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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Apr-17 8:16 PM View:  | Peabody Energy Corp. (BTU) | 03-Apr-17 | Disposition (other) | 8,734 | -- | -- | (100%) 8.73K to 0 | |
| 21-Mar-17 4:21 PM View: | Guggenheim Enhanced Equity ... (GPM) | 21-Mar-17 | Acquisition (other) | 2,087 | $8.66 | $18,070.30 | 583007% 0 to 2.09K | (25%) |
| 15-Feb-17 7:14 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-17 | Disposition | 370 | $36.54 | $13,518.90 | (43%) 0.87K to 0.5K | 67% |
| 15-Feb-17 7:14 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-17 | Option Exercise | 370 | -- | -- | 74% 0.5K to 0.87K | |
| 31-Aug-16 5:21 PM View: | Natural Resource Partners LP (NRP) | 30-Aug-16 | Disposition | 64 | $18.76 | $1,200.65 | (11%) 0.56K to 0.5K | 34% |
| 17-Feb-16 6:00 PM View: | Natural Resource Partners LP (NRP) | 14-Feb-16 | Disposition | 3,700 | $1.03 | $3,825.80 | (40%) 9.33K to 5.63K | (26%) |
| 17-Feb-16 6:00 PM View: | Natural Resource Partners LP (NRP) | 14-Feb-16 | Option Exercise | 3,700 | -- | -- | 66% 5.63K to 9.33K | |
| 06-Jan-16 3:28 PM View: | Peabody Energy Corp. (BTU) | 04-Jan-16 | Grant | 4,333 | -- | -- | 98% 4.4K to 8.73K | |
| 12-Feb-15 5:12 PM View: | Natural Resource Partners LP (NRP) | 10-Feb-15 | Disposition | 3,580 | $8.95 | $32,042.80 | (39%) 9.21K to 5.63K | 48% |
| 12-Feb-15 5:12 PM View: | Natural Resource Partners LP (NRP) | 10-Feb-15 | Option Exercise | 3,580 | -- | -- | 64% 5.63K to 9.21K | |
| 06-Jan-15 11:07 AM View: | Peabody Energy Corp. (BTU) | 02-Jan-15 | Grant | 16,796 | -- | -- | 34% 49.25K to 66.05K | |
| 28-Oct-14 3:08 PM View: | Peabody Energy Corp. (BTU) | 24-Oct-14 | Market Purchase | 9,000 | $10.35 | $93,116.70 | 22% 40.31K to 49.31K | (100%) |
| 18-Mar-14 11:57 AM View: | Guggenheim Strategic Opport... (GOF) | 17-Mar-14 | Market Purchase | 1,000 | $21.19 | $21,189.70 | 100% 0 to 1.0K | 11% |
| 18-Mar-14 11:43 AM View: | Guggenheim Equal Weight Enh... (GEQ) | 17-Mar-14 | Market Purchase | 1,000 | $18.89 | $18,886.70 | 100% 0 to 1.0K | 16% |
| 18-Mar-14 11:50 AM View: | Guggenheim Credit Allocatio... (GGM) | 17-Mar-14 | Market Purchase | 1,000 | $23.44 | $23,440.00 | 100% 0 to 1.0K | 6% |
| 26-Feb-14 3:14 PM View: | Peabody Energy Corp. (BTU) | 25-Feb-14 | Gift | 4,525 | -- | -- | 13% 35.73K to 40.25K | |
| 26-Feb-14 3:14 PM View: | Peabody Energy Corp. (BTU) | 25-Feb-14 | Gift | 4,525 | -- | -- | (10%) 44.78K to 40.25K | |
| 26-Feb-14 3:14 PM View: | Peabody Energy Corp. (BTU) | 25-Feb-14 | Option Exercise | 4,525 | $11.05 | $50,013.90 | 11% 40.25K to 44.78K | |
| 13-Feb-14 2:08 PM View: | Natural Resource Partners LP (NRP) | 11-Feb-14 | Disposition | 3,475 | $15.81 | $54,939.80 | (38%) 9.11K to 5.63K | (7%) |
| 13-Feb-14 2:08 PM View: | Natural Resource Partners LP (NRP) | 11-Feb-14 | Option Exercise | 3,475 | -- | -- | 62% 5.63K to 9.11K | |
| 11-Feb-14 4:16 PM View: | Peabody Energy Corp. (BTU) | 10-Feb-14 | Market Sale | 2,275 | $16.33 | $37,150.80 | (6%) 38.0K to 35.73K | 100% |
| 11-Feb-14 4:16 PM View: | Peabody Energy Corp. (BTU) | 05-Feb-14 | Gift | 6,861 | -- | -- | 18% 38.0K to 44.86K | |
| 11-Feb-14 4:16 PM View: | Peabody Energy Corp. (BTU) | 05-Feb-14 | Gift | 6,861 | -- | -- | (15%) 44.86K to 38.0K | |
| 06-Jan-14 12:46 PM View: | Peabody Energy Corp. (BTU) | 02-Jan-14 | Grant | 6,653 | -- | -- | 21% 31.35K to 38.0K | |
| 26-Feb-13 5:01 PM View: | Natural Resource Partners LP (NRP) | 26-Feb-13 | Disposition | 3,375 | $22.32 | $75,330.00 | (37%) 9.01K to 5.63K | (126%) |
| 26-Feb-13 5:01 PM View: | Natural Resource Partners LP (NRP) | 26-Feb-13 | Option Exercise | 3,375 | -- | -- | 60% 5.63K to 9.01K | |
| 04-Jan-13 3:02 PM View: | Peabody Energy Corp. (BTU) | 02-Jan-13 | Grant | 5,031 | -- | -- | 19% 26.2K to 31.23K | |
| 29-Feb-12 5:39 PM View: | Natural Resource Partners LP (NRP) | 28-Feb-12 | Disposition | 3,000 | $26.40 | $79,200.00 | (35%) 8.63K to 5.63K | |
| 29-Feb-12 5:39 PM View: | Natural Resource Partners LP (NRP) | 28-Feb-12 | Option Exercise | 3,000 | -- | -- | 53% 5.63K to 8.63K | |
| 05-Jan-12 11:41 AM View: | Peabody Energy Corp. (BTU) | 03-Jan-12 | Grant | 6,617 | -- | -- | 34% 19.52K to 26.14K | |
| 21-Mar-11 12:28 PM View: | Peabody Energy Corp. (BTU) | 18-Mar-11 | Market Sale | 4,500 | $70.28 | $316,270.00 | (19%) 24.01K to 19.51K | 100% |
| 14-Feb-11 7:05 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-11 | Disposition | 3,000 | $35.44 | $106,320.00 | (35%) 8.63K to 5.63K | (184%) |
| 14-Feb-11 7:05 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-11 | Option Exercise | 3,000 | -- | -- | 53% 5.63K to 8.63K | |
| 04-Jan-11 7:11 PM View: | Peabody Energy Corp. (BTU) | 03-Jan-11 | Grant | 3,410 | -- | -- | 17% 20.6K to 24.01K | |
| 18-Nov-10 2:46 PM View: | Peabody Energy Corp. (BTU) | 17-Nov-10 | Option Exercise | 11,926 | $6.49 | $77,361.70 | 58% 20.55K to 32.48K | |
| 18-Nov-10 2:46 PM View: | Peabody Energy Corp. (BTU) | 17-Nov-10 | Market Option Sale | 11,926 | $56.39 | $672,507.00 | (37%) 32.48K to 20.55K | 100% |
| 11-Jun-10 4:31 PM View: | Natural Resource Partners LP (NRP) | 10-Jun-10 | Market Sale | 1 | $22.83 | $23.01 | (< 1%) 0.64K to 0.63K | (353%) |
| 18-Feb-10 3:44 PM View: | Peabody Energy Corp. (BTU) | 16-Feb-10 | Market Sale | 3,700 | $46.54 | $172,184.00 | (15%) 24.25K to 20.55K | 100% |
| 16-Feb-10 4:20 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-10 | Disposition | 3,000 | $24.06 | $72,180.00 | (35%) 8.64K to 5.64K | (340%) |
| 16-Feb-10 4:20 PM View: | Natural Resource Partners LP (NRP) | 13-Feb-10 | Option Exercise | 3,000 | -- | -- | 53% 5.64K to 8.64K | |
| 12-Feb-10 5:01 PM View: | Peabody Energy Corp. (BTU) | 12-Feb-10 | Market Sale | 1 | $43.53 | $37.94 | (< 1%) 24.25K | 100% |
| 06-Jan-10 3:51 PM View: | Peabody Energy Corp. (BTU) | 04-Jan-10 | Grant | 1,880 | -- | -- | 9% 22.09K to 23.97K | |
| 12-Feb-10 11:55 AM View: | Natural Resource Partners LP (NRP) | 16-Nov-09 | Market Purchase | 0 | $22.49 | $0.54 | < 1% 0.64K to 0.64K | 381% |
| 05-Nov-09 3:37 PM View: | Peabody Energy Corp. (BTU) | 03-Nov-09 | Gift | 600 | -- | -- | (3%) 22.69K to 22.09K | |
| 12-Feb-10 11:55 AM View: | Natural Resource Partners LP (NRP) | 17-Aug-09 | Market Purchase | 0 | $19.61 | $0.52 | < 1% 0.64K to 0.64K | 465% |
| 12-Feb-10 11:55 AM View: | Natural Resource Partners LP (NRP) | 15-May-09 | Market Purchase | 0 | $21.66 | $0.50 | < 1% 0.64K to 0.64K | 424% |
| 12-Feb-10 11:55 AM View: | Natural Resource Partners LP (NRP) | 17-Feb-09 | Market Purchase | 0 | $23.43 | $0.48 | < 1% 0.64K to 0.64K | 395% |
| 17-Feb-09 7:22 PM View: | Natural Resource Partners LP (NRP) | 14-Feb-09 | Disposition | 3,000 | $22.81 | $68,430.00 | (35%) 8.6K to 5.6K | (408%) |
| 17-Feb-09 7:22 PM View: | Natural Resource Partners LP (NRP) | 14-Feb-09 | Option Exercise | 3,000 | -- | -- | 54% 5.6K to 8.6K | |
| 07-Jan-09 2:13 PM View: | Peabody Energy Corp. (BTU) | 05-Jan-09 | Grant | 3,353 | -- | -- | 17% 19.34K to 22.69K |