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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Apr-20 5:03 PM View:  | Nvidia Corp (NVDA) | 31-Mar-20 | Market Sale | 15,669 | $269.41 | $4,221,350.00 | (15%) 103.97K to 88.3K | (93%) |
| 12-Sep-19 5:09 PM View: | Nvidia Corp (NVDA) | 10-Sep-19 | Market Sale | 10,000 | $182.37 | $1,823,710.00 | (9%) 114.24K to 104.24K | (184%) |
| 11-Mar-20 10:00 PM View: | Nvidia Corp (NVDA) | 04-Sep-19 | Gift | 2,058 | -- | -- | 2% 113.97K to 116.03K | |
| 11-Mar-20 10:00 PM View: | Nvidia Corp (NVDA) | 04-Sep-19 | Gift | 2,058 | -- | -- | (2%) 116.03K to 113.97K | |
| 11-Mar-20 10:00 PM View: | Nvidia Corp (NVDA) | 05-Jun-19 | Gift | 20 | -- | -- | (< 1%) 113.99K to 113.97K | |
| 24-May-19 5:52 PM View: | Nvidia Corp (NVDA) | 23-May-19 | Grant | 1,258 | -- | -- | 1% 112.98K to 114.24K | |
| 11-Mar-20 10:00 PM View: | Nvidia Corp (NVDA) | 20-Mar-19 | Gift | 250 | -- | -- | (< 1%) 114.24K to 113.99K | |
| 13-Feb-19 10:00 PM View: | Nvidia Corp (NVDA) | 19-Oct-18 | Gift | 250 | -- | -- | (< 1%) 113.23K to 112.98K | |
| 13-Feb-19 10:00 PM View: | Nvidia Corp (NVDA) | 24-Jul-18 | Gift | 6,213 | -- | -- | 5% 113.23K to 119.44K | |
| 13-Feb-19 10:00 PM View: | Nvidia Corp (NVDA) | 24-Jul-18 | Gift | 6,213 | -- | -- | (5%) 119.44K to 113.23K | |
| 01-Jun-18 6:32 PM View: | Nvidia Corp (NVDA) | 31-May-18 | Market Sale | 45,000 | $253.59 | $11,411,300.00 | (28%) 163.63K to 118.63K | (104%) |
| 21-May-18 5:50 PM View: | Nvidia Corp (NVDA) | 17-May-18 | Grant | 963 | -- | -- | < 1% 162.67K to 163.63K | |
| 13-Feb-19 10:00 PM View: | Nvidia Corp (NVDA) | 05-Apr-18 | Gift | 5,400 | -- | -- | (3%) 163.63K to 158.23K | |
| 20-Feb-18 4:13 PM View: | Nvidia Corp (NVDA) | 15-Feb-18 | Option Exercise | 20,000 | $12.08 | $241,600.00 | 11% 183.03K to 203.03K | |
| 20-Feb-18 4:13 PM View: | Nvidia Corp (NVDA) | 15-Feb-18 | Market Option Sale | 20,000 | $245.67 | $4,913,340.00 | (10%) 203.03K to 183.03K | (110%) |
| 20-Feb-18 4:13 PM View: | Nvidia Corp (NVDA) | 15-Feb-18 | Market Sale | 20,359 | $245.67 | $5,001,620.00 | (11%) 183.03K to 162.67K | (110%) |
| 21-Feb-18 10:00 PM View: | Nvidia Corp (NVDA) | 17-Oct-17 | Gift | 600 | -- | -- | (< 1%) 181.57K to 180.97K | |
| 23-Jun-17 6:50 PM View: | Nvidia Corp (NVDA) | 21-Jun-17 | Option Exercise | 27,269 | $12.08 | $329,410.00 | 13% 203.63K to 230.9K | |
| 23-Jun-17 6:50 PM View: | Nvidia Corp (NVDA) | 21-Jun-17 | Market Option Sale | 27,269 | $158.72 | $4,328,070.00 | (12%) 230.9K to 203.63K | (224%) |
| 26-May-17 5:26 PM View: | Nvidia Corp (NVDA) | 24-May-17 | Grant | 2,058 | -- | -- | 1% 201.57K to 203.63K | |
| 21-Feb-18 10:00 PM View: | Nvidia Corp (NVDA) | 26-Apr-17 | Gift | 9,808 | -- | -- | (5%) 191.38K to 181.57K | |
| 21-Feb-18 10:00 PM View: | Nvidia Corp (NVDA) | 19-Apr-17 | Gift | 10,192 | -- | -- | (5%) 201.57K to 191.38K | |
| 26-May-17 5:26 PM View: | Nvidia Corp (NVDA) | 11-Apr-17 | Gift | 10,283 | -- | -- | 5% 201.57K to 211.85K | |
| 26-May-17 5:26 PM View: | Nvidia Corp (NVDA) | 11-Apr-17 | Gift | 10,283 | -- | -- | (5%) 211.85K to 201.57K | |
| 10-Mar-17 10:00 PM View: | Nvidia Corp (NVDA) | 12-Jan-17 | Gift | 500 | -- | -- | (< 1%) 202.07K to 201.57K | |
| 10-Mar-17 10:00 PM View: | Nvidia Corp (NVDA) | 23-Dec-16 | Gift | 25 | -- | -- | (< 1%) 202.09K to 202.07K | |
| 10-Mar-17 10:00 PM View: | Nvidia Corp (NVDA) | 19-Dec-16 | Gift | 17,307 | -- | -- | 9% 202.09K to 219.4K | |
| 10-Mar-17 10:00 PM View: | Nvidia Corp (NVDA) | 19-Dec-16 | Gift | 17,307 | -- | -- | (8%) 219.4K to 202.09K | |
| 10-Mar-17 10:00 PM View: | Nvidia Corp (NVDA) | 28-Nov-16 | Gift | 2,400 | -- | -- | (1%) 204.5K to 202.09K | |
| 21-Nov-16 5:17 PM View: | Nvidia Corp (NVDA) | 17-Nov-16 | Option Exercise | 35,000 | $17.78 | $622,300.00 | 17% 204.5K to 239.5K | |
| 21-Nov-16 5:17 PM View: | Nvidia Corp (NVDA) | 17-Nov-16 | Market Option Sale | 35,000 | $92.25 | $3,228,690.00 | (15%) 239.5K to 204.5K | (456%) |
| 23-May-16 6:39 PM View: | Nvidia Corp (NVDA) | 19-May-16 | Grant | 6,213 | -- | -- | 3% 198.28K to 204.5K | |
| 03-Mar-16 4:55 PM View: | Nvidia Corp (NVDA) | 01-Mar-16 | Option Exercise | 40,000 | $12.46 | $498,400.00 | 20% 198.28K to 238.28K | |
| 03-Mar-16 4:55 PM View: | Nvidia Corp (NVDA) | 01-Mar-16 | Market Option Sale | 40,000 | $31.84 | $1,273,710.00 | (17%) 238.28K to 198.28K | (1503%) |
| 02-Mar-16 7:32 PM View: | Nvidia Corp (NVDA) | 08-Oct-15 | Gift | 150 | -- | -- | (< 1%) 198.43K to 198.28K | |
| 26-May-15 8:25 PM View: | Nvidia Corp (NVDA) | 21-May-15 | Grant | 10,283 | -- | -- | 35% 29.52K to 39.8K | |
| 25-Nov-14 5:52 PM View: | Nvidia Corp (NVDA) | 24-Nov-14 | Option Exercise | 48,000 | $9.67 | $464,160.00 | 30% 158.63K to 206.63K | |
| 25-Nov-14 5:52 PM View: | Nvidia Corp (NVDA) | 24-Nov-14 | Market Option Sale | 48,000 | $20.54 | $986,146.00 | (23%) 206.63K to 158.63K | (2337%) |
| 03-Oct-14 7:01 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Market Sale | 231,287 | $3.77 | $872,415.00 | (5%) 5.02M to 4.78M | 76% |
| 03-Oct-14 7:01 PM View: | Threshold Pharmaceuticals I... (MTEM) | 01-Oct-14 | Exercise (in-the money or at-the-money) | 425,571 | $2.05 | $872,420.00 | 9% 4.59M to 5.02M | |
| 23-Jun-14 6:09 PM View: | Threshold Pharmaceuticals I... (MTEM) | 20-Jun-14 | Market Sale Duplicate | 13,988 | $4.01 | $56,065.30 | (< 1%) 4.6M to 4.59M | 77% |
| 16-Jun-14 7:06 PM View: | eLoyalty Corp. (MATR) | 12-Jun-14 | Market Sale Duplicate | 20,700 | $5.12 | $105,984.00 | (< 1%) 2.51M to 2.49M | 48% |
| 28-May-14 7:10 PM View: | Nvidia Corp (NVDA) | 27-May-14 | Grant | 12,208 | -- | -- | 71% 17.31K to 29.52K | |
| 09-Feb-15 6:28 PM View: | eLoyalty Corp. (MATR) | 01-Jan-14 | Disposition (other) Duplicate | -- | -- | -- | 0% 2.49M | |
| 08-Aug-14 6:30 PM View: | Cardica Inc. (DXTR) | 01-Jan-14 | Gift Duplicate | -- | -- | -- | 0% 3.61M | |
| 05-Dec-13 4:58 PM View: | eLoyalty Corp. (MATR) | 03-Dec-13 | Private Purchase | 230,611 | $3.90 | $899,383.00 | 10% 2.28M to 2.51M | |
| 04-Jun-13 5:30 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Market Sale | 265,360 | $5.72 | $1,518,920.00 | (5%) 4.87M to 4.6M | 84% |
| 04-Jun-13 5:30 PM View: | Threshold Pharmaceuticals I... (MTEM) | 31-May-13 | Exercise (in-the money or at-the-money) | 816,628 | $1.86 | $1,518,930.00 | 20% 4.05M to 4.87M | |
| 20-May-13 7:37 PM View: | Nvidia Corp (NVDA) | 16-May-13 | Grant | 17,307 | -- | -- | 100% 0 to 17.31K | |
| 22-Mar-13 6:54 PM View: | Cardica Inc. (DXTR) | 20-Mar-13 | Private Purchase | 1,028,030 | $1.05 | $1,079,440.00 | 40% 2.58M to 3.61M |