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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Dec-14 8:49 PM View:  | Pike Electric Corporation (PIKE) | 22-Dec-14 | Disposition | 15,171 | $12.00 | $182,052.00 | (100%) 15.17K to 0 | (< 1%) |
| 04-Nov-14 4:04 PM View: | Pike Electric Corporation (PIKE) | 01-Nov-14 | Option Exercise | 6,398 | -- | -- | 73% 8.77K to 15.17K | |
| 04-Nov-13 4:11 PM View: | Pike Electric Corporation (PIKE) | 31-Oct-13 | Option Exercise | 7,675 | -- | -- | 699% 1.1K to 8.77K | |
| 05-Nov-12 4:54 PM View: | Pike Electric Corporation (PIKE) | 01-Nov-12 | Option Exercise | 1,098 | -- | -- | 100% 0 to 1.1K | |
| 10-May-10 12:35 PM View: | Duke Energy Corp. (DUK) | 06-May-10 | Option Exercise | 24,180 | $12.82 | $309,988.00 | 11% 215.76K to 239.94K | |
| 10-May-10 12:35 PM View: | Duke Energy Corp. (DUK) | 06-May-10 | Market Option Sale | 24,180 | $16.83 | $406,832.00 | (10%) 239.94K to 215.76K | (409%) |
| 06-Apr-10 4:46 PM View: | Duke Energy Corp. (DUK) | 04-Apr-10 | Payment of Exercise | 1,459 | $16.41 | $23,942.20 | (< 1%) 217.22K to 215.76K | (422%) |
| 06-Apr-10 4:46 PM View: | Duke Energy Corp. (DUK) | 04-Apr-10 | Option Exercise | 3,436 | $16.41 | $56,384.80 | 2% 213.78K to 217.22K | 422% |
| 04-Mar-10 4:20 PM View: | Duke Energy Corp. (DUK) | 02-Mar-10 | Payment of Exercise | 3,275 | $16.44 | $53,841.00 | (1%) 221.56K to 218.28K | (421%) |
| 04-Mar-10 4:20 PM View: | Duke Energy Corp. (DUK) | 02-Mar-10 | Option Exercise | 10,090 | $16.44 | $165,880.00 | 5% 211.47K to 221.56K | 421% |
| 02-Mar-10 3:37 PM View: | Duke Energy Corp. (DUK) | 26-Feb-10 | Payment of Exercise | 2,291 | $16.35 | $37,457.90 | (1%) 213.76K to 211.47K | (423%) |
| 24-Feb-10 6:14 PM View: | Duke Energy Corp. (DUK) | 22-Feb-10 | Grant | 23,740 | $16.43 | $390,048.00 | 14% 170.85K to 194.59K | 421% |
| 24-Feb-10 6:14 PM View: | Duke Energy Corp. (DUK) | 22-Feb-10 | Payment of Exercise | 9,210 | $16.43 | $151,320.00 | (4%) 222.97K to 213.76K | (421%) |
| 24-Feb-10 6:14 PM View: | Duke Energy Corp. (DUK) | 22-Feb-10 | Option Exercise | 28,381 | $16.43 | $466,300.00 | 15% 194.59K to 222.97K | 421% |
| 23-Feb-10 5:11 PM View: | Duke Energy Corp. (DUK) | 19-Feb-10 | Payment of Exercise | 2,910 | $16.61 | $48,335.10 | (2%) 173.76K to 170.85K | (415%) |
| 18-Feb-10 4:49 PM View: | EnerNOC, Inc. (ENOC) | 17-Feb-10 | Grant | 4,000 | -- | -- | 100% 4.0K to 8.0K | |
| 05-Jun-09 4:25 PM View: | EnerNOC, Inc. (ENOC) | 03-Jun-09 | Grant | 4,000 | -- | -- | 100% 0 to 4.0K | |
| 07-Apr-09 6:36 PM View: | Duke Energy Corp. (DUK) | 04-Apr-09 | Payment of Exercise | 1,459 | $14.19 | $20,703.20 | (< 1%) 174.99K to 173.53K | (549%) |
| 07-Apr-09 6:36 PM View: | Duke Energy Corp. (DUK) | 04-Apr-09 | Option Exercise | 3,436 | -- | -- | 2% 171.56K to 174.99K | |
| 04-Mar-09 5:45 PM View: | Duke Energy Corp. (DUK) | 02-Mar-09 | Payment of Exercise | 4,284 | $12.92 | $55,349.30 | (2%) 175.76K to 171.47K | (604%) |
| 04-Mar-09 5:45 PM View: | Duke Energy Corp. (DUK) | 02-Mar-09 | Option Exercise | 10,090 | $12.92 | $130,363.00 | 6% 165.67K to 175.76K | 604% |
| 02-Mar-09 3:47 PM View: | Duke Energy Corp. (DUK) | 26-Feb-09 | Payment of Exercise | 2,997 | $13.78 | $41,298.70 | (2%) 168.66K to 165.66K | (560%) |
| 23-Feb-09 5:43 PM View: | Duke Energy Corp. (DUK) | 19-Feb-09 | Grant | 26,900 | $14.50 | $390,050.00 | 21% 127.03K to 153.93K | 527% |
| 23-Feb-09 5:43 PM View: | Duke Energy Corp. (DUK) | 19-Feb-09 | Payment of Exercise | 7,075 | $14.50 | $102,588.00 | (4%) 175.73K to 168.65K | (527%) |
| 23-Feb-09 5:43 PM View: | Duke Energy Corp. (DUK) | 19-Feb-09 | Option Exercise | 21,801 | $14.50 | $316,114.00 | 14% 153.93K to 175.73K | 527% |
| 03-Feb-09 5:09 PM View: | Duke Energy Corp. (DUK) | 30-Jan-09 | Option Exercise | 10,412 | $15.15 | $157,742.00 | 15% 71.59K to 82.0K | 510% |
| 08-Apr-08 7:54 PM View: | Duke Energy Corp. (DUK) | 04-Apr-08 | Payment of Exercise | 1,459 | $18.12 | $26,437.10 | (1%) 117.87K to 116.41K | (377%) |
| 08-Apr-08 7:54 PM View: | Duke Energy Corp. (DUK) | 04-Apr-08 | Option Exercise | 3,436 | -- | -- | 3% 114.43K to 117.87K | |
| 28-Feb-08 7:36 PM View: | Duke Energy Corp. (DUK) | 26-Feb-08 | Grant | 21,180 | $18.41 | $389,924.00 | 23% 93.19K to 114.37K | 369% |
| 08-Nov-07 3:39 PM View: | Duke Energy Corp. (DUK) | 06-Nov-07 | Option Exercise | 3,588 | $14.10 | $50,590.80 | 4% 93.13K to 96.72K | |
| 08-Nov-07 3:39 PM View: | Duke Energy Corp. (DUK) | 06-Nov-07 | Market Option Sale | 3,588 | $19.04 | $68,315.50 | (4%) 96.72K to 93.13K | (364%) |
| 05-Apr-07 4:26 PM View: | Duke Energy Corp. (DUK) | 04-Apr-07 | Payment of Exercise | 1,116 | $20.77 | $23,179.30 | (1%) 93.88K to 92.77K | (335%) |
| 05-Apr-07 4:26 PM View: | Duke Energy Corp. (DUK) | 04-Apr-07 | Option Exercise | 3,436 | -- | -- | 4% 90.45K to 93.88K | |
| 15-Aug-06 5:26 PM View: | Duke Energy Corp. (DUK) | 11-Aug-06 | Payment of Exercise | 12,006 | $29.68 | $356,338.00 | (7%) 182.48K to 170.47K | (434%) |
| 15-Aug-06 5:26 PM View: | Duke Energy Corp. (DUK) | 11-Aug-06 | Option Exercise | 100,816 | $16.12 | $1,624,970.00 | 123% 81.66K to 182.48K | |
| 15-Aug-06 5:26 PM View: | Duke Energy Corp. (DUK) | 11-Aug-06 | Market Option Sale | 80,540 | $29.61 | $2,384,840.00 | (47%) 170.47K to 89.93K | (435%) |
| 15-Jun-06 5:14 PM View: | Duke Energy Corp. (DUK) | 14-Jun-06 | Payment of Exercise | 6,946 | -- | -- | (8%) 88.56K to 81.62K | |
| 05-Apr-06 6:11 PM View: | Cinergy Corp (CIN) | 03-Apr-06 | Disposition | 21,621 | -- | -- | (38%) 56.69K to 35.07K | |
| 05-Apr-06 6:11 PM View: | Cinergy Corp (CIN) | 03-Apr-06 | Disposition | 35,071 | -- | -- | (100%) 35.07K to 0 | |
| 27-Feb-06 5:52 PM View: | Cinergy Corp (CIN) | 27-Feb-06 | Gift | 8,257 | -- | -- | 15% 56.59K to 64.85K | |
| 27-Feb-06 5:52 PM View: | Cinergy Corp (CIN) | 27-Feb-06 | Gift | 8,257 | -- | -- | (13%) 64.85K to 56.59K | |
| 27-Feb-06 5:52 PM View: | Cinergy Corp (CIN) | 23-Feb-06 | Payment of Exercise | 3,530 | $43.42 | $153,255.00 | (6%) 60.12K to 56.59K | |
| 21-Mar-05 6:23 PM View: | Cinergy Corp (CIN) | 18-Mar-05 | Grant | 9,207 | -- | -- | 18% 52.13K to 61.34K | |
| 21-Mar-05 6:23 PM View: | Cinergy Corp (CIN) | 18-Mar-05 | Payment of Exercise | 2,960 | $39.67 | $117,438.00 | (4%) 67.59K to 64.63K | |
| 21-Mar-05 6:23 PM View: | Cinergy Corp (CIN) | 18-Mar-05 | Gift | 6,247 | -- | -- | 10% 61.34K to 67.59K | |
| 21-Mar-05 6:23 PM View: | Cinergy Corp (CIN) | 18-Mar-05 | Gift | 6,247 | -- | -- | (10%) 64.63K to 58.38K | |
| 04-Jan-05 4:13 PM View: | Cinergy Corp (CIN) | 01-Jan-05 | Grant | 5,983 | -- | -- | 13% 46.01K to 52.0K | |
| 03-Sep-04 11:02 AM View: | Cinergy Corp (CIN) | 01-Sep-04 | Market Sale | 5,630 | $40.28 | $226,801.00 | (9%) 59.4K to 53.77K | |
| 03-Sep-04 11:19 AM View: | Cinergy Corp (CIN) | 01-Sep-04 | Market Sale | 370 | $40.15 | $14,850.90 | (< 1%) 52.33K to 51.96K | |
| 12-Apr-04 10:00 PM View: | Cinergy Corp (CIN) | 08-Apr-04 | Grant | 5,162 | $40.24 | $207,719.00 | 19% 26.81K to 31.97K |