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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-19 4:45 PM View:  | Fcb Financial Holdings, Inc. (FCB) | 01-Jan-19 | Disposition | 5,900 | -- | -- | (100%) 5.9K to 0 | |
| 13-Mar-18 4:38 PM View: | Fcb Financial Holdings, Inc. (FCB) | 09-Mar-18 | Option Exercise | 5,000 | $20.00 | $100,000.00 | 85% 5.9K to 10.9K | |
| 13-Mar-18 4:38 PM View: | Fcb Financial Holdings, Inc. (FCB) | 09-Mar-18 | Market Option Sale | 5,000 | $57.00 | $285,000.00 | (46%) 10.9K to 5.9K | 41% |
| 06-Mar-18 4:19 PM View: | Fcb Financial Holdings, Inc. (FCB) | 02-Mar-18 | Option Exercise | 5,000 | $20.00 | $100,000.00 | 85% 5.9K to 10.9K | |
| 06-Mar-18 4:19 PM View: | Fcb Financial Holdings, Inc. (FCB) | 02-Mar-18 | Market Option Sale | 5,000 | $54.74 | $273,708.00 | (46%) 10.9K to 5.9K | 38% |
| 23-Feb-18 4:22 PM View: | Fcb Financial Holdings, Inc. (FCB) | 21-Feb-18 | Grant | 1,700 | -- | -- | 40% 4.2K to 5.9K | |
| 27-Nov-17 4:27 PM View: | Zapata Corp. (SPB) | 22-Nov-17 | Grant | 4,747 | -- | -- | 17% 27.35K to 32.1K | |
| 17-Mar-17 6:15 PM View: | Fcb Financial Holdings, Inc. (FCB) | 15-Mar-17 | Option Exercise | 3,600 | $20.00 | $72,000.00 | (120%) (-3.0K) to 0.6K | |
| 17-Mar-17 6:15 PM View: | Fcb Financial Holdings, Inc. (FCB) | 15-Mar-17 | Market Option Sale | 3,600 | $49.00 | $176,402.00 | 600% 0.6K to 4.2K | (31%) |
| 15-Mar-17 7:25 PM View: | Fcb Financial Holdings, Inc. (FCB) | 13-Mar-17 | Option Exercise | 20,000 | $20.00 | $400,000.00 | (56%) (-35.8K) to (-15.8K) | |
| 15-Mar-17 7:25 PM View: | Fcb Financial Holdings, Inc. (FCB) | 13-Mar-17 | Market Option Sale | 20,000 | $48.74 | $974,764.00 | (127%) (-15.8K) to 4.2K | (31%) |
| 09-Feb-17 4:52 PM View: | Fcb Financial Holdings, Inc. (FCB) | 07-Feb-17 | Grant | 4,200 | -- | -- | 100% 0 to 4.2K | |
| 29-Nov-16 5:34 PM View: | Zapata Corp. (SPB) | 28-Nov-16 | Grant | 5,092 | -- | -- | 23% 22.26K to 27.35K | |
| 25-Nov-15 2:06 PM View: | Zapata Corp. (SPB) | 24-Nov-15 | Grant | 5,743 | -- | -- | 35% 16.52K to 22.26K | |
| 28-Nov-14 5:05 PM View: | Zapata Corp. (SPB) | 25-Nov-14 | Grant | 5,988 | -- | -- | 57% 10.53K to 16.52K | |
| 22-Sep-14 6:04 PM View: | Zapata Corp. (SPB) | 18-Sep-14 | Grant | 6,079 | -- | -- | 137% 4.45K to 10.53K | |
| 05-May-14 5:15 PM View: | NRG Energy, Inc. (NRG) | 01-May-14 | Grant | 43 | -- | -- | < 1% 27.12K to 27.16K | |
| 05-Feb-14 5:17 PM View: | NRG Energy, Inc. (NRG) | 03-Feb-14 | Grant | 45 | -- | -- | < 1% 27.07K to 27.12K | |
| 05-Nov-13 4:46 PM View: | NRG Energy, Inc. (NRG) | 01-Nov-13 | Grant | 43 | -- | -- | < 1% 27.03K to 27.07K | |
| 20-Aug-13 6:36 PM View: | Zapata Corp. (SPB) | 16-Aug-13 | Grant | 4,449 | -- | -- | 100% 0 to 4.45K | |
| 05-Aug-13 7:08 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-13 | Grant | 44 | -- | -- | < 1% 26.99K to 27.03K | |
| 04-Jun-13 6:27 PM View: | NRG Energy, Inc. (NRG) | 01-Jun-13 | Grant | 3,723 | -- | -- | 16% 23.27K to 26.99K | |
| 05-Jun-12 4:37 PM View: | NRG Energy, Inc. (NRG) | 01-Jun-12 | Grant | 6,402 | -- | -- | 38% 16.76K to 23.16K | |
| 03-Jun-11 4:37 PM View: | NRG Energy, Inc. (NRG) | 01-Jun-11 | Grant | 3,703 | -- | -- | 28% 13.05K to 16.76K | |
| 03-Jun-10 4:35 PM View: | NRG Energy, Inc. (NRG) | 01-Jun-10 | Grant | 4,058 | -- | -- | 45% 8.99K to 13.05K | |
| 03-Jun-09 4:39 PM View: | NRG Energy, Inc. (NRG) | 01-Jun-09 | Grant | 3,795 | -- | -- | 73% 5.2K to 8.99K | |
| 28-Apr-09 4:54 PM View: | NRG Energy, Inc. (NRG) | 24-Apr-09 | Grant | 5,200 | -- | -- | 100% 0 to 5.2K | |
| 04-Nov-08 2:39 PM View: | IKON Office Solutions Inc. (IKN) | 31-Oct-08 | Disposition | 13,716 | $17.25 | $236,601.00 | (100%) 13.72K to 0 | < 1% |
| 03-Apr-08 4:54 PM View: | US Shipping Partners LP (USSPZ.PK) | 01-Apr-08 | Grant | 3,065 | -- | -- | 153% 2.0K to 5.07K | |
| 03-Jan-08 11:32 AM View: | IKON Office Solutions Inc. (IKN) | 02-Jan-08 | Conversion | 13,716 | $12.74 | $174,742.00 | 100% 0 to 13.72K | 29% |
| 24-Aug-07 5:28 PM View: | Keyspan Corp (KSE) | 24-Aug-07 | Disposition | 20,064 | $42.00 | $842,688.00 | (75%) 26.59K to 6.53K | (< 1%) |
| 24-Aug-07 5:28 PM View: | Keyspan Corp (KSE) | 24-Aug-07 | Disposition | 6,525 | $42.00 | $274,050.00 | (100%) 6.53K to 0 | (< 1%) |
| 03-Apr-07 11:35 AM View: | US Shipping Partners LP (USSPZ.PK) | 02-Apr-07 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 22-Feb-07 4:22 PM View: | Keyspan Corp (KSE) | 20-Feb-07 | Grant | 5,110 | $41.33 | $211,196.00 | 26% 19.56K to 24.67K | 4% |
| 28-Feb-05 5:27 PM View: | Keyspan Corp (KSE) | 24-Feb-05 | Grant | 5,000 | $39.25 | $196,250.00 | 48% 10.33K to 15.33K | 21% |
| 27-May-04 4:46 PM View: | Technology Solutions Co. (TSCC.PK) | 27-May-04 | Market Purchase | 1,000 | $1.07 | $1,070.00 | < 1% 144.5K to 145.5K | (99%) |
| 03-Mar-04 10:00 PM View: | Keyspan Corp (KSE) | 01-Mar-04 | Option Exercise | 30,000 | $22.50 | $675,000.00 | 341% 8.81K to 38.81K | |
| 03-Mar-04 10:00 PM View: | Keyspan Corp (KSE) | 01-Mar-04 | Market Option Sale (Planned) | 30,000 | $38.00 | $1,140,000.00 | (77%) 38.81K to 8.81K | (31%) |
| 06-Jan-04 10:00 PM View: | Keyspan Corp (KSE) | 05-Jan-04 | Option Exercise | 30,000 | $22.50 | $675,000.00 | 349% 8.59K to 38.59K | |
| 06-Jan-04 10:00 PM View: | Keyspan Corp (KSE) | 05-Jan-04 | Market Option Sale (Planned) | 30,000 | $37.00 | $1,110,000.00 | (78%) 38.59K to 8.59K | (36%) |
| 10-Nov-03 10:00 PM View: | Houston Exploration Co (THX) | 07-Nov-03 | Grant | 2,000 | $37.15 | $74,300.00 | 100% 0 to 2.0K | 62% |