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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-Jul-14 5:08 PM View:  | Advaxis Inc. (ADXS) | 17-Jul-14 | Grant | 10,976 | -- | -- | 7% 165.49K to 176.46K | |
| 28-Oct-13 9:26 PM View: | Advaxis Inc. (ADXS) | 22-Oct-13 | Option Exercise | 40,783 | $4.00 | $163,132.00 | 33% 124.7K to 165.49K | (99%) |
| 10-Jul-13 8:39 PM View: | Advaxis Inc. (ADXS) | 21-May-13 | Conversion | 4,745,520 | $0.03 | $120,062.00 | 44% 10.84M to 15.59M | |
| 16-May-12 8:34 PM View: | Advaxis Inc. (ADXS) | 14-May-12 | Grant | 5,490,200 | -- | -- | 103% 5.35M to 10.84M | |
| 01-Jul-10 3:49 PM View: | Advaxis Inc. (ADXS) | 29-Jun-10 | Grant | 750,000 | -- | -- | 16% 4.6M to 5.35M | |
| 04-May-10 11:16 AM View: | Advaxis Inc. (ADXS) | 29-Apr-10 | Acquisition (other) | 1,176,470 | $0.17 | $200,000.00 | 16% 7.41M to 8.59M | (12%) |
| 10-Apr-08 1:52 PM View: | Advaxis Inc. (ADXS) | 04-Apr-08 | Grant | 750,000 | -- | -- | 28% 2.68M to 3.43M | |
| 10-Apr-08 1:52 PM View: | Advaxis Inc. (ADXS) | 01-Feb-08 | Acquisition (other) | 9,033 | -- | -- | < 1% 2.67M to 2.68M | |
| 26-Oct-07 10:05 AM View: | Advaxis Inc. (ADXS) | 23-Oct-07 | Private Purchase | 2,666,670 | $0.15 | $400,000.00 | 100% 0 to 2.67M | |
| 21-Jul-06 10:00 PM View: | Synvista Therapeutics, Inc. (SYI) | 19-Jul-06 | Grant | 160,000 | -- | -- | 168% 95.0K to 255.0K | |
| 11-Aug-03 10:00 PM View: | Biopure Corp. (BPUR) | 07-Aug-03 | Sale | 8,750 | $2.42 | $21,175.00 | (3%) 331.61K to 322.86K |