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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Dec-15 2:49 PM View:  | Ellsworth Fund Ltd. (ECF) | 29-Dec-15 | Market Purchase | 200 | $7.75 | $1,549.20 | 40% 0.5K to 0.7K | (12%) |
| 19-Sep-06 12:44 PM View: | Ellsworth Fund Ltd. (ECF) | 15-Sep-06 | Market Purchase | 500 | $8.07 | $4,034.90 | 100% 0 to 0.5K | (8%) |
| 19-Sep-06 12:39 PM View: | Bancroft Fund Ltd (BCV) | 15-Sep-06 | Market Purchase | 245 | $18.85 | $4,618.25 | 4900% 5 to 0.25K | (85%) |
| 01-Mar-05 4:34 PM View: | Ellsworth Fund Ltd. (ECF) | 03-Dec-04 | Market Sale | 1,192 | $7.82 | $9,321.44 | (100%) 1.19K to 0 | (< 1%) |
| 01-Mar-05 4:25 PM View: | Bancroft Fund Ltd (BCV) | 03-Dec-04 | txn.SMP.title | 589 | $18.54 | $10,920.10 | (99%) 0.59K to 5 | 85% |
| 04-Dec-03 10:00 PM View: | Bancroft Fund Ltd (BCV) | 04-Dec-03 | Exercise (in-the money or at-the-money) | 84 | $18.32 | $1,538.88 | 17% 0.5K to 0.58K | 39% |
| 07-Nov-03 10:00 PM View: | Ellsworth Fund Ltd. (ECF) | 07-Nov-03 | Exercise (in-the money or at-the-money) | 169 | $7.76 | $1,311.44 | 17% 1.01K to 1.18K | 6% |