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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Feb-13 6:33 PM View:  | Kbw Inc (KBW) | 15-Feb-13 | Disposition | 41,556 | -- | -- | (100%) 41.56K to 0 | |
| 02-Mar-12 5:26 PM View: | Kbw Inc (KBW) | 01-Mar-12 | Grant | 4,486 | -- | -- | 12% 37.07K to 41.56K | |
| 08-Feb-11 5:19 PM View: | Kbw Inc (KBW) | 04-Feb-11 | Grant | 1,830 | -- | -- | 5% 35.24K to 37.07K | |
| 09-Feb-10 8:52 PM View: | Kbw Inc (KBW) | 05-Feb-10 | Grant | 1,892 | -- | -- | 6% 33.35K to 35.24K | |
| 02-Mar-09 4:30 PM View: | Kbw Inc (KBW) | 27-Feb-09 | Market Purchase | 13,750 | $14.64 | $201,300.00 | 94% 14.6K to 28.35K | 9% |
| 09-Feb-09 5:10 PM View: | Kbw Inc (KBW) | 06-Feb-09 | Grant | 2,630 | -- | -- | 22% 11.97K to 14.6K | |
| 05-Feb-08 5:11 PM View: | Kbw Inc (KBW) | 01-Feb-08 | Grant | 1,968 | -- | -- | 20% 10.0K to 11.97K | |
| 13-Nov-06 4:19 PM View: | Kbw Inc (KBW) | 08-Nov-06 | Acquisition (other) | 5,000 | $21.00 | $105,000.00 | 100% 0 to 5.0K | |
| 08-Feb-06 10:00 PM View: | North Fork Bancorporation Inc (NFB) | 13-Dec-05 | Sale | 116,920 | -- | -- | (9%) 1.26M to 1.14M | |
| 12-Dec-05 5:03 PM View: | North Fork Bancorporation Inc (NFB) | 08-Dec-05 | Grant | 105,000 | $27.26 | $2,862,300.00 | 9% 1.15M to 1.26M | |
| 13-Jul-05 6:07 PM View: | North Fork Bancorporation Inc (NFB) | 11-Jul-05 | Payment of Exercise | 223,034 | $29.29 | $6,532,670.00 | (17%) 1.32M to 1.1M | |
| 13-Jul-05 6:07 PM View: | North Fork Bancorporation Inc (NFB) | 11-Jul-05 | Option Exercise | 223,034 | $23.38 | $5,213,590.00 | 20% 1.1M to 1.32M | |
| 13-Dec-04 8:09 PM View: | North Fork Bancorporation Inc (NFB) | 09-Dec-04 | Grant | 105,000 | $27.59 | $2,896,950.00 | 10% 1.05M to 1.15M | |
| 31-Dec-03 10:00 PM View: | North Fork Bancorporation Inc (NFB) | 31-Dec-03 | Purchase | 3,000 | $40.65 | $121,950.00 | 24% 12.37K to 15.37K | |
| 11-Dec-03 10:00 PM View: | North Fork Bancorporation Inc (NFB) | 09-Dec-03 | Grant | 65,000 | $38.64 | $2,511,600.00 | 11% 595.35K to 660.35K | 8% |