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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Sep-18 11:36 AM View:  | Principal Financial Group I... (PFG) | 04-Sep-18 | Option Exercise | 10,000 | $30.70 | $307,000.00 | 6% 159.33K to 169.33K | |
| 05-Sep-18 11:36 AM View: | Principal Financial Group I... (PFG) | 04-Sep-18 | Market Option Sale (Planned) | 10,000 | $55.42 | $554,200.00 | (6%) 169.33K to 159.33K | 18% |
| 05-Sep-18 11:36 AM View: | Principal Financial Group I... (PFG) | 04-Sep-18 | Market Sale (Planned) | 10,000 | $55.42 | $554,200.00 | (6%) 159.33K to 149.33K | 18% |
| 03-Aug-18 3:29 PM View: | Principal Financial Group I... (PFG) | 02-Aug-18 | Option Exercise | 10,000 | $30.70 | $307,000.00 | 6% 169.33K to 179.33K | |
| 03-Aug-18 3:29 PM View: | Principal Financial Group I... (PFG) | 02-Aug-18 | Market Option Sale (Planned) | 10,000 | $55.44 | $554,400.00 | (6%) 179.33K to 169.33K | 18% |
| 03-Aug-18 3:29 PM View: | Principal Financial Group I... (PFG) | 02-Aug-18 | Market Sale (Planned) | 10,000 | $55.44 | $554,400.00 | (6%) 169.33K to 159.33K | 18% |
| 06-Jul-18 11:19 AM View: | Principal Financial Group I... (PFG) | 02-Jul-18 | Option Exercise | 10,000 | $30.70 | $307,000.00 | 6% 179.33K to 189.33K | |
| 06-Jul-18 11:19 AM View: | Principal Financial Group I... (PFG) | 02-Jul-18 | Market Option Sale (Planned) | 10,000 | $52.72 | $527,200.00 | (5%) 189.33K to 179.33K | 14% |
| 06-Jul-18 11:19 AM View: | Principal Financial Group I... (PFG) | 02-Jul-18 | Market Sale (Planned) | 10,000 | $52.72 | $527,200.00 | (6%) 179.33K to 169.33K | 14% |
| 05-Jun-18 4:35 PM View: | Principal Financial Group I... (PFG) | 04-Jun-18 | Option Exercise | 10,000 | $30.70 | $307,000.00 | 5% 188.96K to 198.96K | |
| 05-Jun-18 4:35 PM View: | Principal Financial Group I... (PFG) | 04-Jun-18 | Market Option Sale (Planned) | 10,000 | $56.31 | $563,100.00 | (5%) 198.96K to 188.96K | 20% |
| 05-Jun-18 4:35 PM View: | Principal Financial Group I... (PFG) | 04-Jun-18 | Market Sale (Planned) | 10,000 | $56.31 | $563,100.00 | (5%) 188.96K to 178.96K | 20% |
| 28-Feb-18 5:13 PM View: | Principal Financial Group I... (PFG) | 26-Feb-18 | Grant | 15,120 | -- | -- | 9% 173.83K to 188.95K | |
| 28-Nov-17 2:35 PM View: | Principal Financial Group I... (PFG) | 24-Nov-17 | Payment of Exercise | 22,725 | $68.65 | $1,560,070.00 | (12%) 196.55K to 173.82K | 36% |
| 03-Oct-17 5:22 PM View: | Principal Financial Group I... (PFG) | 29-Sep-17 | Grant | 295 | -- | -- | < 1% 196.25K to 196.55K | |
| 12-Sep-17 4:49 PM View: | Principal Financial Group I... (PFG) | 12-Sep-17 | Option Exercise | 6,093 | $60.10 | $366,189.00 | 3% 195.82K to 201.91K | (27%) |
| 12-Sep-17 4:49 PM View: | Principal Financial Group I... (PFG) | 12-Sep-17 | Market Option Sale (Planned) | 6,093 | $62.34 | $379,838.00 | (3%) 201.91K to 195.82K | 29% |
| 12-Sep-17 4:49 PM View: | Principal Financial Group I... (PFG) | 11-Sep-17 | Option Exercise | 100 | $60.10 | $6,010.00 | < 1% 195.82K to 195.92K | (27%) |
| 12-Sep-17 4:49 PM View: | Principal Financial Group I... (PFG) | 11-Sep-17 | Market Option Sale (Planned) | 100 | $62.00 | $6,200.00 | (< 1%) 195.92K to 195.82K | 29% |
| 06-Sep-17 11:20 AM View: | Principal Financial Group I... (PFG) | 05-Sep-17 | Option Exercise | 60,814 | $35.10 | $2,134,530.00 | 31% 195.82K to 256.63K | |
| 06-Sep-17 11:20 AM View: | Principal Financial Group I... (PFG) | 05-Sep-17 | Market Option Sale (Planned) | 60,814 | $62.10 | $3,776,550.00 | (24%) 256.63K to 195.82K | 29% |
| 08-Aug-17 11:07 AM View: | Principal Financial Group I... (PFG) | 04-Aug-17 | Option Exercise | 60,817 | $35.10 | $2,134,660.00 | 31% 195.82K to 256.64K | |
| 08-Aug-17 11:07 AM View: | Principal Financial Group I... (PFG) | 04-Aug-17 | Market Option Sale (Planned) | 60,817 | $66.98 | $4,073,520.00 | (24%) 256.64K to 195.82K | 35% |
| 07-Jul-17 3:26 PM View: | Principal Financial Group I... (PFG) | 05-Jul-17 | Option Exercise | 60,816 | $35.10 | $2,134,630.00 | 31% 195.82K to 256.63K | |
| 07-Jul-17 3:26 PM View: | Principal Financial Group I... (PFG) | 05-Jul-17 | Market Option Sale (Planned) | 60,816 | $64.43 | $3,918,380.00 | (24%) 256.63K to 195.82K | 32% |
| 05-Jul-17 5:48 PM View: | Principal Financial Group I... (PFG) | 30-Jun-17 | Grant | 288 | -- | -- | < 1% 195.53K to 195.82K | |
| 07-Jun-17 2:13 PM View: | Principal Financial Group I... (PFG) | 06-Jun-17 | Market Sale (Planned) | 5,000 | $62.61 | $313,050.00 | (2%) 200.53K to 195.53K | 30% |
| 07-Jun-17 2:13 PM View: | Principal Financial Group I... (PFG) | 05-Jun-17 | Option Exercise | 60,818 | $35.10 | $2,134,690.00 | 30% 200.53K to 261.35K | |
| 07-Jun-17 2:13 PM View: | Principal Financial Group I... (PFG) | 05-Jun-17 | Market Option Sale (Planned) | 60,818 | $63.61 | $3,868,630.00 | (23%) 261.35K to 200.53K | 31% |
| 10-May-17 4:04 PM View: | Principal Financial Group I... (PFG) | 08-May-17 | Market Sale (Planned) | 5,000 | $64.01 | $320,050.00 | (2%) 205.53K to 200.53K | 32% |
| 06-Apr-17 5:42 PM View: | Principal Financial Group I... (PFG) | 06-Apr-17 | Market Sale (Planned) | 5,000 | $62.65 | $313,250.00 | (2%) 210.53K to 205.53K | 31% |
| 04-Apr-17 5:38 PM View: | Principal Financial Group I... (PFG) | 31-Mar-17 | Grant | 284 | -- | -- | < 1% 210.24K to 210.53K | |
| 07-Mar-17 12:46 PM View: | Principal Financial Group I... (PFG) | 06-Mar-17 | Market Sale (Planned) | 5,000 | $63.18 | $315,900.00 | (2%) 210.24K to 205.24K | 31% |
| 01-Mar-17 5:26 PM View: | Principal Financial Group I... (PFG) | 27-Feb-17 | Grant | 13,083 | -- | -- | 7% 197.16K to 210.24K | |
| 29-Dec-16 5:49 PM View: | Principal Financial Group I... (PFG) | 27-Dec-16 | Grant | 290 | -- | -- | < 1% 196.87K to 197.16K | |
| 04-Oct-16 4:54 PM View: | Principal Financial Group I... (PFG) | 30-Sep-16 | Grant | 312 | -- | -- | < 1% 196.55K to 196.86K | |
| 28-Jun-16 5:55 PM View: | Principal Financial Group I... (PFG) | 24-Jun-16 | Grant | 379 | -- | -- | < 1% 195.6K to 195.98K | |
| 24-May-16 5:05 PM View: | Principal Financial Group I... (PFG) | 23-May-16 | Market Sale (Planned) | 10,000 | $43.13 | $431,300.00 | (5%) 205.6K to 195.6K | (4%) |
| 22-Apr-16 12:48 PM View: | Principal Financial Group I... (PFG) | 21-Apr-16 | Market Sale (Planned) | 10,000 | $43.40 | $434,000.00 | (5%) 215.6K to 205.6K | (3%) |
| 15-Apr-16 3:44 PM View: | Principal Financial Group I... (PFG) | 14-Apr-16 | Option Exercise | 10,000 | $22.21 | $222,100.00 | 5% 215.6K to 225.6K | |
| 15-Apr-16 3:44 PM View: | Principal Financial Group I... (PFG) | 14-Apr-16 | Market Option Sale (Planned) | 10,000 | $41.48 | $414,800.00 | (4%) 225.6K to 215.6K | (8%) |
| 29-Mar-16 6:20 PM View: | Principal Financial Group I... (PFG) | 25-Mar-16 | Grant | 376 | -- | -- | < 1% 215.22K to 215.6K | |
| 22-Mar-16 2:21 PM View: | Principal Financial Group I... (PFG) | 21-Mar-16 | Market Sale (Planned) | 10,000 | $41.15 | $411,500.00 | (4%) 225.22K to 215.22K | (9%) |
| 16-Mar-16 12:12 PM View: | Principal Financial Group I... (PFG) | 14-Mar-16 | Option Exercise | 10,000 | $22.21 | $222,100.00 | 4% 235.22K to 245.22K | |
| 16-Mar-16 12:12 PM View: | Principal Financial Group I... (PFG) | 14-Mar-16 | Market Option Sale (Planned) | 10,000 | $39.84 | $398,400.00 | (4%) 245.22K to 235.22K | (13%) |
| 16-Mar-16 12:12 PM View: | Principal Financial Group I... (PFG) | 14-Mar-16 | Market Sale (Planned) | 10,000 | $39.84 | $398,400.00 | (4%) 235.22K to 225.22K | (13%) |
| 24-Feb-16 5:01 PM View: | Principal Financial Group I... (PFG) | 22-Feb-16 | Grant | 17,773 | -- | -- | 8% 235.22K to 253.0K | |
| 17-Feb-16 3:56 PM View: | Principal Financial Group I... (PFG) | 16-Feb-16 | Option Exercise | 10,000 | $22.21 | $222,100.00 | 4% 245.22K to 255.22K | |
| 17-Feb-16 3:56 PM View: | Principal Financial Group I... (PFG) | 16-Feb-16 | Market Option Sale (Planned) | 10,000 | $35.94 | $359,450.00 | (4%) 255.22K to 245.22K | (26%) |
| 17-Feb-16 3:56 PM View: | Principal Financial Group I... (PFG) | 16-Feb-16 | Market Sale (Planned) | 10,000 | $35.94 | $359,450.00 | (4%) 245.22K to 235.22K | (26%) |