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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Sep-24 4:17 PM View:  | Moody's Corp. (MCO) | 06-Sep-24 | Grant | 15 | $482.12 | $6,994.54 | < 1% 8.8K to 8.81K | |
| 11-Jun-24 4:57 PM View: | Moody's Corp. (MCO) | 07-Jun-24 | Grant | 17 | $404.10 | $6,904.07 | < 1% 8.78K to 8.8K | (10%) |
| 18-Mar-24 4:17 PM View: | Moody's Corp. (MCO) | 15-Mar-24 | Grant | 23 | $381.23 | $8,896.46 | < 1% 8.76K to 8.78K | (5%) |
| 04-Mar-24 6:07 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-24 | Grant | 72,927 | -- | -- | 6% 1.16M to 1.24M | |
| 04-Mar-24 6:07 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-24 | Payment of Exercise | 79,293 | $31.39 | $2,489,010.00 | (6%) 1.24M to 1.16M | |
| 22-Feb-24 6:04 PM View: | Moody's Corp. (MCO) | 21-Feb-24 | Grant | 561 | $374.40 | $210,038.00 | 7% 8.2K to 8.76K | (3%) |
| 15-Feb-24 7:20 PM View: | Citizens Financial Group In... (CFG) | 14-Feb-24 | Grant | 103,712 | -- | -- | 10% 1.06M to 1.16M | |
| 18-Dec-23 4:25 PM View: | Moody's Corp. (MCO) | 15-Dec-23 | Grant | 14 | $390.61 | $5,547.13 | < 1% 8.18K to 8.2K | (7%) |
| 11-Sep-23 5:16 PM View: | Moody's Corp. (MCO) | 08-Sep-23 | Grant | 16 | $341.76 | $5,588.50 | < 1% 8.16K to 8.18K | 6% |
| 12-Jun-23 4:00 PM View: | Moody's Corp. (MCO) | 09-Jun-23 | Grant | 16 | $334.78 | $5,520.51 | < 1% 8.15K to 8.17K | |
| 16-May-23 5:40 PM View: | Citizens Financial Group In... (CFG) | 13-May-23 | Payment of Exercise | 29,015 | $24.80 | $719,572.00 | (3%) 1.09M to 1.06M | |
| 21-Mar-23 4:00 PM View: | Moody's Corp. (MCO) | 17-Mar-23 | Grant | 24 | $296.72 | $7,232.46 | < 1% 8.12K to 8.15K | |
| 03-Mar-23 5:50 PM View: | Citizens Financial Group In... (CFG) | 02-Mar-23 | Payment of Exercise | 73,952 | $41.61 | $3,077,140.00 | (6%) 1.16M to 1.09M | |
| 03-Mar-23 5:50 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-23 | Grant | 62,262 | -- | -- | 6% 1.11M to 1.18M | |
| 03-Mar-23 5:50 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-23 | Payment of Exercise | 15,784 | $41.76 | $659,140.00 | (1%) 1.18M to 1.16M | |
| 17-Feb-23 4:51 PM View: | Citizens Financial Group In... (CFG) | 15-Feb-23 | Grant | 184,586 | -- | -- | 20% 930.41K to 1.11M | |
| 08-Feb-23 4:00 PM View: | Moody's Corp. (MCO) | 07-Feb-23 | Grant | 621 | $314.22 | $195,131.00 | 8% 7.5K to 8.13K | |
| 15-Dec-22 4:01 PM View: | Moody's Corp. (MCO) | 14-Dec-22 | Grant | 15 | $300.13 | $4,559.57 | < 1% 7.49K to 7.5K | |
| 12-Sep-22 4:00 PM View: | Moody's Corp. (MCO) | 09-Sep-22 | Grant | 15 | $298.29 | $4,538.20 | < 1% 7.47K to 7.49K | |
| 13-Jun-22 4:00 PM View: | Moody's Corp. (MCO) | 10-Jun-22 | Grant | 17 | $273.65 | $4,634.56 | < 1% 7.46K to 7.47K | |
| 21-Mar-22 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-22 | Grant | 19 | $326.53 | $6,250.19 | < 1% 7.44K to 7.46K | |
| 03-Mar-22 5:03 PM View: | Citizens Financial Group In... (CFG) | 02-Mar-22 | Payment of Exercise | 8,685 | $48.56 | $421,744.00 | (< 1%) 939.1K to 930.41K | |
| 03-Mar-22 5:03 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-22 | Grant | 50,262 | -- | -- | 5% 942.69K to 992.95K | |
| 03-Mar-22 5:03 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-22 | Payment of Exercise | 53,853 | $52.42 | $2,822,970.00 | (5%) 992.95K to 939.1K | |
| 28-Feb-22 7:20 PM View: | Citizens Financial Group In... (CFG) | 25-Feb-22 | Grant | 78,022 | -- | -- | 9% 864.67K to 942.69K | |
| 18-Feb-22 4:01 PM View: | Moody's Corp. (MCO) | 17-Feb-22 | Grant | 598 | $325.99 | $194,942.00 | 9% 6.84K to 7.44K | |
| 16-Dec-21 4:00 PM View: | Moody's Corp. (MCO) | 14-Dec-21 | Grant | 9 | $395.04 | $3,735.93 | < 1% 6.83K to 6.84K | < 1% |
| 13-Sep-21 4:00 PM View: | Moody's Corp. (MCO) | 10-Sep-21 | Grant | 10 | $382.60 | $3,659.95 | < 1% 6.82K to 6.83K | (< 1%) |
| 11-Jun-21 4:00 PM View: | Moody's Corp. (MCO) | 10-Jun-21 | Grant | 10 | $337.53 | $3,431.02 | < 1% 6.81K to 6.82K | < 1% |
| 19-Mar-21 4:00 PM View: | Moody's Corp. (MCO) | 18-Mar-21 | Grant | 18 | $288.67 | $5,176.09 | < 1% 6.79K to 6.81K | (< 1%) |
| 03-Mar-21 5:23 PM View: | Citizens Financial Group In... (CFG) | 02-Mar-21 | Payment of Exercise | 8,679 | $44.30 | $384,480.00 | (< 1%) 873.35K to 864.67K | |
| 03-Mar-21 5:23 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-21 | Grant | 42,680 | -- | -- | 5% 894.58K to 937.25K | |
| 03-Mar-21 5:23 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-21 | Payment of Exercise | 63,908 | $43.44 | $2,776,160.00 | (7%) 937.25K to 873.35K | |
| 23-Feb-21 4:20 PM View: | Moody's Corp. (MCO) | 22-Feb-21 | Grant | 650 | $276.84 | $179,946.00 | 11% 6.14K to 6.79K | < 1% |
| 12-Feb-21 4:44 PM View: | Citizens Financial Group In... (CFG) | 10-Feb-21 | Grant | 102,648 | -- | -- | 13% 791.93K to 894.58K | |
| 16-Dec-20 4:06 PM View: | Moody's Corp. (MCO) | 14-Dec-20 | Grant | 9 | $278.36 | $2,604.59 | < 1% 6.13K to 6.14K | |
| 11-Sep-20 4:10 PM View: | Moody's Corp. (MCO) | 10-Sep-20 | Grant | 9 | $286.66 | $2,641.25 | < 1% 6.12K to 6.13K | |
| 11-Jun-20 4:15 PM View: | Moody's Corp. (MCO) | 10-Jun-20 | Grant | 9 | $276.05 | $2,579.69 | < 1% 6.11K to 6.12K | |
| 20-Mar-20 4:05 PM View: | Moody's Corp. (MCO) | 18-Mar-20 | Grant | 22 | $173.09 | $3,836.43 | < 1% 6.09K to 6.11K | |
| 03-Mar-20 4:31 PM View: | Citizens Financial Group In... (CFG) | 02-Mar-20 | Grant | 51,098 | -- | -- | 6% 825.12K to 876.21K | |
| 03-Mar-20 4:31 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-20 | Payment of Exercise | 84,286 | $31.69 | $2,671,020.00 | (10%) 876.21K to 791.93K | (10%) |
| 21-Feb-20 5:05 PM View: | Moody's Corp. (MCO) | 20-Feb-20 | Grant | 642 | $280.42 | $180,030.00 | 12% 5.45K to 6.09K | |
| 13-Feb-20 4:08 PM View: | Citizens Financial Group In... (CFG) | 12-Feb-20 | Grant | 127,170 | -- | -- | 18% 697.95K to 825.12K | |
| 13-Dec-19 4:09 PM View: | Moody's Corp. (MCO) | 12-Dec-19 | Grant | 8 | $234.13 | $1,951.25 | < 1% 5.44K to 5.45K | |
| 12-Sep-19 4:10 PM View: | Moody's Corp. (MCO) | 10-Sep-19 | Grant | 9 | $212.13 | $1,816.26 | < 1% 5.43K to 5.44K | |
| 12-Jun-19 5:27 PM View: | Moody's Corp. (MCO) | 10-Jun-19 | Grant | 10 | $192.35 | $1,892.53 | < 1% 5.42K to 5.43K | (1%) |
| 06-May-19 12:22 PM View: | Citizens Financial Group In... (CFG) | 03-May-19 | Payment of Exercise | 76,893 | $36.25 | $2,787,370.00 | (10%) 774.84K to 697.95K | (2%) |
| 19-Mar-19 4:08 PM View: | Moody's Corp. (MCO) | 18-Mar-19 | Grant | 8 | $177.11 | $1,416.88 | < 1% 5.41K to 5.42K | 5% |
| 04-Mar-19 3:14 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-19 | Grant | 44,394 | -- | -- | 5% 812.86K to 857.25K | |
| 04-Mar-19 3:14 PM View: | Citizens Financial Group In... (CFG) | 01-Mar-19 | Payment of Exercise | 82,417 | $36.94 | $3,044,480.00 | (10%) 857.25K to 774.84K |