | 15-Oct-21 | Sale | 149,978 | $1.41 | $210,764.00 | (2%) 8.07M to 7.92M | |
| 18-Oct-21 2:01 PM View: | American Battery Technology... (ABAT) | 14-Oct-21 | Private Sale | 200,000 | $1.41 | $282,880.00 | (2%) 9.27M to 9.07M | |
| 06-Oct-21 4:49 PM View: | American Battery Technology... (ABAT) | 30-Sep-21 | Grant | 4,808 | -- | -- | < 1% 9.27M to 9.27M | |
| 06-Oct-21 4:49 PM View: | American Battery Technology... (ABAT) | 30-Jun-21 | Grant | 3,641 | -- | -- | < 1% 9.26M to 9.27M | |
| 11-Jun-21 2:51 PM View: | American Battery Technology... (ABAT) | 10-Jun-21 | Sale | 200,000 | $2.39 | $478,200.00 | (2%) 9.46M to 9.26M | |
| 11-Jun-21 2:51 PM View: | American Battery Technology... (ABAT) | 09-Jun-21 | Private Sale | 200,000 | $2.32 | $463,600.00 | (2%) 9.61M to 9.41M | |
| 09-Jun-21 4:30 PM View: | American Battery Technology... (ABAT) | 08-Jun-21 | Sale | 200,000 | $2.07 | $413,420.00 | (2%) 9.81M to 9.61M | |
| 09-Jun-21 4:30 PM View: | American Battery Technology... (ABAT) | 07-Jun-21 | Private Sale | 200,000 | $2.09 | $417,800.00 | (2%) 10.01M to 9.81M | |
| 02-Apr-21 2:49 PM View: | American Battery Technology... (ABAT) | 31-Mar-21 | Grant | 4,717 | -- | -- | < 1% 10.01M to 10.01M | |
| 11-Jan-21 6:59 PM View: | American Battery Technology... (ABAT) | 08-Jan-21 | Sale | 20,000 | $1.20 | $24,046.00 | (< 1%) 10.03M to 10.01M | |
| 11-Jan-21 6:59 PM View: | American Battery Technology... (ABAT) | 07-Jan-21 | Private Sale | 20,000 | $1.13 | $22,608.00 | (< 1%) 10.05M to 10.03M | |
| 07-Jan-21 4:46 PM View: | American Battery Technology... (ABAT) | 06-Jan-21 | Sale | 20,000 | $0.96 | $19,288.00 | (< 1%) 10.17M to 10.15M | |
| 07-Jan-21 4:46 PM View: | American Battery Technology... (ABAT) | 05-Jan-21 | Private Sale | 20,000 | $0.96 | $19,146.00 | (< 1%) 10.19M to 10.17M | |
| 15-Dec-20 11:10 AM View: | American Battery Technology... (ABAT) | 30-Nov-20 | Grant | 1,000,000 | -- | -- | 11% 9.19M to 10.19M | |
| 11-Jun-20 3:16 PM View: | American Battery Technology... (ABAT) | 05-Jun-20 | Grant | 10,000 | $0.10 | $970.00 | < 1% 9.18M to 9.19M | |
| 02-Mar-20 4:08 PM View: | American Battery Technology... (ABAT) | 24-Feb-20 | Grant | 2,000,000 | -- | -- | 28% 7.2M to 9.2M | |
| 02-Mar-20 4:08 PM View: | American Battery Technology... (ABAT) | 08-Nov-19 | Grant | 1,000,000 | -- | -- | 16% 6.2M to 7.2M | |
| 20-Feb-19 6:31 PM View: | American Battery Technology... (ABAT) | 11-Jan-19 | Grant | 2,000,000 | -- | -- | 48% 4.2M to 6.2M | |
| 15-Oct-18 5:52 PM View: | American Battery Technology... (ABAT) | 08-Oct-18 | Grant | 1,000,000 | -- | -- | 31% 3.2M to 4.2M | |
| 15-Oct-18 5:52 PM View: | American Battery Technology... (ABAT) | 08-Mar-18 | Grant | 1,200,000 | -- | -- | 60% 2.0M to 3.2M | |
| 15-Oct-18 5:52 PM View: | American Battery Technology... (ABAT) | 29-Dec-17 | Grant | 2,000,000 | -- | -- | 100% 0 to 2.0M | |
| 30-Sep-15 3:47 PM View: | Star Mountain Resources, Inc. (SMRS) | 29-Sep-15 | Grant | 50,000 | -- | -- | 40% 125.0K to 175.0K | |
| 19-May-15 3:51 PM View: | Star Mountain Resources, Inc. (SMRS) | 18-May-15 | Grant | 50,000 | -- | -- | 67% 75.0K to 125.0K | |
| 21-Apr-15 4:32 PM View: | Chinanet Online Holdings, I... (CNET) | 20-Apr-15 | Sale | 50,000 | -- | -- | (100%) 50.0K to 0 | |
| 02-Jan-15 4:17 PM View: | Chinanet Online Holdings, I... (CNET) | 30-Dec-14 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 02-Dec-14 12:45 PM View: | Star Mountain Resources, Inc. (SMRS) | 25-Nov-14 | Grant | 75,000 | -- | -- | 100% 0 to 75.0K | |
| 26-Nov-14 6:29 AM View: | Chinanet Online Holdings, I... (CNET) | 24-Nov-14 | Sale | 50,000 | -- | -- | (100%) 50.0K to 0 | |
| 19-Oct-09 2:50 PM View: | AMDL, Inc. (RXPC.PK) | 08-Sep-09 | Disposition (other) | 200,000 | -- | -- | (99%) 201.1K to 1.1K | |
| 09-Jan-09 7:48 PM View: | AMDL, Inc. (RXPC.PK) | 09-Jan-09 | Grant | 200,000 | $0.72 | $144,000.00 | 18182% 1.1K to 201.1K | 64% |
| 15-Oct-08 4:16 PM View: | Astra Energy, Inc. (ASRE) | 14-Oct-08 | Market Purchase | 15,000 | $0.10 | $1,500.00 | 1% 1.25M to 1.26M | 130% |
| 15-Oct-08 4:16 PM View: | Astra Energy, Inc. (ASRE) | 13-Oct-08 | Market Purchase | 5,000 | $0.10 | $500.00 | < 1% 1.24M to 1.25M | 130% |
| 16-Jul-08 12:32 PM View: | AMDL, Inc. (RXPC.PK) | 15-Jul-08 | Market Purchase | 1,000 | $2.68 | $2,684.00 | 1000% 100 to 1.1K | (98%) |
| 28-Jun-07 3:25 PM View: | AMDL, Inc. (RXPC.PK) | 26-Jun-07 | Option Exercise | 13,000 | $2.40 | $31,200.00 | 100% 0 to 13.0K | |
| 28-Jun-07 3:25 PM View: | AMDL, Inc. (RXPC.PK) | 26-Jun-07 | Market Option Sale | 13,000 | $3.67 | $47,671.20 | (100%) 13.0K to 0 | 98% |
| 15-Apr-04 10:00 PM View: | Axm Pharma Inc (AXJ) | 13-Apr-04 | Market Purchase | 10,171 | $5.08 | $51,668.70 | (21%) 48.5K to 38.33K | |
| 15-Mar-04 10:00 PM View: | Axm Pharma Inc (AXJ) | 12-Mar-04 | Market Purchase | 7,500 | $6.55 | $49,122.00 | (13%) 56.0K to 48.5K | |
| 15-Mar-04 10:00 PM View: | Axm Pharma Inc (AXJ) | 11-Mar-04 | Market Purchase | 34,000 | $6.76 | $229,728.00 | (38%) 90.0K to 56.0K | |
| 11-Feb-04 10:00 PM View: | Axm Pharma Inc (AXJ) | 04-Feb-04 | Market Purchase | 10,387 | $5.73 | $59,517.50 | (51%) 20.56K to 10.17K |