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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 11-May-20 6:10 PM View:  | PMC Commercial Trust (CMCT) | 07-May-20 | Grant | 5,478 | -- | -- | 96% 5.71K to 11.18K | |
| 20-Feb-20 4:05 PM View: | J2 Global Communications, I... (JCOM) | 19-Feb-20 | Option Exercise | 18,281 | $22.92 | $419,001.00 | 20% 92.63K to 110.91K | |
| 20-Feb-20 4:05 PM View: | J2 Global Communications, I... (JCOM) | 19-Feb-20 | Market Option Sale | 18,281 | $97.22 | $1,777,280.00 | (16%) 110.91K to 92.63K | (43%) |
| 02-Aug-19 4:59 PM View: | PMC Commercial Trust (CMCT) | 31-Jul-19 | Grant | 245 | -- | -- | 1% 16.87K to 17.12K | |
| 07-May-19 8:14 PM View: | J2 Global Communications, I... (JCOM) | 03-May-19 | Grant | 2,292 | -- | -- | 3% 90.33K to 92.63K | |
| 03-May-19 6:02 PM View: | PMC Commercial Trust (CMCT) | 01-May-19 | Grant | 2,667 | -- | -- | 19% 14.21K to 16.87K | |
| 20-Feb-19 5:00 PM View: | J2 Global Communications, I... (JCOM) | 19-Feb-19 | Option Exercise | 16,680 | $21.67 | $361,456.00 | 21% 78.0K to 94.68K | |
| 20-Feb-19 5:00 PM View: | J2 Global Communications, I... (JCOM) | 19-Feb-19 | Market Option Sale | 4,350 | $84.19 | $366,245.00 | (5%) 94.68K to 90.33K | (65%) |
| 01-Jun-18 6:22 PM View: | Luminex Corp (LMNX) | 17-May-18 | Grant | 4,357 | -- | -- | 2% 215.8K to 220.16K | |
| 07-May-18 7:58 PM View: | J2 Global Communications, I... (JCOM) | 03-May-18 | Grant | 2,435 | -- | -- | 3% 75.57K to 78.0K | |
| 07-May-18 5:02 PM View: | PMC Commercial Trust (CMCT) | 03-May-18 | Grant | 3,378 | -- | -- | 31% 10.83K to 14.21K | |
| 19-Apr-18 8:00 PM View: | J2 Global Communications, I... (JCOM) | 18-Apr-18 | Option Exercise | 12,779 | $20.91 | $267,209.00 | 17% 75.57K to 88.35K | |
| 19-Apr-18 8:00 PM View: | J2 Global Communications, I... (JCOM) | 18-Apr-18 | Market Option Sale | 12,779 | $81.63 | $1,043,130.00 | (14%) 88.35K to 75.57K | (68%) |
| 12-Apr-18 6:13 PM View: | J2 Global Communications, I... (JCOM) | 11-Apr-18 | Option Exercise | 10,000 | $20.91 | $209,100.00 | 13% 75.57K to 85.57K | |
| 12-Apr-18 6:13 PM View: | J2 Global Communications, I... (JCOM) | 11-Apr-18 | Market Option Sale | 10,000 | $78.85 | $788,484.00 | (12%) 85.57K to 75.57K | (74%) |
| 31-Aug-17 2:46 PM View: | Luminex Corp (LMNX) | 25-Aug-17 | Market Sale | 18,037 | $18.88 | $340,517.00 | (8%) 233.84K to 215.8K | (90%) |
| 31-Aug-17 2:46 PM View: | Luminex Corp (LMNX) | 24-Aug-17 | Market Sale | 12,332 | $18.89 | $232,928.00 | (5%) 246.17K to 233.84K | (90%) |
| 24-Aug-17 12:01 PM View: | Luminex Corp (LMNX) | 23-Aug-17 | Market Sale | 14,189 | $18.92 | $268,439.00 | (5%) 260.36K to 246.17K | (89%) |
| 24-Aug-17 12:01 PM View: | Luminex Corp (LMNX) | 22-Aug-17 | Market Sale | 5,442 | $19.13 | $104,121.00 | (2%) 265.8K to 260.36K | (87%) |
| 13-Jun-17 6:03 PM View: | PMC Commercial Trust (CMCT) | 09-Jun-17 | Grant | 3,195 | -- | -- | 42% 7.63K to 10.83K | |
| 22-May-17 4:24 PM View: | Luminex Corp (LMNX) | 18-May-17 | Grant | 5,528 | -- | -- | 2% 260.27K to 265.8K | |
| 12-May-17 5:57 PM View: | J2 Global Communications, I... (JCOM) | 10-May-17 | Option Exercise | 9,000 | $32.45 | $292,050.00 | 12% 75.57K to 84.57K | |
| 12-May-17 5:57 PM View: | J2 Global Communications, I... (JCOM) | 10-May-17 | Market Option Sale | 9,000 | $88.67 | $798,073.00 | (11%) 84.57K to 75.57K | (53%) |
| 08-May-17 7:43 PM View: | J2 Global Communications, I... (JCOM) | 04-May-17 | Grant | 1,974 | -- | -- | 3% 73.59K to 75.57K | |
| 22-Mar-17 5:06 PM View: | Presbia Plc (LENS) | 13-Mar-17 | Grant | 12,738 | -- | -- | 15% 83.39K to 96.13K | |
| 13-Mar-17 4:26 PM View: | Presbia Plc (LENS) | 08-Mar-17 | Exercise (in-the money or at-the-money) | 55,873 | $3.00 | $167,619.00 | 203% 27.52K to 83.39K | (83%) |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 23-Dec-16 | Acquisition (small) | 59 | $15.60 | $913.13 | < 1% 7.57K to 7.63K | (64%) |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 28-Sep-16 | Acquisition (small) | 57 | $15.81 | $900.70 | < 1% 7.52K to 7.57K | (65%) |
| 09-Aug-16 4:32 PM View: | Presbia Plc (LENS) | 05-Aug-16 | Grant | 8,247 | -- | -- | 43% 19.27K to 27.52K | |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 28-Jun-16 | Acquisition (small) | 49 | $18.03 | $890.14 | < 1% 7.47K to 7.52K | (70%) |
| 23-May-16 12:18 PM View: | Luminex Corp (LMNX) | 19-May-16 | Grant | 5,903 | -- | -- | 2% 254.37K to 260.27K | |
| 06-May-16 5:55 PM View: | J2 Global Communications, I... (JCOM) | 04-May-16 | Grant | 2,858 | -- | -- | 4% 70.74K to 73.59K | |
| 06-May-16 8:01 PM View: | PMC Commercial Trust (CMCT) | 04-May-16 | Grant | 3,392 | -- | -- | 85% 4.0K to 7.39K | |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 29-Mar-16 | Acquisition (small) | 25 | $17.71 | $447.83 | < 1% 7.44K to 7.47K | (70%) |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 29-Dec-15 | Acquisition (small) | 27 | $16.41 | $441.90 | < 1% 7.42K to 7.44K | (68%) |
| 20-Nov-15 5:24 PM View: | Presbia Plc (LENS) | 19-Nov-15 | Market Purchase | 5,500 | $3.96 | $21,785.00 | 40% 13.77K to 19.27K | (88%) |
| 20-Nov-15 5:24 PM View: | Presbia Plc (LENS) | 18-Nov-15 | Market Purchase | 4,500 | $3.99 | $17,955.00 | 49% 9.27K to 13.77K | (88%) |
| 14-Feb-17 10:00 PM View: | PMC Commercial Trust (CMCT) | 30-Sep-15 | Acquisition (small) | 24 | $18.38 | $436.78 | < 1% 7.39K to 7.42K | (72%) |
| 31-Aug-15 4:19 PM View: | J2 Global Communications, I... (JCOM) | 27-Aug-15 | Option Exercise | 15,000 | $18.76 | $281,475.00 | 21% 70.74K to 85.74K | |
| 31-Aug-15 4:19 PM View: | J2 Global Communications, I... (JCOM) | 27-Aug-15 | Market Option Sale (Planned) | 15,000 | $68.33 | $1,024,890.00 | (17%) 85.74K to 70.74K | (104%) |
| 24-Aug-15 4:30 PM View: | J2 Global Communications, I... (JCOM) | 20-Aug-15 | Option Exercise | 15,000 | $18.76 | $281,475.00 | 21% 70.74K to 85.74K | |
| 24-Aug-15 4:30 PM View: | J2 Global Communications, I... (JCOM) | 20-Aug-15 | Market Option Sale (Planned) | 15,000 | $71.97 | $1,079,590.00 | (17%) 85.74K to 70.74K | (94%) |
| 17-Aug-15 7:21 PM View: | J2 Global Communications, I... (JCOM) | 13-Aug-15 | Option Exercise | 15,000 | $18.76 | $281,475.00 | 21% 70.74K to 85.74K | |
| 17-Aug-15 7:21 PM View: | J2 Global Communications, I... (JCOM) | 13-Aug-15 | Market Option Sale (Planned) | 15,000 | $73.05 | $1,095,800.00 | (17%) 85.74K to 70.74K | (91%) |
| 10-Aug-15 4:12 PM View: | J2 Global Communications, I... (JCOM) | 06-Aug-15 | Option Exercise | 15,000 | $18.76 | $281,475.00 | 21% 70.74K to 85.74K | |
| 10-Aug-15 4:12 PM View: | J2 Global Communications, I... (JCOM) | 06-Aug-15 | Market Option Sale (Planned) | 15,000 | $73.92 | $1,108,860.00 | (17%) 85.74K to 70.74K | (89%) |
| 15-May-15 5:27 PM View: | Luminex Corp (LMNX) | 14-May-15 | Grant | 5,561 | -- | -- | 2% 248.81K to 254.37K | |
| 08-May-15 4:17 PM View: | J2 Global Communications, I... (JCOM) | 06-May-15 | Grant | 2,672 | -- | -- | 4% 68.06K to 70.74K | |
| 07-Apr-15 7:54 PM View: | PMC Commercial Trust (CMCT) | 03-Apr-15 | Grant | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 18-Mar-15 4:12 PM View: | Presbia Plc (LENS) | 16-Mar-15 | Grant | 9,270 | -- | -- | 100% 0 to 9.27K |