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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Apr-21 4:07 PM View:  | GAMCO Investors, Inc. (GBL) | 05-Apr-21 | Payment of Exercise | 368 | $19.45 | $7,157.60 | (2%) 14.9K to 14.54K | 6% |
| 05-Mar-20 6:02 PM View: | GAMCO Investors, Inc. (GBL) | 05-Mar-20 | Grant | 3,000 | -- | -- | 25% 11.9K to 14.9K | |
| 01-Jul-19 3:34 PM View: | GAMCO Investors, Inc. (GBL) | 01-Jul-19 | Grant | 3,500 | -- | -- | 42% 8.4K to 11.9K | |
| 09-Aug-18 4:10 PM View: | GAMCO Investors, Inc. (GBL) | 07-Aug-18 | Grant | 5,500 | -- | -- | 189% 2.9K to 8.4K | |
| 05-Apr-18 1:34 PM View: | GAMCO Investors, Inc. (GBL) | 04-Apr-18 | Grant | 2,500 | -- | -- | 619% 0.4K to 2.9K | |
| 16-Jan-18 3:10 PM View: | GAMCO Investors, Inc. (GBL) | 12-Jan-18 | Payment of Exercise | 428 | $29.94 | $12,814.30 | (51%) 0.83K to 0.4K | 27% |
| 18-Sep-17 11:18 AM View: | GAMCO Investors, Inc. (GBL) | 15-Sep-17 | Payment of Exercise | 168 | $28.79 | $4,836.72 | (17%) 1.0K to 0.83K | 24% |
| 16-Jun-17 5:44 PM View: | Associated Capital Group, I... (AC) | 15-Jun-17 | Payment of Exercise | 559 | $34.35 | $19,201.60 | (56%) 1.0K to 0.44K | |
| 26-Oct-15 4:06 PM View: | GAMCO Investors, Inc. (GBL) | 23-Oct-15 | Payment of Exercise | 27 | $57.86 | $1,562.22 | (< 1%) 2.78K to 2.75K | 62% |
| 26-Oct-15 4:06 PM View: | GAMCO Investors, Inc. (GBL) | 23-Oct-15 | Market Sale | 1,755 | $59.25 | $103,987.00 | (64%) 2.75K to 1.0K | 63% |
| 20-Oct-15 1:39 PM View: | GAMCO Investors, Inc. (GBL) | 19-Oct-15 | Payment of Exercise | 1,218 | $57.86 | $70,473.50 | (30%) 4.0K to 2.78K | 62% |
| 17-Sep-14 4:54 PM View: | GAMCO Investors, Inc. (GBL) | 15-Sep-14 | Grant | 1,000 | -- | -- | 33% 3.0K to 4.0K | |
| 04-Nov-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 31-Oct-03 | Disposition | 27,786 | -- | -- | (100%) 27.79K to 0 | |
| 31-Oct-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 29-Oct-03 | Payment of Exercise | 2,055 | $42.80 | $87,954.00 | (7%) 29.84K to 27.79K |