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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-13 4:38 PM View:  | Duke Energy Corp. (DUK) | 02-May-13 | Grant | 1,672 | $74.78 | $125,000.00 | 11% 14.94K to 16.61K | 3% |
| 30-Aug-12 4:34 PM View: | Duke Energy Corp. (DUK) | 28-Aug-12 | Grant | 320 | $65.37 | $20,890.00 | 2% 14.62K to 14.94K | 16% |
| 15-May-12 2:52 PM View: | Duke Energy Corp. (DUK) | 09-May-12 | Market Sale | 350 | $21.46 | $7,511.00 | (< 1%) 44.21K to 43.86K | (259%) |
| 07-May-12 12:50 PM View: | Duke Energy Corp. (DUK) | 03-May-12 | Grant | 4,673 | $21.40 | $100,000.00 | 12% 39.54K to 44.21K | 260% |
| 09-May-11 1:13 PM View: | Duke Energy Corp. (DUK) | 05-May-11 | Grant | 5,342 | $18.72 | $100,000.00 | 16% 34.2K to 39.54K | 333% |
| 10-May-10 12:17 PM View: | Duke Energy Corp. (DUK) | 06-May-10 | Grant | 6,068 | $16.48 | $100,000.00 | 22% 28.13K to 34.2K | 419% |
| 11-May-09 4:24 PM View: | Duke Energy Corp. (DUK) | 07-May-09 | Grant | 7,047 | $14.19 | $99,996.90 | 34% 21.02K to 28.07K | 549% |
| 01-May-09 1:17 PM View: | Bank of America Corporation (BAC) | 29-Apr-09 | Grant | 18,433 | $8.68 | $159,998.00 | 16% 114.88K to 133.31K | 143% |
| 21-Jan-09 2:47 PM View: | Bank of America Corporation (BAC) | 20-Jan-09 | Market Purchase | 30,000 | $5.75 | $172,500.00 | 35% 84.88K to 114.88K | 307% |
| 02-Jan-09 1:43 PM View: | Bank of America Corporation (BAC) | 01-Jan-09 | Grant | 378 | -- | -- | < 1% 84.5K to 84.88K | |
| 12-May-08 6:36 PM View: | Duke Energy Corp. (DUK) | 08-May-08 | Grant | 5,390 | $18.55 | $99,984.50 | 35% 15.43K to 20.82K | 366% |
| 02-May-08 12:58 PM View: | Bank of America Corporation (BAC) | 02-May-08 | Market Purchase | 11,000 | $40.48 | $445,255.00 | 15% 73.5K to 84.5K | (51%) |
| 25-Apr-08 10:35 AM View: | Bank of America Corporation (BAC) | 23-Apr-08 | Grant | 4,340 | $36.86 | $159,972.00 | 6% 69.16K to 73.5K | (46%) |
| 07-Nov-07 1:49 PM View: | Bank of America Corporation (BAC) | 06-Nov-07 | Market Purchase | 11,000 | $45.50 | $500,500.00 | 19% 58.16K to 69.16K | (55%) |
| 17-May-07 3:23 PM View: | Duke Energy Corp. (DUK) | 16-May-07 | Market Purchase | 5,000 | $20.43 | $102,150.00 | 93% 5.35K to 10.35K | 338% |
| 27-Apr-07 9:52 AM View: | Bank of America Corporation (BAC) | 25-Apr-07 | Grant | 3,123 | $51.23 | $159,991.00 | 6% 55.04K to 58.16K | (59%) |
| 05-Apr-07 2:48 PM View: | Duke Energy Corp. (DUK) | 03-Apr-07 | Option Exercise | 2,600 | -- | -- | 49% 5.35K to 7.95K | |
| 01-Nov-06 8:27 AM View: | Bank of America Corporation (BAC) | 30-Oct-06 | Market Sale | 12,420 | $53.82 | $668,420.00 | (18%) 67.46K to 55.04K | 60% |
| 21-Nov-06 12:02 PM View: | Duke Energy Corp. (DUK) | 26-Jun-06 | Gift | 350 | -- | -- | 7% 5.0K to 5.35K | |
| 28-Apr-06 9:56 AM View: | Bank of America Corporation (BAC) | 26-Apr-06 | Grant | 3,353 | $47.71 | $159,972.00 | 7% 45.96K to 49.31K | (54%) |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 5,000 | -- | -- | (93%) 5.36K to 0.36K | |
| 05-Apr-06 5:00 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 358 | -- | -- | (100%) 0.36K to 0 | |
| 04-Jan-06 10:00 PM View: | Bank of America Corporation (BAC) | 01-Jan-06 | Grant | 488 | -- | -- | 1% 44.22K to 44.71K | |
| 04-Jan-06 10:00 PM View: | Bank of America Corporation (BAC) | 01-Jan-06 | Grant | 397 | -- | -- | < 1% 44.71K to 45.11K | |
| 04-Jan-06 10:00 PM View: | Bank of America Corporation (BAC) | 01-Jan-06 | Grant | 853 | -- | -- | 2% 45.11K to 45.96K | |
| 04-Jan-06 5:25 PM View: | Duke Power Co LLC (DUK) | 30-Dec-05 | Grant | 355 | -- | -- | 7% 5.0K to 5.36K | |
| 14-Oct-05 11:43 AM View: | Bank of America Corporation (BAC) | 23-Sep-05 | Acquisition (other) | 380 | $42.29 | $16,054.40 | < 1% 44.48K to 44.86K | (47%) |
| 14-Dec-05 2:06 PM View: | Bank of America Corporation (BAC) | 07-Sep-05 | Market Sale | 304 | $43.26 | $13,151.00 | (< 1%) 43.84K to 43.54K | 49% |
| 30-Jun-05 2:47 PM View: | Bank of America Corporation (BAC) | 24-Jun-05 | Acquisition (other) | 305 | -- | -- | < 1% 44.17K to 44.48K | |
| 14-Dec-05 2:06 PM View: | Bank of America Corporation (BAC) | 31-Mar-05 | Market Sale | 332 | $44.12 | $14,647.80 | (< 1%) 44.17K to 43.84K | 49% |
| 15-Apr-05 10:38 AM View: | Bank of America Corporation (BAC) | 25-Mar-05 | Acquisition (other) | 319 | -- | -- | < 1% 37.37K to 37.69K | |
| 27-Jan-05 6:01 PM View: | Bank of America Corporation (BAC) | 26-Jan-05 | Disposition (other) | 430 | -- | -- | (100%) 0.43K to 0 | |
| 13-Jan-05 4:27 PM View: | Bank of America Corporation (BAC) | 22-Dec-04 | Acquisition (other) | 300 | -- | -- | < 1% 37.07K to 37.37K | |
| 29-Aug-06 12:59 PM View: | Bank of America Corporation (BAC) | 12-Oct-04 | Market Sale | 1,600 | $44.72 | $71,552.00 | (8%) 19.74K to 18.14K | 48% |
| 15-Dec-04 11:03 AM View: | Bank of America Corporation (BAC) | 24-Sep-04 | Acquisition (other) | 315 | -- | -- | < 1% 36.76K to 37.07K | |
| 15-Dec-04 11:03 AM View: | Bank of America Corporation (BAC) | 25-Jun-04 | Acquisition (other) | 143 | -- | -- | < 1% 36.61K to 36.76K | |
| 05-Apr-04 10:00 PM View: | Bank of America Corporation (BAC) | 01-Apr-04 | Grant | 18,115 | $1.00 | $18,086.30 | 8207760% 0 to 18.11K | |
| 05-Apr-04 10:00 PM View: | Bank of America Corporation (BAC) | 01-Apr-04 | Acquisition (other) | 3,457 | -- | -- | 19% 18.11K to 21.57K | |
| 02-Apr-04 10:00 PM View: | Fleetboston Financial Corp (FBF) | 01-Apr-04 | Disposition | 32,222 | -- | -- | (100%) 32.22K to 0 |