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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Feb-18 7:06 PM View:  | Paramount Global (PARAA,PARA) | 15-Feb-18 | Grant | 233 | -- | -- | < 1% 67.22K to 67.45K | |
| 20-Feb-18 7:06 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-18 | Option Exercise | 3,066 | -- | -- | 5% 67.45K to 70.52K | |
| 02-Feb-18 7:45 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-18 | Grant | 76 | -- | -- | < 1% 67.14K to 67.22K | |
| 02-Feb-18 7:45 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-18 | Grant | 465 | -- | -- | < 1% 66.68K to 67.14K | |
| 17-Jan-18 6:18 PM View: | Northeast Utilities (ES) | 16-Jan-18 | Grant | 2,175 | -- | -- | 10% 20.75K to 22.92K | |
| 13-Nov-17 4:54 PM View: | Paramount Global (PARAA,PARA) | 08-Nov-17 | Option Exercise | 5,093 | $25.20 | $128,344.00 | 8% 66.68K to 71.77K | |
| 13-Nov-17 4:54 PM View: | Paramount Global (PARAA,PARA) | 08-Nov-17 | Market Option Sale | 5,093 | $57.33 | $291,986.00 | (7%) 71.77K to 66.68K | 18% |
| 17-Feb-17 5:44 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-17 | Grant | 153 | -- | -- | < 1% 61.9K to 62.05K | |
| 17-Feb-17 5:44 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-17 | Option Exercise | 4,632 | -- | -- | 7% 62.05K to 66.68K | |
| 02-Feb-17 6:00 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-17 | Grant | 63 | -- | -- | < 1% 61.83K to 61.9K | |
| 02-Feb-17 6:00 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-17 | Grant | 377 | -- | -- | < 1% 61.45K to 61.83K | |
| 25-Jan-17 7:16 PM View: | Paramount Global (PARAA,PARA) | 24-Jan-17 | Payment of Exercise | 2,510 | $63.26 | $158,783.00 | (4%) 63.97K to 61.45K | 26% |
| 25-Jan-17 7:16 PM View: | Paramount Global (PARAA,PARA) | 24-Jan-17 | Option Exercise | 5,093 | $31.17 | $158,749.00 | 9% 58.87K to 63.97K | |
| 19-Jan-17 5:54 PM View: | Northeast Utilities (ES) | 17-Jan-17 | Grant | 2,452 | -- | -- | 14% 17.89K to 20.34K | |
| 17-Feb-16 8:53 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-16 | Grant | 144 | -- | -- | < 1% 55.38K to 55.53K | |
| 17-Feb-16 8:53 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-16 | Option Exercise | 3,343 | -- | -- | 6% 55.53K to 58.87K | |
| 02-Feb-16 10:00 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-16 | Grant | 76 | -- | -- | < 1% 55.31K to 55.38K | |
| 02-Feb-16 10:00 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-16 | Grant | 459 | -- | -- | < 1% 54.85K to 55.31K | |
| 20-Jan-16 5:54 PM View: | Northeast Utilities (ES) | 15-Jan-16 | Grant | 2,637 | -- | -- | 18% 14.94K to 17.58K | |
| 19-Nov-15 6:19 PM View: | Paramount Global (PARAA,PARA) | 17-Nov-15 | Option Exercise | 17,827 | $26.18 | $466,711.00 | 33% 54.85K to 72.68K | |
| 19-Nov-15 6:19 PM View: | Paramount Global (PARAA,PARA) | 17-Nov-15 | Market Option Sale | 17,827 | $51.20 | $912,810.00 | (25%) 72.68K to 54.85K | 10% |
| 18-Feb-15 7:48 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-15 | Grant | 63 | -- | -- | < 1% 51.71K to 51.77K | |
| 18-Feb-15 7:48 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-15 | Option Exercise | 3,079 | -- | -- | 6% 51.77K to 54.85K | |
| 03-Feb-15 7:40 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-15 | Grant | 60 | -- | -- | < 1% 51.65K to 51.71K | |
| 03-Feb-15 7:40 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-15 | Grant | 355 | -- | -- | < 1% 51.29K to 51.65K | |
| 20-Jan-15 6:53 PM View: | Northeast Utilities (ES) | 15-Jan-15 | Grant | 1,863 | -- | -- | 15% 12.84K to 14.7K | |
| 19-Feb-14 9:03 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-14 | Grant | 29 | -- | -- | < 1% 47.45K to 47.48K | |
| 19-Feb-14 9:03 PM View: | Paramount Global (PARAA,PARA) | 15-Feb-14 | Option Exercise | 3,809 | -- | -- | 8% 47.48K to 51.29K | |
| 04-Feb-14 5:39 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-14 | Grant | 49 | -- | -- | < 1% 47.41K to 47.45K | |
| 04-Feb-14 5:39 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-14 | Grant | 292 | -- | -- | < 1% 47.11K to 47.41K | |
| 17-Jan-14 5:05 PM View: | Northeast Utilities (ES) | 15-Jan-14 | Grant | 2,381 | -- | -- | 23% 10.29K to 12.67K | |
| 17-Sep-13 4:04 PM View: | Bank of America Corporation (BAC) | 17-Sep-13 | Gift | 17,358 | -- | -- | 8% 215.55K to 232.91K | |
| 14-Jun-13 5:46 PM View: | Bank of America Corporation (BAC) | 14-Jun-13 | Market Sale | 580,734 | $13.07 | $7,590,190.00 | (73%) 796.28K to 215.55K | (74%) |
| 05-Feb-13 8:59 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-13 | Grant | 62 | -- | -- | < 1% 41.17K to 41.23K | |
| 05-Feb-13 8:59 PM View: | Paramount Global (PARAA,PARA) | 01-Feb-13 | Option Exercise | 5,881 | -- | -- | 14% 41.23K to 47.11K | |
| 04-Feb-13 7:55 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-13 | Grant | 373 | -- | -- | < 1% 40.8K to 41.17K | |
| 17-Jan-13 6:37 PM View: | Northeast Utilities (ES) | 15-Jan-13 | Grant | 2,545 | -- | -- | 33% 7.65K to 10.2K | |
| 13-Aug-12 11:09 AM View: | Paramount Global (PARAA,PARA) | 09-Aug-12 | Market Purchase | 1,500 | $35.74 | $53,604.00 | 4% 39.3K to 40.8K | 20% |
| 19-Jul-12 3:01 PM View: | Northeast Utilities (ES) | 17-Jul-12 | Grant | 1,434 | -- | -- | 23% 6.19K to 7.63K | |
| 13-Jun-12 4:12 PM View: | Bank of America Corporation (BAC) | 12-Jun-12 | Acquisition (other) | 100,000 | $7.36 | $736,000.00 | 47% 213.49K to 313.49K | 195% |
| 13-Jun-12 4:12 PM View: | Bank of America Corporation (BAC) | 12-Jun-12 | Market Purchase | 433,542 | $7.36 | $3,190,870.00 | 138% 313.49K to 747.03K | 195% |
| 13-Jun-12 4:12 PM View: | Bank of America Corporation (BAC) | 12-Jun-12 | Market Purchase | 49,252 | $7.36 | $362,495.00 | 7% 747.03K to 796.28K | 195% |
| 10-Apr-12 3:16 PM View: | Northeast Utilities (ES) | 10-Apr-12 | Grant | 6,193 | -- | -- | 100% 0 to 6.19K | |
| 10-Apr-12 11:59 AM View: | NSTAR (NST) | 10-Apr-12 | Disposition | 35,745 | -- | -- | (100%) 35.74K to 0 | |
| 04-Apr-12 3:55 PM View: | NSTAR (NST) | 02-Apr-12 | Grant | 772 | $48.82 | $37,689.00 | 2% 34.97K to 35.75K | < 1% |
| 02-Feb-12 8:55 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-12 | Grant | 429 | -- | -- | 1% 33.83K to 34.26K | |
| 02-Feb-12 8:55 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-12 | Option Exercise | 5,043 | -- | -- | 15% 34.26K to 39.3K | |
| 03-Oct-11 3:30 PM View: | NSTAR (NST) | 03-Oct-11 | Grant Duplicate | 837 | $44.83 | $37,522.70 | 2% 33.58K to 34.42K | < 1% |
| 04-Apr-11 3:31 PM View: | NSTAR (NST) | 01-Apr-11 | Grant Duplicate | 811 | $46.73 | $37,898.00 | 3% 32.24K to 33.05K | < 1% |
| 02-Feb-11 4:16 PM View: | Paramount Global (PARAA,PARA) | 31-Jan-11 | Grant | 298 | -- | -- | 1% 25.79K to 26.09K |