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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Feb-24 6:50 PM View:  | Ameriprise Financial Inc. (AMP) | 26-Feb-24 | Sale | 5,000 | $408.63 | $2,043,160.00 | (3%) 165.71K to 160.71K | |
| 26-Feb-24 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 23-Feb-24 | Sale | 5,000 | $407.16 | $2,035,810.00 | (3%) 170.71K to 165.71K | |
| 26-Feb-24 6:50 PM View: | Ameriprise Financial Inc. (AMP) | 22-Feb-24 | Private Sale | 12,000 | $401.48 | $4,817,790.00 | (7%) 182.71K to 170.71K | |
| 21-Feb-24 8:23 PM View: | Ameriprise Financial Inc. (AMP) | 20-Feb-24 | Sale | 4,298 | $397.22 | $1,707,250.00 | (2%) 187.01K to 182.71K | |
| 21-Feb-24 8:23 PM View: | Ameriprise Financial Inc. (AMP) | 16-Feb-24 | Private Sale | 11,288 | $399.64 | $4,511,160.00 | (6%) 198.29K to 187.01K | |
| 13-Feb-24 8:44 PM View: | Ameriprise Financial Inc. (AMP) | 12-Feb-24 | Payment of Exercise | 29,079 | $402.09 | $11,692,400.00 | (13%) 229.87K to 200.79K | |
| 13-Feb-24 8:44 PM View: | Ameriprise Financial Inc. (AMP) | 12-Feb-24 | Option Exercise | 39,834 | $179.84 | $7,163,750.00 | 21% 190.03K to 229.87K | |
| 13-Feb-24 8:44 PM View: | Ameriprise Financial Inc. (AMP) | 12-Feb-24 | Option Sale | 2,493 | $401.11 | $999,979.00 | (1%) 200.79K to 198.29K | |
| 31-Jan-24 8:19 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Grant | 53,506 | -- | -- | 32% 166.78K to 220.29K | |
| 31-Jan-24 8:19 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-24 | Payment of Exercise | 30,262 | $393.11 | $11,896,300.00 | (14%) 220.29K to 190.03K | |
| 30-Jan-24 8:50 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-24 | Payment of Exercise | 2,057 | $391.40 | $805,110.00 | (1%) 168.84K to 166.78K | |
| 30-Jan-24 8:50 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-24 | Payment of Exercise | 1,808 | $391.40 | $707,651.00 | (1%) 170.65K to 168.84K | |
| 30-Jan-24 8:50 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-24 | Grant | 11,854 | -- | -- | 7% 158.79K to 170.65K | |
| 13-Dec-23 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 11-Dec-23 | Payment of Exercise | 30,052 | $366.37 | $11,010,200.00 | (15%) 198.79K to 168.74K | |
| 13-Dec-23 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 11-Dec-23 | Option Exercise | 40,000 | $179.84 | $7,193,600.00 | 25% 158.79K to 198.79K | |
| 13-Dec-23 4:55 PM View: | Ameriprise Financial Inc. (AMP) | 11-Dec-23 | Option Sale | 9,948 | $365.86 | $3,639,590.00 | (6%) 168.74K to 158.79K | |
| 07-Aug-23 4:06 PM View: | Ameriprise Financial Inc. (AMP) | 03-Aug-23 | Payment of Exercise | 30,384 | $354.13 | $10,759,900.00 | (15%) 198.78K to 168.4K | |
| 07-Aug-23 4:06 PM View: | Ameriprise Financial Inc. (AMP) | 03-Aug-23 | Option Exercise | 40,000 | $179.84 | $7,193,600.00 | 25% 158.78K to 198.78K | |
| 07-Aug-23 4:06 PM View: | Ameriprise Financial Inc. (AMP) | 03-Aug-23 | Option Sale | 9,616 | $354.00 | $3,404,110.00 | (6%) 168.4K to 158.78K | |
| 09-Feb-23 5:13 PM View: | Ameriprise Financial Inc. (AMP) | 07-Feb-23 | Private Sale | 39,343 | $352.08 | $13,851,700.00 | (20%) 198.11K to 158.77K | |
| 02-Feb-23 7:05 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Grant | 61,890 | -- | -- | 36% 171.22K to 233.11K | |
| 02-Feb-23 7:05 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-23 | Payment of Exercise | 35,004 | $350.12 | $12,255,600.00 | (15%) 233.11K to 198.11K | |
| 31-Jan-23 7:59 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-23 | Payment of Exercise | 2,885 | $344.45 | $993,738.00 | (2%) 174.11K to 171.22K | |
| 31-Jan-23 7:59 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-23 | Payment of Exercise | 1,622 | $344.45 | $558,698.00 | (< 1%) 175.73K to 174.11K | |
| 31-Jan-23 7:59 PM View: | Ameriprise Financial Inc. (AMP) | 27-Jan-23 | Grant | 13,470 | -- | -- | 8% 162.26K to 175.73K | |
| 28-Nov-22 5:03 PM View: | Ameriprise Financial Inc. (AMP) | 23-Nov-22 | Payment of Exercise | 30,085 | $333.34 | $10,028,500.00 | (15%) 205.4K to 175.31K | |
| 28-Nov-22 5:03 PM View: | Ameriprise Financial Inc. (AMP) | 23-Nov-22 | Option Exercise | 43,135 | $126.89 | $5,473,400.00 | 27% 162.26K to 205.4K | |
| 28-Nov-22 5:03 PM View: | Ameriprise Financial Inc. (AMP) | 23-Nov-22 | Option Sale | 13,050 | $333.02 | $4,345,970.00 | (7%) 175.31K to 162.26K | |
| 29-Mar-22 4:22 PM View: | Ameriprise Financial Inc. (AMP) | 25-Mar-22 | Market Sale | 56,622 | $314.16 | $17,788,500.00 | (26%) 218.86K to 162.24K | (1%) |
| 04-Feb-22 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Grant | 89,829 | -- | -- | 51% 174.99K to 264.82K | |
| 04-Feb-22 4:25 PM View: | Ameriprise Financial Inc. (AMP) | 02-Feb-22 | Payment of Exercise | 45,957 | $313.21 | $14,394,200.00 | (17%) 264.82K to 218.86K | |
| 03-Feb-22 5:01 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-22 | Payment of Exercise | 5,458 | $308.10 | $1,681,610.00 | (3%) 180.44K to 174.99K | (3%) |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-22 | Payment of Exercise | 3,338 | $304.31 | $1,015,790.00 | (2%) 183.78K to 180.44K | |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-22 | Payment of Exercise | 2,384 | $298.09 | $710,647.00 | (1%) 186.17K to 183.78K | |
| 01-Feb-22 6:37 PM View: | Ameriprise Financial Inc. (AMP) | 28-Jan-22 | Grant | 12,647 | -- | -- | 7% 173.52K to 186.17K | |
| 29-Dec-21 4:11 PM View: | Ameriprise Financial Inc. (AMP) | 27-Dec-21 | Payment of Exercise | 62,276 | $306.57 | $19,092,000.00 | (24%) 259.79K to 197.51K | |
| 29-Dec-21 4:11 PM View: | Ameriprise Financial Inc. (AMP) | 27-Dec-21 | Option Exercise | 86,266 | $126.89 | $10,946,300.00 | 50% 173.52K to 259.79K | |
| 29-Dec-21 4:11 PM View: | Ameriprise Financial Inc. (AMP) | 27-Dec-21 | Market Option Sale | 23,990 | $306.35 | $7,349,370.00 | (12%) 197.51K to 173.52K | |
| 02-Nov-21 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 29-Oct-21 | Payment of Exercise | 77,702 | $305.30 | $23,722,400.00 | (28%) 281.85K to 204.15K | |
| 02-Nov-21 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 29-Oct-21 | Option Exercise | 108,334 | $123.37 | $13,365,200.00 | 62% 173.51K to 281.85K | |
| 02-Nov-21 4:38 PM View: | Ameriprise Financial Inc. (AMP) | 29-Oct-21 | Market Option Sale | 30,632 | $303.67 | $9,302,120.00 | (15%) 204.15K to 173.51K | |
| 12-Feb-21 4:31 PM View: | Ameriprise Financial Inc. (AMP) | 10-Feb-21 | Market Sale | 52,197 | $215.26 | $11,235,900.00 | (23%) 225.7K to 173.5K | (< 1%) |
| 09-Feb-21 5:44 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Grant | 78,403 | -- | -- | 42% 187.41K to 265.81K | |
| 09-Feb-21 5:44 PM View: | Ameriprise Financial Inc. (AMP) | 05-Feb-21 | Payment of Exercise | 40,116 | $211.06 | $8,466,880.00 | (15%) 265.81K to 225.7K | |
| 03-Feb-21 5:06 PM View: | Ameriprise Financial Inc. (AMP) | 01-Feb-21 | Payment of Exercise | 5,459 | $200.84 | $1,096,390.00 | (3%) 192.87K to 187.41K | (< 1%) |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 31-Jan-21 | Payment of Exercise | 3,339 | $197.87 | $660,688.00 | (2%) 196.21K to 192.87K | |
| 02-Feb-21 6:23 PM View: | Ameriprise Financial Inc. (AMP) | 29-Jan-21 | Grant | 17,733 | -- | -- | 10% 178.48K to 196.21K | |
| 28-Jan-21 6:07 PM View: | Ameriprise Financial Inc. (AMP) | 26-Jan-21 | Payment of Exercise | 3,088 | $211.27 | $652,402.00 | (2%) 181.56K to 178.48K | 5% |
| 12-Nov-20 6:14 PM View: | Ameriprise Financial Inc. (AMP) | 09-Nov-20 | Payment of Exercise | 158,772 | $184.00 | $29,214,000.00 | (40%) 392.73K to 233.96K | (< 1%) |
| 12-Nov-20 6:14 PM View: | Ameriprise Financial Inc. (AMP) | 09-Nov-20 | Option Exercise | 186,058 | $128.76 | $23,956,800.00 | 90% 206.67K to 392.73K |