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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Jul-20 4:59 PM View:  | Cowen Group, Inc. (COWN) | 27-Jul-20 | Grant | 14,620 | -- | -- | 13% 113.73K to 128.35K | |
| 12-Jun-20 4:50 PM View: | WR Berkley Corp. (WRB) | 12-Jun-20 | Grant | 3,483 | -- | -- | 2% 146.32K to 149.8K | |
| 25-Jul-19 4:16 PM View: | Cowen Group, Inc. (COWN) | 24-Jul-19 | Grant | 12,473 | -- | -- | 12% 101.26K to 113.73K | |
| 10-Jun-19 5:21 PM View: | WR Berkley Corp. (WRB) | 06-Jun-19 | Grant | 3,151 | -- | -- | 2% 143.16K to 146.32K | |
| 02-Aug-18 4:58 PM View: | Cowen Group, Inc. (COWN) | 31-Jul-18 | Grant | 12,332 | -- | -- | 14% 88.93K to 101.26K | |
| 04-Jun-18 5:08 PM View: | WR Berkley Corp. (WRB) | 31-May-18 | Grant | 2,619 | -- | -- | 3% 92.83K to 95.44K | |
| 26-Jun-17 5:04 PM View: | Cowen Group, Inc. (COWN) | 22-Jun-17 | Grant | 11,534 | -- | -- | 15% 77.4K to 88.93K | |
| 16-May-17 4:35 PM View: | WR Berkley Corp. (WRB) | 16-May-17 | Grant | 3,000 | -- | -- | 3% 89.83K to 92.83K | |
| 29-Jun-16 4:54 PM View: | Cowen Group, Inc. (COWN) | 27-Jun-16 | Grant | 45,181 | -- | -- | 17% 264.4K to 309.58K | |
| 26-May-16 3:11 PM View: | WR Berkley Corp. (WRB) | 25-May-16 | Grant | 3,000 | -- | -- | 3% 86.83K to 89.83K | |
| 02-Jun-15 6:02 PM View: | WR Berkley Corp. (WRB) | 02-Jun-15 | Grant | 3,000 | -- | -- | 4% 83.83K to 86.83K | |
| 28-Apr-15 4:29 PM View: | Cowen Group, Inc. (COWN) | 27-Apr-15 | Grant | 30,957 | -- | -- | 13% 233.44K to 264.4K | |
| 21-May-14 2:43 PM View: | WR Berkley Corp. (WRB) | 20-May-14 | Grant | 3,000 | -- | -- | 4% 80.83K to 83.83K | |
| 07-May-14 4:26 PM View: | Cowen Group, Inc. (COWN) | 05-May-14 | Grant | 35,717 | -- | -- | 18% 197.73K to 233.44K | |
| 22-May-13 10:57 AM View: | WR Berkley Corp. (WRB) | 21-May-13 | Grant | 3,000 | -- | -- | 4% 77.83K to 80.83K | |
| 06-May-13 5:37 PM View: | Cowen Group, Inc. (COWN) | 02-May-13 | Grant | 56,279 | -- | -- | 40% 141.45K to 197.73K | |
| 22-May-12 4:21 PM View: | WR Berkley Corp. (WRB) | 22-May-12 | Grant | 3,000 | -- | -- | 4% 74.83K to 77.83K | |
| 08-May-12 5:22 PM View: | Cowen Group, Inc. (COWN) | 04-May-12 | Grant | 56,160 | -- | -- | 66% 85.29K to 141.45K | |
| 18-May-11 11:44 AM View: | WR Berkley Corp. (WRB) | 17-May-11 | Grant | 3,000 | -- | -- | 4% 71.83K to 74.83K | |
| 09-May-11 4:23 PM View: | Cowen Group, Inc. (COWN) | 05-May-11 | Grant | 36,471 | -- | -- | 75% 48.82K to 85.29K | |
| 18-May-10 3:05 PM View: | WR Berkley Corp. (WRB) | 18-May-10 | Grant | 3,000 | -- | -- | 4% 68.83K to 71.83K | |
| 25-Feb-10 12:37 PM View: | Cowen Group, Inc. (COWN) | 23-Feb-10 | Grant | 18,818 | -- | -- | 63% 30.0K to 48.82K | |
| 22-Dec-09 5:07 PM View: | Cowen Group, Inc. (COWN) | 18-Dec-09 | Market Purchase | 30,000 | $5.00 | $150,000.00 | 100% 0 to 30.0K | 37% |
| 20-May-09 2:19 PM View: | WR Berkley Corp. (WRB) | 19-May-09 | Grant | 2,000 | -- | -- | 3% 66.83K to 68.83K | |
| 30-May-08 10:22 AM View: | WR Berkley Corp. (WRB) | 28-May-08 | Grant | 2,000 | -- | -- | 3% 64.83K to 66.83K | |
| 09-May-07 9:19 AM View: | WR Berkley Corp. (WRB) | 08-May-07 | Grant | 1,500 | -- | -- | 2% 63.33K to 64.83K | |
| 03-Jan-07 11:28 AM View: | Strategic Distribution Inc (STRD) | 30-Dec-06 | Option Exercise | 400 | $1.19 | $476.00 | 22% 1.8K to 2.2K | |
| 29-Aug-06 1:17 PM View: | Topps Co Inc (TOPP) | 25-Aug-06 | Grant | 2,301 | $8.69 | $19,995.70 | 3% 71.45K to 73.75K | 14% |
| 16-May-06 3:33 PM View: | WR Berkley Corp. (WRB) | 16-May-06 | Grant | 1,500 | -- | -- | 2% 61.83K to 63.33K | |
| 05-Dec-05 4:32 PM View: | Strategic Distribution Inc (STRD) | 05-Dec-05 | Option Exercise | 400 | $0.10 | $40.00 | 29% 1.4K to 1.8K | |
| 01-Jul-05 10:08 AM View: | Topps Co Inc (TOPP) | 01-Jul-05 | Grant | 1,994 | $10.03 | $19,999.80 | 3% 69.45K to 71.45K | < 1% |
| 10-May-05 11:37 AM View: | WR Berkley Corp. (WRB) | 10-May-05 | Grant | 1,000 | -- | -- | 2% 40.22K to 41.22K | |
| 17-Dec-04 1:48 PM View: | Strategic Distribution Inc (STRD) | 16-Dec-04 | Option Exercise | 400 | $9.40 | $3,760.00 | 40% 1.0K to 1.4K | |
| 01-Jul-04 3:19 PM View: | Topps Co Inc (TOPP) | 01-Jul-04 | Grant | 2,055 | $9.73 | $19,995.10 | 3% 67.4K to 69.45K | 6% |
| 12-May-04 10:00 PM View: | WR Berkley Corp. (WRB) | 11-May-04 | Grant | 189 | -- | -- | < 1% 26.62K to 26.81K | |
| 04-Nov-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 31-Oct-03 | Disposition | 24,181 | -- | -- | (100%) 24.18K to 0 | |
| 31-Oct-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 29-Oct-03 | Option Exercise | 318 | -- | -- | 1% 23.86K to 24.18K | |
| 25-Sep-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 24-Sep-03 | Option Exercise | 929 | -- | -- | 4% 22.93K to 23.86K |